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CFTC’s Energy and Environmental Markets Advisory Committee to Meet February 28 , 8657-23 |
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CFTC Charges Three Puerto Rico Residents and Their Companies with Misappropriating Over $13 Million in Connection with Commodity Pool Ponzi Scheme , 8656-23 |
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CFTC Issues Statement on the Ongoing Impact to Reporting , 8655-23 |
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CFTC to Hold an Open Commission Meeting on February 15 , 8654-23 |
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The Global Markets Advisory Committee Announces Agenda for February 13 Meeting , 8653-23 |
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CFTC Commissioner Pham Announces Additional Staff Appointment , 8652-23 |
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CFTC Staff Revises No-Action Positions Regarding External Business Conduct Standards and Documentation Standards for Intended-To-Be-Cleared Swaps , 8651-23 |
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CFTC Approves Technical Corrections to Swap Dealer Regulations , 8650-23 |
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Commissioner Pham Announces CFTC Global Markets Advisory Committee Meeting and Leadership , 8649-23 |
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Commissioner Pham Announces Members of the CFTC’s Global Markets Advisory Committee , 8648-23 |
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CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange , 8647-23 |
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CFTC Charges Former New York City Commodity Pool Operator with Fraud , 8646-23 |
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CFTC Staff Issues No-Action Letter Regarding Investments of Customer Funds in Securities Benchmarked to SOFR , 8645-22 |
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CFTC Charges Alameda CEO and Alameda and FTX Co-Founder with Fraud in Action Against Sam Bankman-Fried and his Companies , 8644-22 |
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Federal Court Orders California Precious Metals Firm and Its Owners to Pay $38 Million for Commodity Fraud and Registration Violations , 8643-22 |
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CFTC Orders Minnesota Futures Commission Merchant to Pay $6.5 Million for Anti-Money Laundering, Risk Management, Recordkeeping, and Supervision Violations , 8642-22 |
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CFTC Staff Extends No-Action Letter Regarding Daily Reporting Requirements for Derivatives Clearing Organizations , 8641-22 |
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CFTC Charges Commodity Pool Operators and Their Co-Chief Investment Officer with Deception and Manipulation in Connection with Swaps and Supervision Failures , 8640-22 |
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CFTC Obtains Final Judgment Against Michigan Commodity Pool Operator and His Company for a Fraudulent Forex Scheme , 8639-22 |
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CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with Fraud and Material Misrepresentations , 8638-22 |
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CFTC Orders Minnesota Registrant to Pay $550,000 for Cross-Product, Cross-Calendar, and Single-Product Spoofing in Soybean Complex Futures , 8637-22 |
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CFTC Grants TeraExchange, LLC Reinstatement of its Swap Execution Facility Registration , 8636-22 |
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CFTC Grants SpectrAxe LLC Registration as a Swap Execution Facility , 8635-22 |
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CFTC Amends Its Complaint Against Peter Miller and Omerta Capital LLC to Charge Additional Fraud and False Statements to CME , 8634-22 |
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CFTC Staff Issues No-Action Letter Supplementing Staff Letters Regarding Swaps Trading on Certain Financial Markets Licensed in Australia , 8633-22 |
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CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Obligations for Counterparties Clearing Swaps Through DCOs Acting Consistent with Exemptive Orders or No Action Letters , 8632-22 |
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CFTC Staff Issues Advisory on Non-U.S. Swap Dealer Chief Compliance Officer Annual Reports , 8631-22 |
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Federal Court Orders Rhode Island Man to Pay More than $2.8 Million in Restitution for Virtual Currency Fraud , 8630-22 |
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CFTC Staff Extends Brexit-Related No-Action Positions , 8629-22 |
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The Agricultural Advisory Committee Announces Agenda for December 7 Meeting , 8628-22 |
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CFTC Charges Former Energy Broker with Paying Brokerage Kickbacks and Misappropriating Nonpublic Information , 8627-22 |
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LedgerX Withdraws Clearing Application , 8626-22 |
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The Agricultural Advisory Committee to Meet on December 7 , 8625-22 |
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CFTC Approves a Proposed Rule and a Proposed Order and Request for Comment , 8624-22 |
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Inter-Agency Working Group Releases New Report on Treasury Market Resilience Efforts , 8623-22 |
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CFTC Staff Extends No-Action Position for Certain Types of Package Transactions from the Trade Execution Requirement for Swaps , 8622-22 |
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CFTC Penalizes and Permanently Bans Texan from Trading and Registration for Virtual Currencies Fraud , 8621-22 |
