View By Year: 2011 // 2010 // 2009 // 2008 // 2007 // Federal Register Archive
Date
Final Rules
12/30/2008
73 FR 79608 // 
PDF Version
17 CFR Part 140 Delegation of Authority and Change in Position Title
Effective Date: December 30, 2008
PDF Version17 CFR Part 140 Delegation of Authority and Change in Position Title
Effective Date: December 30, 2008
12/30/2008
73 FR 79830 // PDF Version
Order Exempting the Trading and Clearing of Certain Products Related to iShares[supreg] COMEX Gold Trust Shares and iShares[supreg] Silver Trust Shares
Effective Date: December 3, 2008
See also:
PDF VersionOrder Exempting the Trading and Clearing of Certain Products Related to iShares[supreg] COMEX Gold Trust Shares and iShares[supreg] Silver Trust Shares
Effective Date: December 3, 2008
See also:
- 73 FR 66847, November 12, 2008 PDF Version
Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares
12/18/2008
73 FR 77015 // PDF Version
Order: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Certain Customer Positions in the Foregoing Swaps and Associated Property To Be Commingled With Other Property Held in Segregated Accounts
Effective Date: December 12, 2008
See also:
PDF VersionOrder: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Certain Customer Positions in the Foregoing Swaps and Associated Property To Be Commingled With Other Property Held in Segregated Accounts
Effective Date: December 12, 2008
See also:
- 72 FR 68862, December 6, 2007 PDF Version
Notice of Request for Comment on Exemption Requests - 73 FR 1205, January 7, 2008 PDF Version
Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders
11/20/2008
73 FR 70274 // PDF Version
17 CFR Part 12 Rules Relating to Reparation Proceedings
Effective Date: December 22, 2008
PDF Version17 CFR Part 12 Rules Relating to Reparation Proceedings
Effective Date: December 22, 2008
11/04/2008
73 FR 65514 // PDF Version
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
See also:
PDF Version17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
See also:
- 73 FR 57235, October 2, 2008 PDF Version
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
10/24/2008
73 FR 63359 // PDF Version
17 CFR Parts 10 and 12 Proceedings Before the Commodity Futures Trading Commission
Effective Date: October 24, 2008
PDF Version17 CFR Parts 10 and 12 Proceedings Before the Commodity Futures Trading Commission
Effective Date: October 24, 2008
10/14/2008
73 FR 60625 // PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: October 14, 2008
PDF Version17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: October 14, 2008
10/03/2008
73 FR 57512 // PDF Version
17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation
Effective Date: October 23, 2008
PDF Version17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation
Effective Date: October 23, 2008
10/02/2008
73 FR 57235 // PDF Version
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
See also:
PDF Version17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
See also:
- 73 FR 65514, November 4, 2008 PDF Version
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
09/18/2008
73 FR 54069 // PDF Version
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
Effective Date: October 10, 2008
See also:
PDF Version17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
Effective Date: October 10, 2008
See also:
- 73 FR 4499, January 25, 2008 PDF Version
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
07/31/2008
73 FR 44706 // PDF Version
Determination of Appropriateness of Standards of the United Kingdom's Financial Services Authority for Oversight and Supervision of ICE Clear Europe Limited, a Mutilateral Clearing Organization
Effective Date: July 31, 2008
PDF VersionDetermination of Appropriateness of Standards of the United Kingdom's Financial Services Authority for Oversight and Supervision of ICE Clear Europe Limited, a Mutilateral Clearing Organization
Effective Date: July 31, 2008
07/31/2008
73 FR 44707 // PDF Version
Fees for Review of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations
Effective Date: September 29, 2008
PDF VersionFees for Review of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations
Effective Date: September 29, 2008
07/09/2008
73 FR 39226 // PDF Version
17 CFR Part Limited Marketing Activities From a United States Location by Certain Firms and Their Employees or Other Representatives Exempted Under Commodity Futures Trading Commission Regulation 30.10
Effective Date: July 9, 2008
PDF Version17 CFR Part Limited Marketing Activities From a United States Location by Certain Firms and Their Employees or Other Representatives Exempted Under Commodity Futures Trading Commission Regulation 30.10
Effective Date: July 9, 2008
06/06/2008
73 FR 32260 // PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits
See also:
PDF Version17 CFR Part 150 Revision of Federal Speculative Position Limits
See also:
- 72 FR 65483, November 21, 2007 PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits
06/06/2008
73 FR 32261 // PDF Version
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
See also:
PDF Version17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
See also:
- 72 FR 66097, November 27, 2007 PDF Version
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
06/05/2008
73 FR 31981 // PDF Version
Order Exempting the Trading and Clearing of Certain Products Related to SPDR Gold Trust Shares
Effective Date: May 30, 2008
See also:
PDF VersionOrder Exempting the Trading and Clearing of Certain Products Related to SPDR Gold Trust Shares
Effective Date: May 30, 2008
See also:
- 73 FR 21917, April 23, 2008 PDF Version
Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares
06/05/2008
73 FR 31979 // PDF Version
Exemptive Order for SPDR Gold Futures Contracts
Effective Date: June 5, 2008
See also:
PDF VersionExemptive Order for SPDR Gold Futures Contracts
Effective Date: June 5, 2008
See also:
- 73 FR 13867, March 14, 2008 PDF Version
Proposed Exemptive Order for ST Gold Futures Contracts
02/14/2008
73 FR 8599 // PDF Version
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets
Effective Date: February 14, 2008
See also:
PDF Version17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets
Effective Date: February 14, 2008
See also:
- 72 FR 45185, August 13, 2007 PDF Version
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets