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Federal Court Orders Alabama Man to Pay More Than $16 Million in Precious Metals Fraud , 8416-21 |
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CFTC Charges Unregistered Michigan Forex Firm and its Owner with Fraud and Misappropriation , 8415-21 |
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CFTC Charges Nebraska Commodity Pool Operator and its Owner with Fraud and Regulatory Violations , 8414-21 |
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CFTC Orders Tyson Foods to Pay $1.5 Million for Position Limit, Reporting, and Recordkeeping Violations , 8413-21 |
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Federal Court Orders BitMEX to Pay $100 Million for Illegally Operating a Cryptocurrency Trading Platform and Anti-Money Laundering Violations , 8412-21 |
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Federal Court Orders Texas and Florida Men to Pay Nearly $1.75 Million in Digital Assets Scheme , 8411-21 |
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U.S. Court of Appeals Rules in Favor of CFTC in Fraud Case Against Monex Deposit Company and its Principals , 8410-21 |
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CFTC Market Risk Advisory Committee Adopts SOFR First Recommendation at Public Meeting , 8409-21 |
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Federal Court Permanently Bans and Imposes an over $300,000 Penalty Against Foreign Trading Platform for Offering Illegal Leveraged Transactions in Ether, Litecoin, Bitcoin and Precious Metals , 8408-21 |
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The Market Risk Advisory Committee Announces Agenda for July 13 Public Meeting , 8407-21 |
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Georgia Man Sanctioned for Fraudulent Scheme Attempting to Profit from COVID-19 , 8406-21 |
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ICYMI: Commissioner Quintenz in Bloomberg: Family Offices Don’t Need New Regulations , 8405-21 |
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CFTC Charges Three Individuals and Three Florida Companies with Fraud in Multimillion-Dollar Precious Metals Scheme , 8404-21 |
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The Market Risk Advisory Committee to Meet on July 13 , 8403-21 |
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CFTC Staff Issues Interpretation to Swap Dealers Regarding Calculating Capital Requirements , 8402-21 |
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CFTC Orders Three Credit Suisse Entities to Pay $1.5 Million for Swap Data Reporting Failure , 8401-21 |
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Joint Readout of Principals Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution , 8400-21 |
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CFTC Charges Texas Man and His Company with Forex Fraud , 8399-21 |
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CFTC Staff Issues Advisory to Swap Dealers Regarding the Use of Internal Models in Calculating Minimum Capital Requirements , 8398-21 |
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CFTC Fines Brazilian Soybean Producer for Reporting Violations , 8397-21 |
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CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations , 8396-21 |
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Federal Court Sanctions Australian Trader for Spoofing and Engaging in a Manipulative and Deceptive Scheme , 8395-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Recommends July 26 for Transitioning Interdealer Swap Market Trading Conventions from LIBOR to SOFR , 8394-21 |
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Federal Court Orders Florida Man to Pay More than $500,000 for Attempting to Fraudulently Profit From COVID-19 , 8393-21 |
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CFTC Charges Chicago Commodity Pool Operators, Owner, and Former Chief Portfolio Manager with Fraud and Supervision Failures , 8392-21 |
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CFTC's Agricultural Advisory Committee to Meet via Teleconference June 9 , 8391-21 |
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CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR , 8390-21 |
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CFTC Orders Connecticut Firm to Pay $500,000 for Wash Sales , 8389-21 |
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Federal Court Orders Virginia Resident to Pay More Than $5 Million for Futures and Options Fraud , 8388-21 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet June 3 , 8387-21 |
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CFTC Issues Order of Registration to Mercado Mexicano de Derivados, S.A. de C.V., to Permit Trading by Direct Access from the U.S. , 8386-21 |
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CFTC Staff Renews Temporary No-Action Relief for Entities Submitting Swaps for Clearing with DCOs Acting Under Exemptive Orders or No-Action Relief , 8385-21 |
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Federal Court Orders Oregon Owner of Precious Metals Firm to Pay $1.3 Million to Victims of Fraudulent Precious Metals Scheme , 8384-21 |
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CFTC Awards Approximately $3 Million to Whistleblower , 8383-21 |
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CFTC Staff Issues Conditional Relief from Reporting Fully Collateralized Binary Option Data to Swap Data Repositories , 8382-21 |
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CFTC Orders Florida Man and His Company to Pay Over $397,000 in Connection with a Digital Assets Solicitation Scheme , 8381-21 |
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CFTC Staff Issues Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 , 8380-21 |
