Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Roger Johnson v. Ace Investment Strategists, LLC, Chesapeake Investment Service…
 CFTC Docket No. 08-R002 |
|
| Peter Beck v. David Joseph Condon, Ikon Global Markets, Inc., d/b/a IFSCL USA, …
CFTC Docket No. 08-R027 |
|
| Dennis M. Bronner v. Mansur Husain
CFTC Docket No. 08-R020 |
|
| Craig L. Stephenson v. Mansur Husain
CFTC Docket No. 08-R018 |
|
| Fedric Kelley v. Refco, LLC d/b/a Refco Private Client Group Division of Refco,…
CFTC Docket No. 06-R001 |
|
| David W. Buckley v. MF Global, Inc. d/b/a Lind-Waldock
CFTC Docket No. 08-R026 |
|
| Leroy Watson v. Forward Forex, Inc.
CFTC Docket No. 08-R029 |
|
| Haibo Zhou v. Gain Capital Group, LLC d/b/a Forex.com
CFTC Docket No. 07-R034 |
|
| Timothy J. Blach v. ADM Investor Services, Inc.
CFTC Docket No. 07-R052 |
|
| Mark R. Sokoll v. Global Asset Management Alliance, LLC
CFTC Docket No. 08-R010 |