Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NEXSEF Amended Fee Program 07/17/2017 Certified 07/31/2017 2
CMSEF Amendment and revision to rulebook. 07/13/2017 Certified 07/27/2017 1
GTX Rulebook Amendments 07/11/2017 Certified 07/25/2017 1
360T The 360T Rulebook has been amended in response to comments and questions received from users and potential users of 360T. 07/19/2017 Withdrawn 07/24/2017 5
ICE SEF Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). 07/14/2017 Notified 07/14/2017 3
BSEF Notice to Participants 06/28/2017 Certified 07/13/2017 1
BSEF Rulebook Amendment 06/28/2017 Certified 07/13/2017 1
BSEF Amendment to Compliance Manual 06/28/2017 Certified 07/13/2017 2
IGDL Amended SEF Rulebook to reflect updated NAL references 06/20/2017 Certified 07/05/2017 3
ICAPSEF Amended Rulebook to reflect updated NAL references 06/20/2017 Certified 07/05/2017 3
TDERIV Certain Rulebook amendments to extend No Action letters regarding trade errors and confirmations for uncleared trades 06/18/2017 Certified 06/30/2017 1
TWSEF New Fee Schedule for TW SEF 06/16/2017 Certified 06/30/2017 1
DWSEF Amended Fee Schedule 06/15/2017 Certified 06/29/2017 1
NEXSEF Revised Fee Schedule, market maker program and discount program 06/12/2017 Certified 06/26/2017 4
TPSEF Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(a), tpSEF hereby notifies the Commission that it wishes to amend its Risk Mitigation Procedures as provided in the attached submission. 06/06/2017 Certified 06/20/2017 1
TDERIV notification of non-substantive amendments. 06/18/2017 Notified 06/18/2017 1
SWAPX Rule Amendment to Refer to Recent No-Action Letter 06/02/2017 Certified 06/16/2017 4
BSEF Notice to Participants 06/01/2017 Certified 06/15/2017 1
NEXSEF Amendment to Facility Rulebook 05/31/2017 Certified 06/14/2017 7
ICE SEF ICE Swap Trade, LLC's Weekly Notification of Rule Amendments 05/26/2017 Notified 05/26/2017 3
ICE SEF Part 40 Rule Amendment - Amended Fee Schedule 05/09/2017 Certified 05/23/2017 3
BSEF Rulebook Amendment 04/27/2017 Certified 05/11/2017 1
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and an additional order type. 04/24/2017 Certified 05/08/2017 4
CBOESEF Bats Hotspot SEF has revised its rulebook in order to remove interest rate swaps, add non-deliverable forwards and reflect changes to governance and disciplinary processes resulting from ownership changes. 04/21/2017 Certified 05/05/2017 2
BSEF Rulebook amendment 04/21/2017 Certified 05/05/2017 1
BSEF Compliance Manual amendment 04/21/2017 Certified 05/05/2017 1
ICAPSEF Amended fee card and discount program documents. 04/12/2017 Certified 04/26/2017 2
SWAPX Amendment of Rule 525 to reflect recent CFTC no-action letter 03/31/2017 Certified 04/14/2017 4
TPSEF Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(a), tpSEF hereby notifies the Commission that it wishes to amend its Risk Mitigation Procedures as provided in the attached submission. 03/27/2017 Certified 04/10/2017 1
IGDL Amendment to Confidential Chapter 9 Trading Protocols 03/10/2017 Certified 03/24/2017 2
CBOESEF Amendment of two definitions within the Rulebook of Bats Hotspot SEF LLC; the definitions of "material relationship" and of "family relationship." 02/27/2017 Certified 03/13/2017 4
TWSEF Amendments to TW SEF Rulebook 02/21/2017 Certified 03/07/2017 4
DWSEF Amended DW SEF Rulebook 02/21/2017 Certified 03/07/2017 4
BSEF BSEF Rulebook Amendment 02/21/2017 Certified 03/07/2017 1
BSEF BSEF Compliance Manual Amendment 02/21/2017 Certified 03/07/2017 1
CMESEF Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") 02/16/2017 Certified 03/03/2017 1
IGDL Changes to SEF's rulebook 02/08/2017 Certified 02/23/2017 2
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions. 02/01/2017 Certified 02/15/2017 4
CMESEF Amendments to Rule 432. ("General Offenses") 02/01/2017 Certified 02/15/2017 1
CMESEF Amendments to Rule 574. ("Globex Access Restrictions") 02/01/2017 Certified 02/15/2017 1
ICE SEF ICE Swap Trade, LLC is amending its Compliance Manual. 01/17/2017 Certified 01/31/2017 4
GFISEF Rule amendments for Rules 511 and 515 to reflect the prohibitions of Commodity Exchange Act Section 9(a)(2) and Rule 180.1(a)(3) respectively. 01/09/2017 Certified 01/24/2017 1
ICAPSEF Amended Rulebook and Confidential Chapter 9 01/05/2017 Certified 01/20/2017 4
TRAD Revisions to the StreamGlobal Platform Supplement 12/21/2016 Certified 01/06/2017 2
ICE SEF ICE Swap Trade, LLC is submitting its Trading Hours for 2017 and amending its Rulebook. 12/19/2016 Certified 01/04/2017 5
BSEF Notice to Participants 12/15/2016 Certified 12/30/2016 1
ICAPSEF Amended Rulebook 12/13/2016 Certified 12/28/2016 3
IGDL Amended Rulebook 12/13/2016 Certified 12/28/2016 3
IGDL Fee Card and Discount Appendix amendment 12/12/2016 Certified 12/27/2016 2
TRAD Amendments to the tradition SEF Fee Schedule. 12/12/2016 Certified 12/27/2016 1