Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Robert B. Johnson v. Michael Zalman Hurwitz, Kerry Dean Marshall, Todd Owen Mar…
 CFTC Docket No. 08-R042 |
|
| Betty Price v. National Commodities Corp., Inc., Stuart Ross Marks and Eric Ric…
CFTC Docket No. 08-R043 |
|
| Andrea and Cliff Hallock v. Chesapeake Investment Services, Inc., Vision Financ…
CFTC Docket No. 09-R009 |
|
| Rudolph Kodras v. 20/20 Trading Company, Man Financial, Inc., Sharief Deona McD…
CFTC Docket No. 08-R049 |
|
| Julie S. Riechert v. John Thomas Ciaramella, Comtrust, Inc., Nicholas Alexander…
CFTC Docket No. 08-R040 |
|
| John Laurenzo v. Financial Alliance, Incorporated and Victor Allen Lyons
CFTC Docket No. 07-R004 |
|
| Donna G. Moeller v. MF Global, Inc,.
CFTC Docket No. 08-R046 |
|
| Wayne Goldman v. Ace Investment Strategists, LLC, Yu-Dee Chang, Essex Futures, …
CFTC Docket No. 09-R023 |
|
| Vijayan Charles PSP & Trust v. Dynasty Financial Group, LLC, Prasan Vadassery G…
CFTC Docket No. 08-R037 |
|
| Leroy Watson v. Forward Forex, Inc.
CFTC Docket No. 08-R029 |