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Federal Agencies Launch Joint Effort to Alert Online Daters and Social Media Users of Romance Scams That Have Cost Americans Millions , 8491-22 |
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CFTC Charges Texas Resident with Misappropriating Confidential Information and Participating in a Brokerage Kickback Scheme , 8490-22 |
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The CFTC and 27 State Securities Regulatory Agencies Charge Los Angeles Area Precious Metals Dealer in Ongoing $68 Million Fraud Targeting the Elderly , 8489-22 |
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CFTC Staff Issues No-Action Letter Regarding Compliance Date for 2020 Amendments to Swap Data Reporting Rules , 8488-22 |
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CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud , 8487-22 |
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CFTC Charges Five Entities and Five Individuals with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8486-22 |
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CFTC Orders Two Florida Men to Pay $280,000 for Registration and Reporting Violations , 8485-22 |
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CFTC Grants Inet's Request to Vacate DCM Designation , 8484-22 |
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CFTC Chairman Rostin Behnam Appoints Initial CFTC Leadership , 8483-22 |
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CFTC Chairman Rostin Behnam Announces Executive Staff Appointments , 8482-22 |
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Federal Court Orders Kentucky Resident to Pay $17 Million for Defrauding Commodity Futures Clients , 8481-22 |
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CFTC Issues Order Suspending Mississippi Man’s Registrations as a Commodity Trading Advisor and Associated Person , 8480-22 |
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CFTC Chairman Behnam Welcomes CFTC’s First Chief Diversity Officer , 8479-22 |
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CFTC Orders Event-Based Binary Options Markets Operator to Pay $1.4 Million Penalty , 8478-22 |
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CFTC Charges New Jersey-Based Entities and Individuals With Multi-Million Dollar Forex Fraud , 8477-21 |
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CFTC Orders Dubai Traders and Their Firms to Pay $100,000 for Wash Sales , 8476-21 |
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CFTC Staff Issues No-Action Letter Regarding Certain Reporting Requirements for Swaps Transitioning from Certain LIBORs to Risk-Free Rates , 8475-21 |
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CFTC Staff Extends Temporary No-Action Letter to Derivatives Clearing Organizations Regarding Amended Daily Reporting Requirements , 8474-21 |
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CFTC Staff Revises No-Action Letters Regarding Market Participants Transitioning from LIBOR , 8473-21 |
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CFTC Grants Seed SEF LLC Request to Vacate SEF Registration , 8472-21 |
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Federal Court Orders Washington State Feedyard to Pay $263 Million for Phantom Cattle Fraud Scheme and Violating Position Limits , 8471-21 |
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CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures , 8470-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Issues User Guide for the Transition of Exchange-Traded Derivatives Activity to SOFR , 8469-21 |
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CFTC Charges Puerto Rico Resident and His Firm for Misappropriation of Nonpublic Information and Fictitious Trading , 8468-21 |
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Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme , 8467-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Selects December 13 for SOFR First for Additional Cross-Currency Derivatives , 8466-21 |
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Federal Court Orders California Forex Firm and Its Owners to Pay Over $4 Million for Pool Fraud and Registration Violations , 8465-21 |
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CFTC Staff Provides No-Action Letter to Korea Exchange, Inc. Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts , 8464-21 |
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CFTC Awards Approximately $1 Million to Two Whistleblowers , 8463-21 |
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CFTC Adopts Technical Amendments to Rules Governing Reparations Proceedings , 8462-21 |
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CFTC Staff Extends Existing Temporary No Action Relief Related to Brexit , 8461-21 |
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Federal Court Orders Florida Man and Foreign Defendants to Pay $7 Million for Role in Fraudulent Binary Options and Digital Asset Scheme , 8460-21 |
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CFTC Issues Request for Information and Comment on Swap Clearing Requirement to Address IBOR Transition , 8459-21 |
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CFTC Grants Order to LCH SA Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account , 8458-21 |
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CFTC Orders United States Commodity Funds LLC to Pay $2.5 Million for Failure to Fully Disclose Information Relating to Trading Limitations to Commodity Pool Participants , 8457-21 |
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Inter-Agency Working Group on Treasury Market Surveillance Releases Staff Progress Report that Reviews Potential Policies for Bolstering the Resilience of Treasury Markets , 8456-21 |
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CFTC Charges New Jersey Resident and His Company with Fraudulent Solicitation, Misappropriation, and Violating Consent Order , 8454-21 |
