Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Wayne Harold Brower v. American Atlantic Financial Corp., David Seth Godnick an… PDF Image
CFTC Docket No. 09-R012
Dennis M. Bronner v. Whitworth & Sullivan, Christpher Valois and Sammy Joe Gold… PDF Image
CFTC Docket No. 08-R020
Craig L. Stephenson v. Whitworth & Sullivan, Christopher Valois and Sammy Joe G… PDF Image
CFTC Docket No. 08-R018
Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM PDF Image
CFTC Docket No. 08-R038
Nivia Smith-Kirknis v. Forex Capital Markets d/b/a FXCM PDF Image
CFTC Docket No. 08-R038
Sylvia Thatcher and Laurel Zipf v. FX Solutions, LLC PDF Image
CFTC Docket No. 07-R055
Sylvia Thatcher and Laurel Zipf v. FX Solutions, Inc. PDF Image
CFTC Docket No. 07-R055
In the Matter of John C. Glase, Sutherland Group, Inc. and Skibo Asset Manageme… PDF Image
CFTC Docket No. SD 08-03
India Moss-Thomas v. South Coast Commodites, Inc. and Alice Gordon Welton PDF Image
CFTC Docket No. 07-R007
Thomas Cost v. Mark Goscenski, Trenton James Kimminau and Global Futures Exchan… PDF Image
CFTC Docket No. 07-R059