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CFTC Requests Public Comment on a Certification Filing by ICE Futures US to Amend the Position Limits on NYISO Zone G Futures Contracts , 7194-15 |
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CFTC Files Enforcement Action against Chinese National Yumin Li and BVI Company Kering Capital Ltd. for Defrauding a CME Member in an Illegal Trading Scheme , 7193-15 |
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CFTC Issues Proposed Rule on Cross-Border Margin , 7192-15 |
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CFTC Charges Illinois Resident Nick A. Wurl and His Company Ludiera Capital LLC with Fraud and Misappropriation in $9 Million Scheme , 7191-15 |
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CFTC’s Division of Market Oversight to Host Public Roundtable Regarding the Made Available to Trade Process , 7190-15 |
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CFTC’s Division of Market Oversight Issues Updated Guidebook and Appendices for Part 20 Reports , 7189-15 |
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Federal Court Orders a $500,000 Civil Penalty against Joseph F. Welsh III for Attempted Manipulation of Palladium and Platinum Futures Contracts , 7188-15 |
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Missouri Federal Court Orders Gregory Christopher Evans to Pay a Penalty of over $1.2 Million for Fraud and Unauthorized Swaps Trading , 7187-15 |
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CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations , 7186-15 |
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CFTC Releases Rule Enforcement Review of the Minneapolis Grain Exchange, Inc. , 7185-15 |
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CFTC Staff Announces it is Issuing No-Action Relief from Introducing Broker and Commodity Trading Advisor Registration to Persons Located Outside the United States Engaged in Activities on behalf of Customers that are International Financial Institutions , 7184-15 |
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CFTC Requests Public Comment on a Petition by ASX Clear (Futures) Pty Limited for Exemption from Registration as a Derivatives Clearing Organization , 7183-15 |
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CFTC Announces International Affairs Director Sarah Josephson to Assume New Role at Agency , 7182-15 |
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Barclays to Pay $400 Million Penalty to Settle CFTC Charges of Attempted Manipulation and False Reporting of Foreign Exchange Benchmark Rates , 7181-15 |
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CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7180-15 |
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CFTC Staff Issues an Updated Enabling No-Action Letter for Qualifying Australian Licensed Markets and Issues a Conditional No-Action Letter to Yieldbroker Pty Limited to Provide Additional Time for Compliance with its Requirements , 7179-15 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for Upcoming Public Meeting , 7178-15 |
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CFTC Staff Issues Proposed Order to Exempt Certain Specified Transactions of Southwest Power Pool , 7177-15 |
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CFTC Orders Double Eagle Enterprises, LLC and Eric Arlt to Pay More than $700,000 in Restitution and a Civil Monetary Penalty in Precious Metals Enforcement Action , 7176-15 |
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CFTC’s Global Markets Advisory Committee Releases Agenda for Upcoming Public Meeting , 7175-15 |
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CFTC Releases Final Interpretation on Forward Contracts with Embedded Volumetric Optionality , 7174-15 |
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CFTC Orders Libero Commodities SA to Pay $480,000 for Call Cotton Reporting Violations , 7173-15 |
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CFTC Requests Public Comment on an Application by Nodal Clear, LLC for Registration as a Derivatives Clearing Organization , 7172-15 |
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CFTC Charges United Arab Emirates Residents Heet Khara and Nasim Salim with Spoofing in the Gold and Silver Futures Markets , 7171-15 |
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CFTC’s Market Risk Advisory Committee to Meet on June 2, 2015 , 7170-15 |
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CFTC Staff Issues Interpretive Letter to Ford Motor Credit Company LLC , 7169-15 |
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CFTC Sanctions FCStone, LLC for Supervision Violations , 7168-15 |
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CFTC Charges North Carolina Resident Barry C. Taylor and His Companies with Commodity Pool Fraud in a Multi-Million Dollar Fraudulent Forex Scheme and with Registration Violations , 7167-15 |
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CFTC Approves Proposed Rulemaking to Amend the Trade Option Exemption by Reducing Certain Reporting and Recordkeeping Requirements for End-Users , 7166-15 |
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Federal Court Orders California Residents Christopher Valois and Cynthia Wong and Their Companies to Pay over $1.1 Million for Fraud and Registration Violations , 7165-15 |
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Federal Court Orders North Carolina Resident James Harvey Mason to Pay a Civil Penalty and Restitution Totaling $5.5 Million for Commodity Pool Fraud , 7164-15 |
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CFTC’s Global Markets Advisory Committee to Meet May 14, 2015 , 7163-15 |
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Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Trading Bans against Inter-Global Currency & Precious Metals and Stavros Papastavrou for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7162-15 |
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CFTC Charges Nevada-Based My Global Leverage, LLC and Toney Blondo Eggleston with Engaging in Illegal, Off-Exchange Precious Metals Transactions with Retail Customers , 7161-15 |
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CFTC’s Division of Market Oversight Issues Guidance for Swap Execution Facilities on the Calculation of Projected Operating Costs , 7160-15 |
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Deutsche Bank to Pay $800 Million Penalty to Settle CFTC Charges of Manipulation, Attempted Manipulation, and False Reporting of LIBOR and Euribor , 7159-15 |
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CFTC Staff Issue No Action Letters Providing Relief in Connection with Erroneous Swap Trades and Swap Trade Confirmations , 7158-15 |
