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CFTC Staff Issues Time-Limited No-Action Relief from Electronic Reporting Requirements in the OCR Final Rule , 6965-14 |
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CFTC Releases Rule Enforcement Review of ICE Futures U.S. , 6964-14 |
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Commissioner Scott D. O’Malia to Leave CFTC , 6963-14 |
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CFTC Files Amended Complaint against Daniel K. Steele and His Foreign Currency (Forex) Firm to Include Charges of Fraudulent Misrepresentation, False Statements, and Misappropriation of Approximately $1 Million in Pool Participant Funds , 6962-14 |
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CFTC Seeking Public Comment on Request from ICE Clear Europe Limited for Order Permitting Portfolio Margining of Futures and Foreign Futures Contracts , 6961-14 |
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CFTC Staff Issues Time-Limited No-Action Relief for Futures Commission Merchants from Requirement to Obtain an Acknowledgement Letter from Certain Depositories , 6960-14 |
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CFTC Commissioner J. Christopher Giancarlo Announces Senior Staff Appointments , 6959-14 |
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CFTC Staff Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations , 6958-14 |
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CFTC’s Division of Market Oversight Issues Time-Limited Extension of the No-Action Relief Provided in CFTC Letter No. 13-41 , 6957-14 |
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CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation , 6956-14 |
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CFTC Staff Issues Extension of Time- Limited, No-Action Relief to Futures Commission Merchants , 6955-14 |
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CFTC’s Division of Clearing and Risk Issues No-Action Letter for Korea Exchange, Inc. , 6954-14 |
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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to LCH and Nodal , 6953-14 |
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CFTC Staff Issues an Extension of Time-Limited No-Action Relief to LCH , 6952-14 |
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Gretchen Lowe Announced Principal Deputy Director and Chief Counsel of the Division of Enforcement , 6951-14 |
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Federal Court in Utah Imposes over $44 Million in Sanctions against Robert Andres and His Company, Winsome Investment Trust, and Robert Holloway and His Company, US Ventures, for Commodity Pool Fraud and Misappropriation , 6950-14 |
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CFTC Chairman Tim Massad Announces Staff Appointments , 6949-14 |
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J. Christopher Giancarlo Sworn In as a Commissioner of the U.S. Commodity Futures Trading Commission , 6948-14 |
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CFTC Obtains Default Judgment against New York-based SK Madison Commodities, LLC and its Principals, Michael James Seward and Yan Kaziyev, for Commodity Pool Fraud and Other Violations , 6947-14 |
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CFTC Chairman Massad Announces the Appointment of Aitan Goelman as Director of Enforcement , 6946-14 |
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Sharon Bowen Sworn In as a Commissioner of the U.S. Commodity Futures Trading Commission , 6945-14 |
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Timothy Massad Sworn In as Chairman of the U.S. Commodity Futures Trading Commission , 6944-14 |
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U.S. Commodity Futures Trading Commission and Australian Authorities Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Clearing Organizations , 6943-14 |
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CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 6942-14 |
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CFTC Vacates New York Portfolio Clearing, LLC’s Registration as a Derivatives Clearing Organization , 6941-14 |
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CFTC Grants Order to ICE Clear Europe Permitting Portfolio Margining of Futures and Foreign Futures Contracts , 6940-14 |
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CFTC Staff Issues Time-Limited No-Action Letter for Canadian Swap Dealers Concerning Quarterly Risk Exposure Reports , 6939-14 |
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CFTC Announces Agenda for the Upcoming Public Meeting of the Technology Advisory Committee , 6938-14 |
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CFTC Staff to Host a Public Roundtable to Discuss Position Limits for Physical Commodity Derivatives , 6937-14 |
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Acting Chairman Mark Wetjen Announces Three Actions to Protect Liquidity for Certain End-Users, Further Consider Certain Hedging Practices, and Promote Trading on SEFs and DCMs , 6936-14 |
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CFTC Wins Fraud Trial against Hunter Wise Related Precious Metals Firms and Their Owners , 6935-14 |
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CFTC Charges Florida Residents Cindy and Paul Vandivier and Their Company, Mintline, Inc., with Fraud in Connection with Illegal, Off-Exchange Commodity Transactions , 6934-14 |
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CFTC Issues First Whistleblower Award , 6933-14 |
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Global Futures & Forex, Ltd. Ordered to Pay $200,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules , 6932-14 |
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CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in Illegal, Off-Exchange Precious Metals Transactions , 6931-14 |
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CFTC Charges RP Martin Holdings Limited and Its Subsidiary, Martin Brokers (UK) Limited, with Manipulation and Attempted Manipulation of Yen Libor , 6930-14 |
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CFTC’s Division of Market Oversight Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 6929-14 |