|
CFTC’s Division of Market Oversight Issues Advisory Regarding Intraday Speculative Position Limits, 5819-10
|
|
Federal Court Orders More than $3.8 Million in Sanctions against North Carolina Defendant Tyrone McCall and Two Entities He Controlled to Settle a CFTC Anti-Fraud Action , 5818-10 |
|
The CFTC Sanctions Noble Americas Corp. $130,000 for Wash Sales Trading on the New York Mercantile Exchange and Causing Non Bona Fide Prices to Be Reported , 5817-10 |
|
Morgan Stanley Capital Group, Inc. to Pay a $14 Million Civil Penalty to Settle CFTC Charges that the Company Concealed a Large Block Crude Oil Trade , 5816-10 |
|
Hedge Fund Moore Capital Management, LP, and Its Affiliates Moore Capital Advisors, LLC and Moore Advisors, Ltd., Ordered to Pay a $25 Million Penalty to Settle CFTC Charges of Attempted Manipulation of Platinum and Palladium Futures Settlement Prices , 5815-10 |
|
CFTC Determines that Seven Contracts Traded on the IntercontinentalExchange Inc are Significant Price Discovery Contracts, 5814-10
|
|
CFTC Charges Carmine Garofalo with Illegal Trading on a U.S. Exchange , 5813-10 |
|
San Diego Gas & Electric Company Agrees to Pay a Civil Penalty to Settle CFTC Charge that it Engaged in Wash Sales in the Natural Gas Futures Markets , 5812-10 |
|
CFTC Approves Cantor Futures Exchange, L.P. and Cantor Clearinghouse, L.P., 5811-10
|
|
CFTC to Hold Public Meeting to Consider Significant Price Discovery Contract Determinations, 5810-10
|
|
CFTC Approves Media Derivatives, Inc. Designated Contract Market Application, 5809-10
|
|
Federal Regulators Release Model Consumer Privacy Notice Online Form Builder, 5808-10
|
|
CFTC Charges Florida Resident Claudio Aliaga and His Company, CMA Capital Management, LLC, with Operating a Foreign Currency Ponzi Scheme , 5807-10 |
|
CFTC Files Enforcement Action against Singapore National Kuen Cheol Song for Engaging in an Illegal Trading Scheme , 5806-10 |
|
Charleston, South Carolina-based Defendants Ordered to Pay More than $3.9 Million in Restitution and Civil Penalties to Resolve 2008 CFTC Anti-Fraud Action , 5805-10 |
|
CFTC Launches New Website Designed to Improve Access to Market and Agency Information, 5804-10
|
|
CFTC Approves Final Rules Creating a Separate Account Class for Customer Positions in Cleared OTC Derivatives, 5803-10
|
|
Charlottesville, Virginia-based Defendants Ordered to Pay More than $4.6 Million in Disgorgement and Civil Penalties to Settle 2009 CFTC Anti-Fraud Action , 5802-10 |
|
CFTC Charges Ohio-based Defendants Enrique Villalba, Jr., and Money Market Alternative, LP, with Operating a Multi-Million Dollar Futures Ponzi Scheme , 5801-10 |
|
Georgia-Based Hedge Fund Lake Dow and its Principal, Ty Edwards, Ordered to Pay More than $4 million in Restitution and Penalties in CFTC Commodity Pool Fraud Action , 5800-10 |
|
Federal Court Imposes $260,000 in Civil Penalties against Austin, Texas Resident Steven Leigh Shakespeare and His Company, Guardian Futures, Inc., Both Charged with Fraud and Unauthorized Trading , 5799-10 |
|
CFTC Announces Participants for Public Meeting to Examine Futures and Options Trading in the Metals Markets, 5798-10
|
|
CFTC Charges Patrick Rakotonanahary and Cyber Market Group LLC with Operating a Multi-Million Dollar Ponzi Scheme in Hawaii and Elsewhere in the U.S. , 5797-10 |
|
CFTC Seeks Public Comment on Request From CME Clearing and NYMEX Involving Contracts Traded on the Dubai Mercantile Exchange, 5796-10
|
|
CFTC Charges Raleigh, North Carolina Man and His Company, Yellowstone Partners, Inc., with Operating a Foreign Currency Ponzi Scheme , 5795-10 |
|
CFTC Charges Scottsdale, Arizona Resident Helmut H. Weber d/b/a Weber Capital Management with Solicitation Fraud and Misappropriation in Forex Scheme , 5794-10 |
|
Federal Court Issues Preliminary Injunction against Virginia Resident Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, in Forex Fraud Scheme , 5793-10 |
|
CFTC Hosts International Regulators to Discuss Futures Industry Issues, 5792-10
|
|
CFTC Charges Texas Resident Willie L. Cloud, Jr. and His Investment Company, C & R Financial, with Operating a Foreign Currency Ponzi Scheme , 5791-10 |
|
Federal Court Orders California Man David Michael Kogan and His Company, First Capitol Futures Group, to Pay More than $20.3 Million in CFTC Commodity Options Fraud Action , 5790-10 |
|
CFTC Sues Virginia-based Financial Investments, Inc. for Repeatedly Failing to File Annual Reports in a Timely Manner for a Commodity Pool It Operated , 5789-10 |
|
New York Court Imposes Fine and Other Sanctions against Robert Moore, Former Managing Director of the Bank of Montreal’s Commodity Derivatives Group , 5788-10 |
|
CFTC Chairman Gensler to Meet With Regulators to Discuss Critical Issues Related to Financial Regulatory Reform during Visits to Brussels and London, 5787-10
|
|
Federal Court Orders Forex Dealer One World Capital Group and Its President, John “Jack” Edward Walsh, to Pay $520,000 in Sanctions , 5786-10 |
|
Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud , 5785-10 |
|
CFTC Charges Virginia Resident Ronald W. Smith, Jr., Doing Business as Safeguard 3030 Investment Club, in Forex Fraud Scheme , 5784-10 |
|
The CFTC Sanctions Swiss Firm $130,000 for Exceeding Position Limits , 5783-10 |