External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
05/09/2011	K&L GatesInvestment Advisor Association	More Info General
05/09/2011	Investment Company Institute	More Info General
05/09/2011	FpML	More Info XVII. Data Recordkeeping,
05/09/2011	Nodal Exchange	More Info General,
05/05/2011	New York Law School Bank of America Merrill LynchAllen & OveryCME GroupKatten Muchin RosenmanBlackRock	More Info VI. Segregation and Bankruptcy
05/04/2011	The Prudential Insurance Company of America (Prudential)Sullivan & Cromwell (S&C)U.S. Securities and Exchange Commission (SEC)	More Info XI. End-User ExceptionII. Definitions
05/04/2011	Prudential InsuranceSullivan & Cromwell	More Info Study: Clearing Regulations AbroadGeneral
05/04/2011	The Prudential Insurance Company of America (Prudential)Sullivan & Cromwell (S&C)U.S. Securities and Exchange Commission (SEC)	More Info XI. End-User Exception,II. Definitions,
05/04/2011	RevalLTD Group (LTD)	More Info III. Business Conduct Standards w/ Counterparties,V. Capital & Margin,
05/04/2011	RevalLTD Group (LTD)	More Info III. Business Conduct Standards w/ CounterpartiesV. Capital & Margin