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CFTC Charges Investment Firm and VP with Commodity Pool Fraud , 8120-20 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Principal with Fraud and Misappropriation , 8119-20 |
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CFTC Charges Colorado Resident with Fraud in Digital Asset-Linked Ponzi Scheme , 8118-20 |
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CFTC Orders Florida Resident and His Company to Pay Over $1 Million for Fraud , 8117-19 |
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CFTC to Hold an Open Commission Meeting on February 20 , 8116-20 |
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CFTC Charges Company and its Principal in $33 Million Fraudulent Digital Asset Scheme , 8115-20 |
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CFTC’s Technology Advisory Committee to Meet on February 26 , 8114-20 |
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ICYMI: Chairman Tarbert Discusses Position Limits on Bloomberg TV , 8113-20 |
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CFTC Approves Two Proposed Rules at January 30 Open Meeting , 8112-20 |
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Agencies Propose Changes to Modify “Covered Funds” Restrictions of Volcker Rule , 8111-20 |
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CFTC Becomes First Federal Agency to Adopt NIST Privacy Framework , 8110-20 |
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CFTC Orders Commodity Pool Operator, CEO to Pay More Than $10 Million for Misleading Statements, Supervision Failures , 8109-20 |
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Registration Open for CFTC, Kansas State University’s AgCon2020 , 8108-20 |
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CFTC to Hold an Open Commission Meeting on January 30 , 8107-20 |
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ICYMI: Making Derivatives Markets Work for American Agriculture , 8106-20 |
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CFTC Orders Australian Company to Pay $1 Million for Spoofing , 8105-20 |
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CFTC Orders South Korean Company to Pay $700,000 for Spoofing , 8104-19 |
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CFTC Charges US Coin Bullion LLC and its Owners with $7.9 Million Precious Metals Fraud , 8103-20 |
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CFTC Obtains $2.5 Million Judgment for Fraudulent Solicitation and Misappropriation of Funds From Commodity Pool Participants , 8102-19 |
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CFTC Commissioner Stump Announces Members of the Global Markets Advisory Committee’s New Subcommittee on Margin Requirements for Non-Cleared Swaps , 8101-20 |
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CFTC’s Division of Market Oversight Supplements No-Action Relief to SEFs and DCMs from Certain CFTC Regulations for Correction of Errors , 8100-20 |
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CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance , 8099-19 |
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CFTC Awards More Than $1 Million to Whistleblower , 8098-19 |
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CFTC Approves One Final Rule and Two Proposed Rules at December 18 Open Meeting , 8097-19 |
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CFTC Provides Relief to Market Participants Transitioning Away from LIBOR , 8096-19 |
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CFTC to Hold an Open Commission Meeting on December 18 , 8095-19 |
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CFTC Charges New Mexico Resident with Fraud in Long-Running Ponzi Scheme , 8094-19 |
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CFTC Approves One Final, Two Proposed Rules at December 10 Open Meeting , 8093-19 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for December 11 Public Meeting , 8092-19 |
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CFTC Adds 21 More Unregistered Foreign Entities to List for Apparent Illegal Operation , 8091-19 |
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DSIO Issues Advisory Providing Guidance and Staff Recommendations for Chief Compliance Officer Annual Report Preparation , 8090-19 |
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CFTC to Hold an Open Commission Meeting on December 10 , 8089-19 |
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CFTC’s Market Risk Advisory Committee to Meet December 11 , 8088-19 |
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CFTC Commissioner Behnam Announces Two New Subcommittees of the Market Risk Advisory Committee , 8087-19 |
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CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations , 8086-19 |
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CFTC Division of Enforcement Issues Annual Report for FY 2019 , 8085-19 |
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CFTC Approves Amendments Simplifying Rules for Asset Managers at November 25 Open Meeting , 8084-19 |
