Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Protection of Clearing House 04/09/2001 Certified 04/09/2001 0
CME Security Deposit 04/09/2001 Certified 04/09/2001 0
CME Limitation of Liability 04/09/2001 Certified 04/09/2001 0
CCORP Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation 04/03/2001 Certified 04/03/2001 0
CME Clearing Membership Requirements 03/15/2001 Certified 03/15/2001 0
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
NYMEX Investment of Customer Segregated Funds in Money Market Mutual Funds 02/20/2001 Certified 02/20/2001 0
CME Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program 02/09/2001 Certified 02/09/2001 0
CME Securities Lending Program 02/02/2001 Certified 02/02/2001 0
MIAX Exchange Regulatory Fee 01/31/2001 Certified 01/31/2001 0
CME Modification of Cleared Over-the-Counter ("OTC") Interest Rate Swap Products Referencing the Banco de México 28 day Tasa de Interés Interbancaria de Equilibrio interest rate ("28D TIIE") and Limitation of Acceptance for Clearing 11/30/-0001 Certified 11/30/-0001 1