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Updated Agenda for the June 7 Open Commission Meeting , 8713-23 |
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CFTC Approves Cboe Clear Digital, LLC to Clear Margined Digital Asset Futures , 8712-23 |
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Federal Court Orders Washington Rancher to Pay $1 Million Penalty for Phantom Cattle Scheme, Position Limit Violations , 8711-23 |
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CFTC Seeks Public Comment on the Risk Management Program Requirements for Swap Dealers and Futures Commission Merchants , 8710-23 |
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CFTC to Hold an Open Commission Meeting on June 7 , 8709-23 |
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CFTC’s Division of Clearing and Risk Issues Staff Advisory on the Risks Associated with Expansion of Derivatives Clearing Organization Clearing of Digital Assets , 8708-23 |
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CFTC Orders a California Commodity Trading Advisor to Pay More Than $4 Million for Fraud and Registration Violations , 8707-23 |
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CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme , 8706-23 |
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CFTC Staff Issues an Advisory Related to Prime Brokerage Arrangements and Derivatives Clearing Organization Registration Requirements , 8705-23 |
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The CFTC and State Regulators in California and Hawaii Charge Los Angeles Area Precious Metals Dealer in Ongoing $61 Million Fraud Targeting the Elderly , 8704-23 |
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Commissioner Pham Announces Proposed Work Program for CFTC Global Markets Advisory Committee and Seeks Input by May 30 , 8703-23 |
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CFTC Orders HSBC Bank USA, N.A. to Pay a $45 Million Penalty for Manipulative and Deceptive Trading in Connection with Swaps Related to Bond Issuances, Spoofing, and Supervision and Mobile Device Recordkeeping Failures , 8702-23 |
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CFTC Orders HSBC to Pay a $30 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8701-23 |
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CFTC Charges Commodity Pool Operator Tyche Asset Management LLC and its Controlling Principal in a $6 Million Commodity Pool Ponzi Scheme , 8700-23 |
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CFTC Orders The Bank of Nova Scotia to Pay a $15 Million Penalty for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8699-23 |
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Federal Court Orders Former Head of International Binary Options Scheme to Pay More than $561,000 in Restitution , 8698-23 |
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CFTC Charges Commodity Trading Advisor, Commodity Pool Operator and Its Owner with Fraudulently Allocating Trades , 8697-23 |
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Federal Court Orders South African CEO to Pay Over $3.4 Billion for Forex Fraud , 8696-23 |
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Swap Dealer Pays Over $6.8 Million for Violations of Swap Dealer Business Conduct Standards , 8695-23 |
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CFTC Charges Precious Metals Dealers and Their Owner in Multimillion Dollar Fraud Targeting the Elderly , 8694-23 |
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CFTC Charges 14 Entities for Fraudulently Claiming to be Registered with the Agency , 8693-23 |
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CFTC Grants RTX Fintech & Research LLC Registration as a Swap Execution Facility , 8692-23 |
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CFTC Staff Announces Revisions to Part 43 Block and Cap Sizes , 8691-23 |
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CFTC Appoints Jeffrey Sutton as Executive Director , 8690-23 |
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CFTC Commissioner Christy Goldsmith Romero Announces Yevgeny Shrago as Senior Counsel and Policy Advisor , 8689-23 |
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CFTC and Bank of England Announce Joint Statement on the Supervision of Cross-border Central Counterparties , 8688-23 |
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Federal Court Orders Florida Man and His Two Entities to Pay Over $16 Million for Fraud, Misappropriation, and Making False Statements to the CFTC , 8687-23 |
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CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme , 8686-23 |
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CFTC Orders Goldman Sachs to Pay $15,000,000 for Violations of Swap Business Conduct Standards , 8685-23 |
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Chairman Behnam Announces Agricultural Advisory Committee Meeting and Releases Agenda , 8684-23 |
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CFTC Staff Issues No-Action Letter Regarding the Migration of Credit Default Swaps from ICE Clear Europe Ltd. , 8683-23 |
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CFTC Charges Chinese National with Fraudulent Scheme to Trade Against Employer , 8682-23 |
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CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures , 8681-23 |
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CFTC Charges Binance and Its Founder, Changpeng Zhao, with Willful Evasion of Federal Law and Operating an Illegal Digital Asset Derivatives Exchange , 8680-23 |
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CFTC Orders Puerto Rico Commodity Pool Operator to Pay $150,000 for Supervision and Reporting Violations , 8679-23 |
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CFTC Revokes Registrations of Allianz Global Investors US LLC , 8678-23 |
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CFTC Statement on Swaps Rules Implicated in Recent Bank Failures , 8677-23 |
