Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SEED CX Seed SEF is amending various rules to clarify certain definitions and to make substantive revisions to Chapters 7 (Contract Settlement) and 9 (Arbitration) 01/12/2018 Withdrawn 01/16/2018 2
TDERIV Amendment of certain rules relating to Block trades and package transactions due to No-Action Letters 17-60 and 17-55 12/31/2017 Certified 01/16/2018 1
IGDL Amendment to IGDL's Rulebook. 12/18/2017 Certified 01/03/2018 1
NEXSEF Fee Program Amendment 12/15/2017 Certified 01/02/2018 2
NEXSEF Market Regulation Advisory Notices and Rulebook Amendment 12/15/2017 Certified 01/02/2018 4
CMESEF Conforming Amendments to Various CME SEF Rules. 12/14/2017 Certified 12/29/2017 2
TRAD Amendments to the Tradition SEF Fee Schedule. 12/12/2017 Certified 12/27/2017 2
NEXSEF Amended Rulebook and Confidential Trading Protocols 12/08/2017 Certified 12/22/2017 4
BSEF Rulebook amendment 12/07/2017 Certified 12/21/2017 1
BSEF Compliance Manual amendment 12/07/2017 Certified 12/21/2017 2
BSEF Notice to Participants 12/07/2017 Certified 12/21/2017 1
ICE SEF Amended Block Trade FAQ 12/19/2017 Notified 12/19/2017 4
TPSEF Rulebook amendment 12/04/2017 Certified 12/18/2017 1
LGX A routine update to reflect details of intermediated trading on LedgerX's exchange. 12/04/2017 Certified 12/18/2017 1
TPSEF Updates to Appendix B to the tpSEF Rulebook - Swap Specifications 12/15/2017 Notified 12/15/2017 1
360T The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. 12/01/2017 Certified 12/15/2017 5
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook 12/01/2017 Certified 12/15/2017 2
CMESEF Weekly Notification of Rule Amendments - Week of December 4, 2017 12/14/2017 Notified 12/14/2017 2
IGDL Amended Rulebook 11/29/2017 Certified 12/13/2017 1
TRAD Amendments to Tradition SEF Rulebook. 11/28/2017 Certified 12/12/2017 2
TRAD Amendments to the Tradition SEF Fee Schedule 11/27/2017 Certified 12/11/2017 2
LGX Revised operations manual 11/14/2017 Certified 11/29/2017 3
NEXSEF Market Regulation Advisory Notice 2017-002 11/01/2017 Certified 11/16/2017 2
TDERIV Added BRL to Core RFQ functionality. It already existed on PTC. 11/07/2017 Notified 11/07/2017 1
TPSEF Rulebook amendment. 10/20/2017 Certified 11/03/2017 1
LGX Amended Operations Manual 10/18/2017 Certified 11/01/2017 4
CBOESEF Rule filing to (a) change the name of Bats Hotspot SEF LLC to Cboe SEF, LLC, and (b) make certain other changes as more fully set forth in the submission. 10/17/2017 Certified 10/30/2017 1
TDERIV Self certification of SEF fees 10/17/2017 Certified 10/30/2017 1
NEXSEF Revisions to the rulebook of NEX SEF Limited. 10/13/2017 Certified 10/27/2017 3
TPSEF Rulebook amendment 10/11/2017 Certified 10/25/2017 1
NEXSEF Rulebook Amendments 10/05/2017 Certified 10/20/2017 4
TPSEF Amendments to tpSEF Fee Schedule 10/02/2017 Certified 10/17/2017 2
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook 09/20/2017 Certified 10/04/2017 2
ICE SEF The Error Trade Policy has been amended in order to clarify the process by which IST intends to implement and enforce certain sections of its rules. 09/20/2017 Certified 10/04/2017 4
TPSEF Amendment of tpSEF Inc. Terms of Use 09/14/2017 Certified 09/28/2017 1
IGDL Rulebook amendments 09/12/2017 Certified 09/26/2017 2
SEED CX As Schedule A indicates, most of the rule changes are simply a result of reorganizing the order in which the rules appear in the rulebook so that the order reflects a more logical structure. These will be effective September 26, 2017. 09/11/2017 Certified 09/25/2017 3
LGX Revised SEF Exhibit B 09/19/2017 Notified 09/19/2017 1
SEED CX An updated rulebook, modified during usual review of rule consistencies and market structure. 09/01/2017 Certified 09/18/2017 3
TRAD Amendments to Tradition SEF Rulebook. 08/31/2017 Certified 09/15/2017 2
TRAD Amendments to the StreamGlobal Platform Supplement. 08/31/2017 Certified 09/15/2017 2
CBOESEF Bats Hotspot SEF is amending its rulebook to (a) more closely align its disciplinary procedures with those of its affiliate, CBOE Futures Exchange LLC, and (b) make certain other changes relating to the trading of non-deliverable forwards. 08/25/2017 Certified 09/11/2017 3
GTX Fee Schedule 08/24/2017 Certified 09/08/2017 1
TWSEF Fee Schedule Amendments 08/22/2017 Certified 09/06/2017 2
IGDL Rulebook amendments 08/16/2017 Certified 08/30/2017 2
NEXSEF Issuance of Market Advisory Regulatory Notice and Amended Rulebook 08/14/2017 Certified 08/28/2017 4
360T The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. 08/10/2017 Certified 08/24/2017 5
NEXSEF Amended Fee Program 08/08/2017 Certified 08/22/2017 2
IGDL Rulebook amendments 07/27/2017 Certified 08/10/2017 2
LATAM Mexican TIIE Fixed/Floating Interest Rate Swap, Mexican TIIE/U.S. Dollar 1-Month Libor Cross-Currency Basis Swap, Mexican UDI/TIIE Interest Rate Swap, Mexican UDI/U.S. Dollar 6-Month Libor Cross-Currency Basis Swap, Peruvian PEN/TIS Interest Rate Swap, Me 07/17/2017 Certified 07/31/2017 1