| ICE US |
Amendments to Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Sugar No.11 futures contracts. ICE US #10-57 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| ICE US |
Request for Quote ("RFQ") capability for all Exchange futures contracts traded on the Exchange's electronic trading system ("ETS"). ICE US #10-58 |
12/13/2010 |
Certified |
12/20/2010 |
|
1 |
| NYMEX |
Corrects NYMEX/COMEX Market Regulation Advisory Notice RA0916-4. NYMEX #09-318R |
01/05/2010 |
Certified |
12/17/2010 |
|
1 |
| ICE US |
Amendment to rules requiring each clearing member to be the guarantor of the trades that it enabled and no single clearing member is liable to bear the financial risk of trades that were enabled by another clearing member. ICE US #10-52 |
12/06/2010 |
Certified |
12/17/2010 |
|
1 |
| OCX |
Amendment to Rule 419 harmonizes the rules of OneChicago regarding regulatory halts. |
06/15/2010 |
Certified |
12/17/2010 |
|
2 |
| CME |
Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 |
10/04/2010 |
Certified |
12/17/2010 |
|
1 |
| CBOT |
Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 |
10/04/2010 |
Certified |
12/17/2010 |
|
1 |
| NYMEX |
Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 |
10/04/2010 |
Certified |
12/17/2010 |
|
1 |
| CCFE |
Adopting Rule 204A which authorizes a Board level Regulatory Oversight Committee. CCFE #10-07 |
12/10/2010 |
Certified |
12/17/2010 |
|
1 |
| CME |
CME/CBOT Market Advisory Notices RA1003-3 and RA1004-3 delisting various options. CME/CBOT #10-187 |
06/30/2010 |
Certified |
12/17/2010 |
|
1 |
| OCX |
Amendment to OneChicago Rule 419 Regulatory Halts to insure that the rules regarding regulatory halts are consistent with recent approval by the SEC in Release No.34-62252 dated 6/10/10. |
07/13/2010 |
Certified |
12/17/2010 |
|
1 |
| NYLIFFE |
Launching of the Global FCM Incentive Program in Precious Metals Futures. NYLIFFE #2010-117 |
11/05/2010 |
Certified |
12/17/2010 |
|
1 |
| ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
| NADEX |
Amendments to Product Listings and Settlement Dates for the Japan December 23, 2010 holiday, US Christmas 2010 holiday, UK holidays, and US New Year's Eve holiday. |
12/16/2010 |
Certified |
12/16/2010 |
|
1 |
| ICE US |
Extends USDX Member Firm Fee Program. ICE US #10-2 |
01/19/2010 |
Certified |
12/15/2010 |
|
1 |
| NYLIFFE |
Extends the Designated Market Maker Program in MSCI Mini Index Futures. NYSE Liffe #2010-102 |
02/25/2010 |
Certified |
12/15/2010 |
|
1 |
| CCFE |
Implementing a fee waiver for certain contract expiration fees for the December 2010 expiration for its Carbon Financial Instrument futures and options contracts. CCFE #10-08 |
12/14/2010 |
Certified |
12/14/2010 |
|
1 |
| NYMEX |
Notification of Amendment to Colombian Peso Futures Contract clarifying the termination of trading rule in the event that the first day of a contract month begins on a Thursday. NYMEX #10-308 |
10/22/2010 |
Certified |
12/14/2010 |
|
1 |
| CBOT |
Provides Notice of CME E-mini MSCI Market Maker Program and CBOT E-mini Dow Market Making Program for Overnight Trading Hours. CME/CBOT #10-002 |
01/04/2010 |
Certified |
12/13/2010 |
|
1 |
| CBOT |
Modifies market maker programs for various CBOT interest rate products. CBOT #09-295 |
12/14/2009 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Trading Hours for the Christmas Holiday and New Year. ICE US #10-59 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| ICE US |
Exchange's 2011 Holiday Schedule. ICE US #10-60 |
12/13/2010 |
Certified |
12/13/2010 |
|
1 |
| NADEX |
Amending the responsibilities of its chief operating officer. |
11/04/2010 |
Certified |
12/13/2010 |
|
1 |
| CME |
Revision to CME Globex Maximum Order Quantities in CME Eurodollar Futures. CME #10-318 |
11/04/2010 |
Certified |
12/13/2010 |
|
1 |
| CME |
Amendments to increase the automatic fines applicable to individual members for second and third recordkeeping offenses within 12 months from $500 to $1000. CME/CBOT #10-363 |
12/03/2010 |
Certified |
12/10/2010 |
|
1 |
| CBOT |
Amendments to increase the automatic fines applicable to individual members for second and third recordkeeping offenses within 12 months from $500 to $1000. CME/CBOT #10-363 |
12/03/2010 |
Certified |
12/10/2010 |
|
1 |
| ICE US |
Lists USDX Options Contracts on the ICE US Electronic Trading System and Expansion of Market Maker Program to include USDX Options. ICE US #10-7 |
03/03/2010 |
Certified |
12/09/2010 |
|
1 |
| GREENX |
Replaces all rulebook "GreenEx" references with "GreenX" and amends Rule 544 to permit the Chief Executive Officer to approve the implementation of market maker or liquidity programs. GreenX #2010-01 |
11/09/2010 |
Certified |
12/08/2010 |
|
1 |
| CBOT |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| NYMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| COMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| CME |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| CBOT |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| NYMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| COMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| GREENX |
Implementing a Market Maker Program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on 01/24/10. GREENEX #2010-03 |
11/30/2010 |
Certified |
12/07/2010 |
|
1 |
| NYMEX |
Notification of Addition of Trading Venue for Henry Hub Natural Gas Look-Alike Penultimate Financial Futures. ICE US #10-331 |
12/07/2010 |
Certified |
12/07/2010 |
|
1 |
| CME |
Revising CME Rule 506 to permit all CME members and their employees on the trading floor to use headsets to speak directly to nonmember customers located off the trading floor. CME #10-269 |
09/20/2010 |
Certified |
12/07/2010 |
|
1 |
| NYLIFFE |
Interpretive Guidance regarding Members' and Registered Users' Responsibility for Orders Placed on NYSE Liffe US and Minimum Risk Controls. NYLIFFE #2010-111 |
09/28/2010 |
Certified |
12/07/2010 |
|
1 |
| NYLIFFE |
Notice 27/2010 announcing amendments clarifying procedures to settle disciplinary proceedings. NYLIFFE #2010-119 |
11/08/2010 |
Certified |
12/07/2010 |
|
1 |
| CME |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| CBOT |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
12/03/2010 |
|
1 |
| NYMEX |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
12/03/2010 |
|
1 |
| COMEX |
Amendments to Rules to eliminate the use of the words "bust" and "no-bust" range in the rules, which are being replaced with "cancel" or "cancellation" and "non-reviewable" range respectively. CME/CBOT/NYMEX/COMEX #10-362 |
12/03/2010 |
Certified |
12/03/2010 |
|
1 |
| ICE US |
Amending Rule 27.09(c) to require each user with direct access and each clearing member to file informaiton regarding each Registered Operator for whom it authorizes direct access to the platform. ICE US #10-50 |
11/19/2010 |
Certified |
12/01/2010 |
|
1 |
| ICE US |
Correcting a sentence in the Amendments to Rule 27.09 Submission No.10-50. ICE US #10-50 Amended |
11/24/2010 |
Certified |
11/24/2010 |
|
1 |
| NYLIFFE |
Launch of the promotional program "Go for the Mini-Gold Program" for Mini-Gold futures contracts. NYLIFFE #2010-118 |
11/05/2010 |
Certified |
11/23/2010 |
|
1 |
| NYMEX |
Revising Rule 524 to modify the allowable time period during which "Trading at Settlement" orders may be entered on CME Globex and to expand the time period during which "Matched Order" transactions may occur. NYMEX/COMEX #10-284 |
10/07/2010 |
Certified |
11/22/2010 |
|
1 |
| NYMEX |
Revised Market Regulation Advisory Notice, changes to NYMEX/COMEX Rule 524 concerning accurate information with respect to the time periods during which the initiation of the entry of TAS orders into Globex is prohibited. |
10/12/2010 |
Certified |
11/22/2010 |
|
1 |
| NYMEX |
Issuing Market Regulation Advisory Notice RA 1006-4, which notifies market participants of upcoming revisions to Rule 524 (TAS and Matched Orders). NYMEX/COMEX #10-306 |
10/21/2010 |
Certified |
11/22/2010 |
|
1 |
