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CFTC Unanimously Approves Proposed Rule to Codify No-Action Position Regarding the Treatment of Separate Accounts of a Single Customer by Clearing Members , 8676-23 |
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Customer Alert Regarding CFTC v. Brisco , 8675-23 |
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Commissioner Goldsmith Romero Announces Newly Constituted Technology Advisory Committee and Announces Chair and Vice Chair , 8674-23 |
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CFTC Staff Announces Modifications to the Technical Specification for Parts 43 and 45 , 8673-23 |
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Federal Court Orders Texas Energy Broker, Its Owners, and Affiliated Trading Firms to Pay Nearly $3 Million For Fraud, Trading Against Customers Without Consent and Failure to Supervise , 8672-23 |
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Commissioner Johnson Announces Agenda for March 8 Meeting of the Market Risk Advisory Committee , 8671-23 |
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Commissioner Goldsmith Romero Announces Technology Advisory Committee Meeting Agenda That Includes Cybersecurity, Decentralized Finance, and Artificial Intelligence , 8670-23 |
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CFTC Charges FTX Co-Owner with Fraud by Misappropriation and Aiding and Abetting Fraud Related to Digital Asset Commodities , 8669-23 |
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Commissioner Pham Announces New Subcommittees of the CFTC’s Global Markets Advisory Committee and Seeks Nominations by March 14 , 8668-23 |
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Chairman Behnam Announces Veteran Federal Prosecutor Ian McGinley as Enforcement Director , 8667-23 |
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The Market Risk Advisory Committee to Meet on March 8 , 8666-23 |
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CFTC Charges Several People and Companies in a $145 Million Ponzi Scheme , 8665-23 |
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CFTC’s Energy and Environmental Markets Advisory Committee Announces Agenda for February 28 Meeting , 8664-23 |
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CFTC Charges Unregistered Commodity Trading Advisor with Fraud, Misappropriation, and Unregistered Commodity Pool Operator with Misappropriation , 8663-23 |
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CFTC Announces Postponement of Commitments of Traders Report , 8662-23 |
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CFTC Orders The Options Clearing Corporation to Pay a $5 Million Penalty for Violations of Core Principles and Regulations Related to Operational Risk Management , 8661-23 |
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CFTC Charges California-based Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities , 8660-23 |
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CFTC Designates Unique Product Identifier for Swaps Recordkeeping and Reporting , 8659-23 |
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CFTC Open Commission Meeting Cancelled for February 15 , 8658-23 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet February 28 , 8657-23 |
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CFTC Charges Three Puerto Rico Residents and Their Companies with Misappropriating Over $13 Million in Connection with Commodity Pool Ponzi Scheme , 8656-23 |
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CFTC Issues Statement on the Ongoing Impact to Reporting , 8655-23 |
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CFTC to Hold an Open Commission Meeting on February 15 , 8654-23 |
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The Global Markets Advisory Committee Announces Agenda for February 13 Meeting , 8653-23 |
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CFTC Commissioner Pham Announces Additional Staff Appointment , 8652-23 |
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CFTC Staff Revises No-Action Positions Regarding External Business Conduct Standards and Documentation Standards for Intended-To-Be-Cleared Swaps , 8651-23 |
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CFTC Approves Technical Corrections to Swap Dealer Regulations , 8650-23 |
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Commissioner Pham Announces CFTC Global Markets Advisory Committee Meeting and Leadership , 8649-23 |
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Commissioner Pham Announces Members of the CFTC’s Global Markets Advisory Committee , 8648-23 |
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CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange , 8647-23 |
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CFTC Charges Former New York City Commodity Pool Operator with Fraud , 8646-23 |
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CFTC Staff Issues No-Action Letter Regarding Investments of Customer Funds in Securities Benchmarked to SOFR , 8645-22 |
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CFTC Charges Alameda CEO and Alameda and FTX Co-Founder with Fraud in Action Against Sam Bankman-Fried and his Companies , 8644-22 |
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Federal Court Orders California Precious Metals Firm and Its Owners to Pay $38 Million for Commodity Fraud and Registration Violations , 8643-22 |
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CFTC Orders Minnesota Futures Commission Merchant to Pay $6.5 Million for Anti-Money Laundering, Risk Management, Recordkeeping, and Supervision Violations , 8642-22 |
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CFTC Staff Extends No-Action Letter Regarding Daily Reporting Requirements for Derivatives Clearing Organizations , 8641-22 |
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CFTC Charges Commodity Pool Operators and Their Co-Chief Investment Officer with Deception and Manipulation in Connection with Swaps and Supervision Failures , 8640-22 |
