External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
05/10/2011	Citadel	More Info VII. DCO Core Principles,
05/10/2011	K&L Gates LLPInvestment Advisor AssociationMFS Investment Management	More Info General,XXVII. Investment Adviser Reporting,
05/10/2011	Sutherland	More Info XXI. Joint Rules w/ SEC
05/10/2011	Better Markets, Inc.	More Info XXVI. Position Limits,
05/10/2011	Sutherland	More Info XXI. Joint Rules w/ SEC,
05/10/2011	SWIFT	More Info XVII. Data Recordkeeping,
05/10/2011	K&L Gates, MFS Investment Management, Invesment Advisors Assoc.	More Info II. Definitions,General,
05/10/2011	Sutherland	More Info XXI. Joint Rules w/ SEC
05/10/2011	Better Markets, Inc.	More Info XXVI. Position Limits
05/10/2011	Better Markets, Inc.	More Info XXVI. Position Limits