Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CCORP Eurex Futures CME/CBOT and CME/ICE Merger Binary Event Futures 04/18/2007 Certified 04/18/2007 1
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
OCC Rule primarily applicable to securities 03/14/2007 Certified 03/14/2007 1
NYMEX 10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport 02/22/2007 Certified 03/12/2007 1
OCC OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options 03/07/2007 Certified 03/07/2007 1
OCC Rule primarily applicable to securities 03/05/2007 Certified 03/05/2007 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
ICLR US NYBOT NYCC Clearing members 01/11/2007 Certified 02/05/2007 1
NADEX Real-Time Account Funding Program 02/01/2007 Certified 02/01/2007 1
LCHLTD Semiannual rule filing 12/01/2006 Certified 01/11/2007 0
OCC Futures Trade Matching 12/19/2006 Certified 01/08/2007 1
CME FXMarketSpace 12/15/2006 Certified 01/03/2007 1
LCHLTD General Regulations 01/31/2006 Certified 12/31/2006 0
CCORP EUREX Currencies & OTC Treasuries 01/11/2006 Certified 12/25/2006 0
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
NYMEX Amended Electricity Options Description & Pricing 12/5/06 Filing 12/15/2006 Certified 12/15/2006 0
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
OCC Rule primarily applicable to securities 12/11/2006 Certified 12/11/2006 1
NYMEX Floor-traded electricity options cleared on ClearPort 12/05/2006 Certified 12/05/2006 0
CME Chapter 9 Clearing 11/27/2006 Certified 12/04/2006 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
OCC OCC-2006-21 Outsourcing of Member Functions 11/15/2006 Certified 12/01/2006 1
NYMEX COMEX Settlement Rules and ByLaws 11/20/2006 Certified 11/20/2006 1
CBT Ethanol Swaps 11/09/2006 Certified 11/13/2006 1
OCC PBOT Libor Futures & Amended Agreement 10/03/2006 Certified 11/10/2006 1
OCC Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. 09/22/2006 Approved 11/06/2006 2
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
OCC Rule primarily applicable to securities 10/26/2006 Certified 10/26/2006 1
LCHLTD Financial Resource Data 10/19/2006 Certified 10/20/2006 0
CCORP OTC Benchmark Treasury Futures Contracts 10/03/2006 Certified 10/16/2006 1
OCC OCC-2006-19 OCC Bankruptcy Procedures 10/12/2006 Certified 10/12/2006 1
ICLR US Mutual Funds Guaranty Fund 10/03/2006 Certified 10/03/2006 0
ICLR US Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund 10/03/2006 Certified 10/03/2006 1
CBT Restatement of clearing member membership and shareholding requirements 09/27/2006 Certified 09/30/2006 1
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1
OCC Rule primarily applicable to securities 09/25/2006 Certified 09/25/2006 1
OCC OCC-2006-17, 9.22.06, Options on Commodity Pools 09/22/2006 Certified 09/22/2006 1
LCHLTD Amended Default Rules September 2006 09/14/2006 Certified 09/14/2006 0
NYMEX Depository Banks 09/14/2006 Certified 09/14/2006 1
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
OCC OCC 2006-15, 8.31.06, Rule 604, ETFs as margin 08/31/2006 Certified 08/31/2006 1
CCORP ChemConnect Ethane and Propane Forwards 08/28/2006 Certified 08/29/2006 1
CCORP Seaboard Securities 08/17/2006 Certified 08/17/2006 0
OCC August 14, 2006, OCC-2006-14, Discounted Clearing Fees 08/14/2006 Certified 08/14/2006 1
OCC OCC 06-11 Rule 828, margin collection schedule 08/07/2006 Certified 08/07/2006 0
OCC Rule primarily applicable to securities 07/24/2006 Certified 07/24/2006 1
OCC ByLaw V, VIII, Margin Committee to Risk Committee 07/19/2006 Certified 07/19/2006 1
OCC OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets 07/19/2006 Certified 07/19/2006 0