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The Market Risk Advisory Committee to Meet on December 11 , 8824-23 |
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Federal Court Orders Illinois Man and His Entities to Pay Over $20 Million in Restitution and Penalties for Commodity Pool Ponzi Scheme , 8823-23 |
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CFTC Releases FY 2023 Enforcement Results , 8822-23 |
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Federal Court Orders Former New York City Resident to Pay Over $2.6 Million in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme , 8821-23 |
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Inter-Agency Working Group Releases New Report on Treasury Market Resilience Efforts , 8820-23 |
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CFTC Charges Illinois Man and His Firm for Operating a Fraudulent Retail Forex Commodity Pool , 8819-23 |
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CFTC Seeks Public Comment on a Proposal on Investment of Customer Funds , 8818-23 |
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Commissioner Pham Announces Agenda for the Upcoming Global Markets Advisory Committee Meeting on November 6 , 8817-23 |
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Cancelled — CFTC Open Commission Meeting for November 1 , 8816-23 |
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CFTC and French AMF Sign MOU for Supervision of Certain Cross-Border Firms , 8815-23 |
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CFTC to Hold a Commission Open Meeting on November 1 , 8814-23 |
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CFTC to Host a Career Forum for College, University and Law School Students and Recent Graduates , 8813-23 |
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CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud Targeting the Elderly , 8812-23 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet November 13 , 8811-23 |
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CFTC Orders Minnesota Grain Merchandiser to Pay $3 Million Penalty for Attempted Manipulation of Oats Futures Prices , 8810-23 |
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CFTC Staff Issues No-Action Letter Regarding Certain Block and Cap Amendments , 8809-23 |
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CFTC Releases Enforcement Advisory on Penalties, Monitors and Admissions , 8808-23 |
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Joint Readout of Principals’ Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution , 8807-23 |
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CFTC Awards Whistleblower Over $18 Million , 8806-23 |
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CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme , 8805-23 |
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CFTC Commissioner Summer Mersinger Seeks Nominations for the Energy and Environmental Markets Advisory Committee Associate Membership , 8804-23 |
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CFTC Charges Trading Firm, CEO, and COO with $5 Million Forex Commodity Pool Scheme , 8803-23 |
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CFTC Approves Proposed Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools , 8802-23 |
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CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations , 8801-23 |
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CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement , 8800-23 |
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Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures , 8799-23 |
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CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation , 8798-23 |
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CFTC Vacates SEF Registration of SwapEx LLC , 8797-23 |
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CFTC Charges Eight Entities for Fraudulently Claiming CFTC Registration , 8796-23 |
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CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme , 8795-23 |
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CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8794-23 |
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CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations , 8793-23 |
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CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud , 8792-23 |
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The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme , 8791-23 |
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Miami Federal Court Enters Preliminary Injunction Order Against Certified Public Accountant in Connection with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8790-23 |
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CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme , 8789-23 |
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CFTC Awards Whistleblower More Than $300,000 , 8788-23 |
