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CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests , 8602-22 |
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CFTC Orders tpSEF to Pay $850,000 for Violation of 15-Second Delay Rule for Execution of Cross Transactions on a SEF , 8601-22 |
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The Market Risk Advisory Committee Announces Agenda for September 28 Meeting , 8600-22 |
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CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8599-22 |
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CFTC Seeks to Revoke Registrations of Commodity Trading Advisor and Its Principal and Associated Person , 8598-22 |
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CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations , 8597-22 |
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CFTC Orders Texas Commodity Trading Advisor to Pay $200,000 for Failing to Register as a Swap Execution Facility , 8596-22 |
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CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures , 8595-22 |
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CFTC Commissioner Christy Goldsmith Romero Calls for Nominations and Topics for the Technology Advisory Committee , 8594-22 |
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Registration Opens Today for a CFTC Financial Education Event as Part of World Investor Week – October 3-9 , 8593-22 |
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CFTC Orders Two Chinese Companies to Pay $720,000 for Wash Trading, Position Limit Violations, and Reporting Failures , 8592-22 |
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CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings , 8591-22 |
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CFTC Imposes $250,000 Penalty Against bZeroX, LLC and Its Founders and Charges Successor Ooki DAO for Offering Illegal, Off-Exchange Digital-Asset Trading, Registration Violations, and Failing to Comply with Bank Secrecy Act , 8590-22 |
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CFTC Charges Five Entities for Failing to Register as FCMs , 8589-22 |
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CFTC Orders Two California Precious Metals Companies to Pay Over $1 Million for Fraud, Illegal Offering of Retail Commodity Transactions, and Registration Violations , 8588-22 |
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CFTC Staff Issues No-Action Letter to Taiwan Futures Exchange , 8587-22 |
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Federal Court Orders Defendants to Pay More than $6.6 Million for Defrauding Binary Options Pool Participants , 8586-22 |
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The Market Risk Advisory Committee to Meet on September 28 , 8585-22 |
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CFTC’s Division of Data Announces Limited Modifications to the Technical Specification for Parts 43 and 45 , 8584-22 |
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Federal Court Orders New York Man to Pay Over $800,000 for Commodity Pool Fraud , 8583-22 |
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CFTC Charges Former Trader for Engaging in a Fraudulent Scheme to Mismark U.S. Dollar Interest Rate Derivatives , 8582-22 |
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CFTC Charges Swap Dealer for Failure to Supervise Valuation Activities on Two Derivatives Trading Desks , 8581-22 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet September 20 in Oklahoma , 8580-22 |
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Federal Court Orders New Jersey Resident and His Company to Pay Over $5 Million for Fraudulent Solicitation, Misappropriation, and Violation of Trading Prohibition in Prior Consent Order , 8579-22 |
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CFTC Announces Review and Public Comment Period of KalshiEx Proposed Congressional Control Contracts Under CFTC Regulation 40.11 , 8578-22 |
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CFTC Orders Chicago Trader to Pay $100,000 for Spoofing in Natural Gas and RBOB Futures , 8577-22 |
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CFTC Charges Michigan Commodity Pool Operator and His Company with Sales Solicitation Fraud as Part of a Commodity Pool Scheme , 8576-22 |
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CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers , 8575-22 |
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CFTC Wins $7.49 Million Jury Verdict in Texas Broker Trading Case , 8574-22 |
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CFTC Issues Final Rule Modifying the Swap Clearing Requirement In Support of the Transition from LIBOR and Other Interbank Offered Rates to Alternative Reference Rates , 8573-22 |
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CFTC Charges Ohio Man and His Companies with Fraudulently Solicitating Over $12 Million and Misappropriation in a Digital Asset Trading Scheme , 8572-22 |
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CFTC Approves a Joint Rule Proposal to Amend Form PF , 8571-22 |
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CFTC Staff Extends Temporary No-Action Letter Regarding Certain Position Aggregation Requirements , 8570-22 |
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CFTC Chairman Rostin Behnam Seeks Nominations for Agricultural Advisory Committee Membership and Public Comment on Topics for Discussion , 8569-22 |
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CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets , 8568-22 |
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CFTC Staff Withdraws No-Action Letter to Victoria University of Wellington, New Zealand Regarding a Not-For-Profit Market for Certain Event Contracts , 8567-22 |
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CFTC Customer Advisory Highlights What Customers Should Know Before Trading Over-the-Counter Forex , 8566-22 |
