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CFTC Charges Florida-Based Sentry Asset Group, LLC and its Owner, John Pakel, with Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7157-15 |
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CFTC Charges U.K. Resident Navinder Singh Sarao and His Company Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing , 7156-15 |
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CFTC Charges Florida Resident Dorian A. Garcia and his Companies, DG Wealth Management, Macroquantum Capital LLC, and UKUSA Currency Fund LP with Fraud and Registration Violations , 7155-15 |
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CFTC Charges Matthew J. Marcus and His California Company, Tech Power, Inc., and John D. Briner and His Canadian Law Firm, MetroWest Law Corp., with a Money Pass Scheme Involving More than 1,200 Single Stock Futures Trades , 7154-15 |
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CFTC Orders Tennessee-based Commodity Pool Operator Hope Advisors LLC to Pay a $100,000 Civil Monetary Penalty for Registration and Reporting Violations , 7153-15 |
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U.S. Commodity Futures Trading Commission and Australian Prudential Regulation Authority Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Firms , 7152-15 |
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Federal Court Orders Texas-based RFF GP, LLC, KGW Capital Management, LLC, and Kevin G. White to Pay over $7.5 Million for Operating a Fraudulent Commodity Pool , 7151-15 |
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CFTC Charges Kraft Foods Group, Inc. and Mondelez Global LLC with Manipulation of Wheat Futures and Cash Wheat Prices , 7150-15 |
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CFTC to Hold First SmartCheck Week: April 6-12 , 7149-15 |
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CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Certain Commission Regulations Applicable to Swaps with Legacy Special Purpose Vehicles , 7148-15 |
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CFTC Charges Maverick International, Inc. and its Principals Wesley Allen Brown and Edward Rubin with Pool Fraud and Other Violations , 7147-15 |
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CFTC Settles Enforcement Action in District Court against Daniel Shak for Violation of a CFTC Administrative Order , 7146-15 |
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Federal Court in South Carolina Imposes Lifetime Ban from Commodities Industry on Robert Stanley Harrison , 7145-15 |
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CFTC Staff Issues No-Action Position Regarding Timing of the CCO Annual Report , 7144-15 |
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CFTC Grants Order to ICE Clear Europe Permitting Portfolio Margining of Futures and Foreign Futures Contracts by Non-Clearing Member FCMs , 7143-15 |
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CFTC Announces Agenda for the Upcoming Public Meeting of the Market Risk Advisory Committee , 7142-15 |
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CFTC Revokes Registrations of John G. Wilkins and His Company, Altamont Global Partners LLC, Based on Federal Court’s Permanent Injunction Order and on Wilkins’s Related Criminal Conviction , 7141-15 |
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CFTC Orders Marubeni America Corporation to Pay $800,000 for Inaccurately Reporting Positions in Multiple Grains , 7140-15 |
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CFTC Staff Issues Advisory Reminding Futures Commission Merchants, Clearing Members, Foreign Brokers, Swap Dealers, and Certain Reporting Markets of their Reporting Obligations Pursuant to the Ownership and Control Final Rule , 7139-15 |
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CFTC Issues an Exemption to the Hong Kong Securities and Futures Commission Permitting U.S. Customers to Deal Directly with Hong Kong Brokers , 7138-15 |
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CFTC Approves Final Rule on Residual Interest Deadline for Futures Commission Merchants , 7137-15 |
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CFTC Orders ICE Futures U.S., Inc. to Pay a $3 Million Civil Monetary Penalty for Recurring Data Reporting Violations , 7136-15 |
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CFTC’s Market Risk Advisory Committee to Meet on April 2, 2015 , 7135-15 |
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CFTC Solicits Public Comment in Response to the U.S. District Court Order Regarding Cross-Border Litigation , 7134-15 |
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CFTC Staff Reschedules Public Roundtable on Recovery of Derivatives Clearing Organizations , 7133-15 |
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CFTC Staff Postpones Today’s Scheduled Public Roundtable , 7132-15 |
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CFTC Charges Michigan Resident Jerry Stauffer with Commodity Pool Fraud and Other Violations , 7131-15 |
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Federal Court in New York Imposes a $26 Million Civil Monetary Penalty against Mark Evan Bloom and his Company, North Hills Management, LLC, for Commodity Pool Fraud , 7130-15 |
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CFTC Staff to Hold Roundtable on Cybersecurity and System Safeguards Testing , 7129-15 |
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CFTC Requests Public Comment on Application Submitted by CME Clearing Europe Limited for Registration as a Derivatives Clearing Organization , 7128-15 |
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Kevin G. White Sentenced to over Eight Years in Federal Prison for $7.4 Million Commodity Pool Investment Scam , 7127-15 |
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CFTC Provides Notice of the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation , 7126-15 |
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CFTC Announces Agenda for the Upcoming Public Meeting of the Energy and Environmental Markets Advisory Committee , 7125-15 |
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CFTC Staff to Host Public Roundtable on Recovery and Orderly Wind-Down of Derivatives Clearing Organizations , 7124-15 |
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CFTC Commissioner Sharon Y. Bowen Announces Membership of Market Risk Advisory Committee , 7123-15 |
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Federal Court Orders Scott M. Ross and his Companies to Pay More than $6.7 Million in Restitution and a Civil Monetary Penalty for Defrauding Investors in His Commodity Pools, Mishandling Customer Funds, and Failing to Properly Register as a Commodity... , 7122-15 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet on February 26, 2015 , 7121-15 |
