Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Robert W. And Donna C. Kaps v. Mark Jeffrey Dym, Executive Commodity Corp., Tho…
 CFTC Docket No. 06-R046 |
|
| Phillip Jhong v. Castle Trading, Inc., Man Financial, Inc., Gregory Zane Parker…
CFTC Docket No. 06-R051 |
|
| India Moss-Thomas v. East Coast Commodities, Kevin Alan Rosenberg, South Coast …
CFTC Docket No. 07-R007 |
|
| Jira Taylor v. Farr Financial, Inc., James Todd Weymiller d/b/a JWTrader (as an…
CFTC Docket No. 07-R027 |
|
| Joyce Pozniko v. Leslie Ann Burton, Man Financial, Inc.
CFTC Docket No. 04-R057 |
|
| Robert W. and Donna C. Kaps v. Mark Jeffrey Dym, Executive Commodity Corp., Tho…
CFTC Docket No. 06-R046 |
|
| Thomas Edward Tejkl, Sr. v. John Thomas Ciaramella, Comtrust, Inc.
CFTC Docket No. 06-R045 |
|
| Edward F. Hassee v. John Peter Gelardi, Sammy Joe Goldman, Bonnie Kristina Hayn…
CFTC Docket No. 07-R026 |
|
| Udo Rotmistrenko
CFTC Docket No. SD 07-05 |
|
| Frances B. Becton v. FX Solutions LLC
CFTC Docket No. 04-R083 |