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Federal Court Freezes Assets of Moroccan Resident Richmond Hamilton, Jr., and the Chicago Commodity Pool He Manages in a $1 Million Pool Anti-Fraud Case Brought by the CFTC , 5744-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions, 5743-09
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CFTC’s Agricultural Advisory Committee to Meet October 29, 2009, 5742-09
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether the NWP Rockies Financial Basis Contract Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function, 5741-09
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Federal Appeals Court Affirms CFTC’s Finding of Manipulation by Anthony J. DiPlacido and Modifies Civil Monetary Penalty , 5740-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions, 5739-09
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CFTC Proposes to Amend Electronic Filing Regulations and Certain Other Financial Reporting Requirements Applicable to FCMs and IBs, 5738-09
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CFTC to Release History of Disaggregated COT Data, 5737-09
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CFTC’s Office of International Affairs to Host International Symposium and Training Program on Regulation of Derivative Products, Markets and Financial Intermediaries, 5736-09
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CFTC and SEC Issue Joint Report on Regulatory Harmonization, 5735-09
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CFTC Enforcement Program Files 25% More Cases During Fiscal Year 2009 than in the Prior Fiscal Year , 5733A-09 |
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Five Contracts Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions, 5734-09
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CFTC Charges Florida Resident and His Panamanian Corporation with Fraud and Misappropriation , 5733-09 |
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CFTC Suspends the Registration of Criminally Indicted Chicago Floor Broker David G. Sklena , 5732-09 |
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Pennsylvania Resident Joseph Forte Admits to Operating a Multi-Million Dollar Ponzi Scheme in CFTC Enforcement Action , 5731-09 |
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CFTC Requests Public Comment on Application Submitted by Media Derivatives, Inc., for Designation of a Contract Market, 5730-09
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CFTC Seeks Public Comment on its Notice of Intent to Determine Whether Seven Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions, 5729-09
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CFTC Seeks Public Comment on Notice of Intent to Determine Whether 17 Contracts Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions, 5728-09
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CFTC Sanctions Citigroup Private Bank GP, Inc. for Failure to File Annual Reports on Time for the Commodity Pools it Operates , 5727-09 |
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CFTC and SEC Chairmen Issue Update on Harmonization Report, 5726-09
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Chicago-Based Cadent Financial Services LLC Sanctioned for Failing to Diligently Supervise Employees , 5725-09 |
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CFTC Seeks Public Comment on Request From New York Mercantile Exchange Involving Contracts Traded on the Dubai Mercantile Exchange, 5724-09
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Federal Court Freezes Assets of Texas Trading Firms M25 Investments, Inc. and M37 Investments, LLC, and Scott Kear, Sr., Jeffrey Lyon and David Seaman, Charged by the CFTC with an $8 Million Forex Fraud , 5723-09 |
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CFTC Global Markets Advisory Committee Meeting will be Rescheduled, 5722-09
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Federal Court Issues Preliminary Injunction Against Florida Resident Beau Diamond and His Company, Diamond Ventures LLC, in CFTC Multi-Million Dollar Forex Fraud Action , 5721-09 |
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Gensler Addresses International Energy Agency in Paris, 5720-09
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U.S. District Court Issues Orders Against Four “Operation Wooden Nickel” Defendants for their Roles in Defrauding Investors and Banks in Illegal Foreign Currency Schemes , 5719-09 |
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Subcommittee on Convergence to Convene the Third Session, 5718-09
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U.S. Commodity Futures Trading Commission and U.K. Financial Services Authority sign new memorandum of understanding (MOU) to enhance supervision of cross border clearing organizations, 5717-09
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CFTC Advisory Committee to Discuss Energy and Environmental Markets, 5716-09
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CFTC Chairman Gary Gensler Announces the Appointment of Steven Schoenfeld as Director of Division of Market Oversight, 5715-09
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CFTC Charges North Carolina Foreign Currency Firm CapitalStreet Financial LLC and its Principal Sean F. Mescall with Operating a $1.3 Million Forex Ponzi Scam , 5714-09 |
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CFTC Sanctions J.P. Morgan Futures, Inc. $300,000 for Failing to Properly Segregate Customer Funds and Failing to Timely Report the Under-segregation to the CFTC , 5713-09 |
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CFTC Charges Illinois Resident and One of His Companies with Fraud in $6 Million Commodity Pool , 5712-09 |
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Federal Court Freezes the Assets of Florida Resident Beau Diamond and Diamond Ventures LLC, Charged by the CFTC with Operating a $37 Million Dollar Forex Fraud , 5711-09 |
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CFTC Implements New Transparency Efforts to Promote Market Integrity, 5710-09
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CFTC Files Action to Revoke the Registrations of Abbas A. Shah, Linuxor Asset Management and Linuxor Capital Management , 5709-09 |