Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0
OCC Allocation of Cleared Trades 12/13/2005 Certified 12/13/2005 1
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
OCC Rule primarily applicable to securities 12/09/2005 Certified 12/09/2005 1
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
OCC Options exercise Cut-Off Time 12/02/2005 Certified 12/02/2005 1
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
NYMEX Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing 11/17/2005 Certified 11/18/2005 1
OCC Rule primarily applicable to securities 11/09/2005 Certified 11/09/2005 1
LCHLTD Selected Margin Changes 11/08/2005 Certified 11/08/2005 0
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
OCC Gasoline Index Futures 10/26/2005 Certified 10/26/2005 0
OCC Netting of Member Accounts in Case of OCC Bankruptcy 10/26/2005 Certified 10/26/2005 0
OCC Correction of Post Submission Errors 10/26/2005 Certified 10/26/2005 0
OCC Rule primarily applicable to securities 10/13/2005 Certified 10/13/2005 1
OCC Rule primarily applicable to securities 09/29/2005 Certified 09/29/2005 1
ICLR US Margin Committee 09/23/2005 Certified 09/23/2005 1
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
OCC Rule primarily applicable to securities 08/16/2005 Certified 08/16/2005 1
CME Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices 08/01/2005 Certified 08/10/2005 1
NYMEX Unsecured Loans as Customer Margin 08/05/2005 Certified 08/10/2005 1
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
OCC Rule primarily applicable to securities 07/13/2005 Certified 07/13/2005 1
OCC Rule primarily applicable to securities 06/24/2005 Certified 06/24/2005 1
NYMEX Remote Clearing Solution 06/03/2005 Certified 06/17/2005 1
ICLR US Margin Committee Members 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 06/16/2005 Certified 06/16/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
OCC Rule primarily applicable to securities 04/01/2005 Certified 04/01/2005 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
CCORP CCX Sulfur & Nitrogen Financial Futures 03/21/2005 Certified 03/21/2005 1
NYMEX Original Margin Depositories and Letters of Credit 03/03/2005 Certified 03/08/2005 0
ICLR US Futures Spreads Cotton Sugar 03/07/2005 Certified 03/07/2005 0
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1
CCORP New Eurex US Contracts 01/20/2005 Certified 01/20/2005 1
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
CME Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement 01/11/2005 Certified 01/12/2005 1
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
CME Hedge Funds Member Fees 12/06/2004 Certified 12/06/2004 1
NADEX Amended Order of Registration 12/01/2004 Certified 12/01/2004 1