Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Revisions to Rule 578 - Limitation of Liability, No Warranties. CME/CBOT/NYMEX #11-128 03/28/2011 Certified 03/28/2011 1
CME MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 01/27/2011 Certified 03/25/2011 1
CBOT MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 01/27/2011 Certified 03/25/2011 1
NYLIFFE Notice 09/2011 explains the process of reporting and adjusting open interest and filing Form 102 Large Trader Reports and reminds members of certain position transfer and netting considerations. NYLIFFE #2011-111 03/22/2011 Certified 03/22/2011 1
CME Modifications to CBOT Ultra Bond minimum block trade threshold and to the convention applicable to determining the minimum threshold for inter-commodity block spread trades. Issuance of CME/CBOT Market Regulation Advisory Notice RA1101-3. CME/CBOT #11-026 01/13/2011 Certified 03/21/2011 1
CBOT Modifications to CBOT Ultra Bond minimum block trade threshold and to the convention applicable to determining the minimum threshold for inter-commodity block spread trades. Issuance of CME/CBOT Market Regulation Advisory Notice RA1101-3. CME/CBOT #11-026 01/13/2011 Certified 03/21/2011 1
CME Addition of the E-mini S&P Select Sector Index Futures. CME #11-100 03/11/2011 Certified 03/18/2011 1
CME Amendments to Rule 588.G that remove reference to "S&P 500 Technology SPCTR" and "S&P 500 Financial SPCTR" due to the delisting of these products. CME/CBOT/NYMEX #11-113 03/18/2011 Certified 03/18/2011 1
CBOT Amendments to Rule 588.G that remove reference to "S&P 500 Technology SPCTR" and "S&P 500 Financial SPCTR" due to the delisting of these products. CME/CBOT/NYMEX #11-113 03/18/2011 Certified 03/18/2011 1
NYMEX Amendments to Rule 588.G that remove reference to "S&P 500 Technology SPCTR" and "S&P 500 Financial SPCTR" due to the delisting of these products. CME/CBOT/NYMEX #11-113 03/18/2011 Certified 03/18/2011 1
CFE Submission of an updated CFE Fee Schedule. CFE #2011-08 03/18/2011 Certified 03/18/2011 1
CCFE Implementing a new market maker program. CCFE #11-03 02/04/2011 Certified 03/17/2011 1
NFX Amendment to Rule 1300 (Voting By Members of Board and Certain Committees) to correct a typographical error in the rule text which references a section that was previously removed from the rule. NFX #2011-02 03/17/2011 Certified 03/17/2011 1
NYLIFFE Extended Trading Hours for MSCI Pan-Euro Mini Index Futures. NYLIFFE #2011-108 03/16/2011 Certified 03/16/2011 1
CME Issuance of Market Regulation Advisory Notice RA1104-3. The Advisory Notice eliminates S&P 500/Technology SPCTR and S&P 500/Financial SPCTR futures from the list of block-eligible contracts due to the 3-21-11, delisting of those products. CME/CBOT #11-105 03/16/2011 Certified 03/16/2011 1
CBOT Issuance of Market Regulation Advisory Notice RA1104-3. The Advisory Notice eliminates S&P 500/Technology SPCTR and S&P 500/Financial SPCTR futures from the list of block-eligible contracts due to the 3-21-11, delisting of those products. CME/CBOT #11-105 03/16/2011 Certified 03/16/2011 1
CME Modifications to the CME Interest Rate Market Maker Program. CME #10-380 12/17/2010 Certified 03/15/2011 1
NFX Amendment to Rule 406 - Summary Disciplinary Proceedings, clarifying which violations are the subject of NFX Rule 406. NFX #2011-01 03/15/2011 Certified 03/15/2011 1
ICE US Amendment to Rule 2.38 that allows an Exchange Options Permit Holder who is registered as an associated person to electronically submit futures orders for customers from the trading floor. ICE US #11-12 03/03/2011 Certified 03/15/2011 3
ICE US Amendments to the NCR chart for the Cocoa and Cotton No. 2 futures contracts and Cocoa options contracts due to current prices and market conditions. ICE US #11-13 03/07/2011 Certified 03/14/2011 1
CME Revisions to Rule 432 - General Offenses. CME/CBOT/NYMEX/COMEX #11-098 03/11/2011 Certified 03/11/2011 1
CBOT Revisions to Rule 432 - General Offenses. CME/CBOT/NYMEX/COMEX #11-098 03/11/2011 Certified 03/11/2011 1
NYMEX Revisions to Rule 432 - General Offenses. CME/CBOT/NYMEX/COMEX #11-098 03/11/2011 Certified 03/11/2011 1
COMEX Revisions to Rule 432 - General Offenses. CME/CBOT/NYMEX/COMEX #11-098 03/11/2011 Certified 03/11/2011 1
CBOT Amendment to Rule 588.G that removes reference to S&P 500 Depository Receipts, iShares Russell 2000 Index Fund and Nasdaq 100 Index Trading Stock due to the delisting of these products. CME/CBOT/NYMEX #11-099 03/11/2011 Certified 03/11/2011 1
NYMEX Amendment to Rule 588.G that removes reference to S&P 500 Depository Receipts, iShares Russell 2000 Index Fund and Nasdaq 100 Index Trading Stock due to the delisting of these products. CME/CBOT/NYMEX #11-099 03/11/2011 Certified 03/11/2011 1
ELX ELX Volume and Open Interest Incentive Program for Authorized Customers and Participants. 01/31/2011 Certified 03/11/2011 1
GREENX Continuation of the suspension of trading with respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. GREENX #2011-07 03/11/2011 Certified 03/11/2011 1
ICE US New Currency Market Maker Program and Extensions for Agriculture Options MMP and Extension of the Floor Options Market Maker and Floor Trader Volume Transition Programs. ICE US #11-11 03/03/2011 Certified 03/10/2011 1
ICE US Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window and Last Day Trading Hours for Cocoa Contracts. ICE US #11-14 03/07/2011 Certified 03/07/2011 1
CME Amending Rule 195 to clarify that individual market makers with respect to trading on CME Globex are prohibited from handling or having knowledge of customer orders in the product for which the individual is acting as a market maker.CME/CBOT/NYMEX #11-084 02/25/2011 Certified 03/04/2011 1
CBOT Amending Rule 195 to clarify that individual market makers with respect to trading on CME Globex are prohibited from handling or having knowledge of customer orders in the product for which the individual is acting as a market maker.CME/CBOT/NYMEX #11-084 02/25/2011 Certified 03/04/2011 1
NYMEX Amending Rule 195 to clarify that individual market makers with respect to trading on CME Globex are prohibited from handling or having knowledge of customer orders in the product for which the individual is acting as a market maker.CME/CBOT/NYMEX #11-084 02/25/2011 Certified 03/04/2011 1
ELX ELX volume and open interest incentive program commencing November 1, 2010 among its twelve General Investors. 10/21/2010 Certified 03/03/2011 1
ICE US Turning Implied Matching Engine on for Sugar No.11 Futures Contracts; Amendments to Guidelines for the Treatment of Short-Term Price Spikes and to Standing Resolution No.7 ICE US #11-9 02/23/2011 Certified 03/02/2011 1
GREENX Amendment to Rule 210 to permit the Regulatory Oversight Committee, the CEO, or the CRO to implement Emergency Rules on behalf of GreenX. GREENX # 2011-04 02/22/2011 Certified 03/01/2011 1
CBOT Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 12/17/2010 Certified 02/23/2011 1
CCFE Clarification of terms and a modified summary of the program of CCFE's Market Maker Program which had been previously submitted under Submission 11-03. CCFE #11-04 02/09/2011 Certified 02/22/2011 1
CME Extending the CME E-mini MSCI Market Maker Program and approval of CME E-mini S&P SmallCap 600 Index Futures. CME #10-377 12/21/2010 Certified 02/17/2011 1
CFE Revises rules applicable to designated primary market makers, and adopts new Policy and Procedure X to codify market performance benchmarks for DPMs, and to add a provision to CFE Rule 513. CFE #2011-04 02/10/2011 Certified 02/17/2011 1
ICE US Trading Hours for the President's Day Holiday. ICE US #11-7 02/15/2011 Certified 02/15/2011 1
CCFE Updated Fee Schedule. CCFE #11-05 02/14/2011 Certified 02/14/2011 1
NYMEX Revisions to NYMEX/COMEX Rule 536.F and Issuance of NYMEX/COMEX MRA Notice RA1103-4 regarding audit trail violations. NYMEX/COMEX #11-064 & #11-064R. 02/10/2011 Certified 02/14/2011 2
COMEX Revisions to NYMEX/COMEX Rule 536.F and Issuance of NYMEX/COMEX MRA Notice RA1103-4 regarding audit trail violations. NYMEX/COMEX #11-064 & #11-064R. 02/10/2011 Certified 02/14/2011 2
CBOT Issuance of CBOT MRA Notice RA1101-1 informs the marketplace that the definition of the term rollover time period will be the last ten business days of the month preceding a quarterly contract month's expiration. CBOT #11-061 02/03/2011 Certified 02/10/2011 1
NYMEX Addition of the NYMEX Crude Oil Volatility Index Options Market Maker Program and the NYMEX Crude Oil Volatility Index Futures Market Maker Program. NYMEX #11-044 01/21/2011 Certified 02/09/2011 1
COMEX Addition of the COMEX Gold Volatility Index Futures Market Maker Program and the Gold Volatility Index Options Market Maker Program. COMEX #11-043 01/21/2011 Certified 02/09/2011 1
GREENX Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. 01/21/2011 Certified 02/08/2011 1
GREENX Continued Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. 01/27/2011 Certified 02/08/2011 1
ICE US Amendments to Rule 27.11 and Chapter 27, Appendix I to change the price band outside of which market orders would not be executed and to provide for the mitigation of the effect of cascading stop orders. ICE US #11-3 01/26/2011 Certified 02/07/2011 1