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CFTC Awards Nearly $200 Million to a Whistleblower , 8453-21 |
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CFTC Charges El Paso Resident and His Firm in Ongoing $3.9 Million Forex and Cryptocurrency Fraud and Misappropriation Scheme , 8452-21 |
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CFTC Charges Energy Broker, Its Owners, and Affiliated Firms with Fraud, Unauthorized Trading, and Supervision Violations , 8451-21 |
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CFTC Orders Tether and Bitfinex to Pay Fines Totaling $42.5 Million , 8450-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Selects November 8 for SOFR First for Non-Linear Derivatives , 8449-21 |
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CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings , 8448-21 |
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Federal Court Orders Suffolk New York Man and His Company to Pay $370,000 for Commodity Pool Fraud and Misappropriation , 8447-21 |
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CFTC Charges North Carolina Companies and Their Owners in $1 Million Foreign Currency Fraud and Misappropriation Scheme , 8446-21 |
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CFTC Charges Two Men and Their Companies with Commodity Pool Fraud, Other Violations , 8445-21 |
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The Global Markets Advisory Committee Will Meet on October 25 , 8444-21 |
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CFTC Orders ICE Clear Europe Limited to Pay a $450,000 Civil Monetary Penalty for Violating Customer Protection Regulations , 8443-21 |
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CFTC Orders Cargill to Pay $750,000 for Swap Reporting Failures and Failure to Supervise , 8442-21 |
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CFTC Charges Nigerian and American Citizens Operating as PrimeFX with Forex and Bitcoin Fraud and Misappropriation , 8441-21 |
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CFTC Staff Issues Temporary No-Action Letter to Non-Bank Swap Dealers Domiciled in Japan, Mexico, United Kingdom and the European Union , 8440-21 |
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CFTC’s Division of Market Oversight Director, Dorothy DeWitt, to Depart Agency , 8439-21 |
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CFTC Charges Unregistered Commodity Trading Advisor, its Manager and a Managed Fund with Misappropriation and Fraud , 8438-21 |
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CFTC Orders Société Générale S.A. to Pay $1.5 Million for Mid-Market Mark, Swap Valuation Data and Supervision Failures , 8437-21 |
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CFTC Staff Issues Advisory to Clarify Activities that May Trigger the SEF Registration Requirement , 8436-21 |
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CFTC Orders California Company to Pay $100,000 for Failing to Register as a Swap Execution Facility , 8435-21 |
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CFTC Charges 14 Entities for Failing to Register as FCMs or Falsely Claiming to be Registered , 8434-21 |
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CFTC Imposes A $1.25 Million Penalty against Kraken for Offering Illegal Off-Exchange Digital Asset Trading and Failing to Register as Required , 8433-21 |
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CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures , 8432-21 |
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CFTC Orders Nevada Man and His Company to Pay $374,000 for Fraudulent Solicitation and Misappropriation in Forex Scheme , 8431-21 |
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CFTC Imposes $650,000 Penalty Against Refinitiv US SEF LLC for Swap Reporting Failures , 8430-21 |
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CFTC Orders Mizuho Capital Markets LLC to Pay $1.5 Million for Swap Portfolio Reconciliation, Other Compliance and Supervision Failures , 8429-21 |
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CFTC Orders Citibank and Citigroup Global Markets Limited to Pay a $1 Million Penalty for Swap Data Reporting Violations, Related Supervision Failures, and Violation of a prior CFTC Order , 8428-21 |
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CFTC Orders Michigan Man to Pay $150,000 for Registration Violation of Commodity Trading Advisor Regulation , 8427-21 |
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CFTC Charges Former Hawaii Resident in Forex and Futures Ponzi Scheme , 8426-21 |
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Federal Court Orders Florida Man to Pay $2.5 Million for Role in Fraudulent Binary Options Scheme , 8425-21 |
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CFTC Charges Texas Resident and Six U.S. and Costa Rican Companies with Engaging in Two Fraudulent Schemes Totaling $6 Million , 8424-21 |
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CFTC Files Action to Suspend Registration of Mississippi Man Based on Criminal Charges , 8423-21 |
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CFTC Staff Provides Temporary No Action Relief from Certain Financial Reporting Requirements to Bank Swap Dealers , 8422-21 |
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CFTC Staff Amends Existing Brexit-Related Relief to Provide Market Certainty , 8421-21 |
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Federal Court Orders Ohio Resident and Multi-Million Dollar Ponzi Scheme Fraudster Permanently Banned from Trading and Registering with the CFTC , 8420-21 |
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CFTC Orders Idaho Man to Pay $150,000 for Registration Violation and Violations of Commodity Pool Operator Regulations , 8419-21 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet September 15 , 8418-21 |
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Federal Court Orders Georgia Man and Two Companies to Pay Over $15.6 Million for Forex Fraud and Registration Violations , 8417-21 |
