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CFTC Releases List of Areas of Rulemaking for Over-the-Counter Derivatives, 5856-10
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CFTC Chairman Gensler Comments on Enactment of Wall Street Reform and Consumer Protection Act, 5855-10
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CFTC Chairman Gensler Comments on Passage of Wall Street Reform and Consumer Protection Act, 5854-10
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CFTC Issues Proposed Business Continuity and Disaster Recovery Regulation for DCMs and DCOs and Conforming Amendments to the Core Principle Guidance Applicable to DCMs., 5853-10
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CFTC Charges Three Florida Defendants with Issuing False Account Statements in Foreign Currency Anti-Fraud Action , 5852-10 |
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CFTC Subcommittee on Convergence to Discuss Wheat Markets, 5851-10
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CFTC Issues Proposed Rulemaking to Improve Account Ownership and Control Data, 5850-10
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CFTC Announces Members of the CFTC’s Technology Advisory Committee – Committee to Meet on July 14, 2010 to Discuss Best Practices for HFT/ALGO, 5849-10
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CFTC Charges Florida Resident Phillip Milton and Virginia Residents Gregory and William Center with Operating a $28 Million Ponzi Scheme , 5848-10 |
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Next Agricultural Advisory Committee Meeting to Examine Wheat Convergence and Other Topics, 5847-10
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CFTC Approves Domestic Box Office Receipts Futures Contract Submitted by Cantor Futures Exchange, 5846-10
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CFTC Releases Report on the Registration Program of the NFA, 5845-10
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CFTC Charges California-Based Highlands Capital Management, LP and Glenn Kane Jackson with Defrauding Customers in an Off-Exchange Foreign Currency Scheme , 5844-10 |
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CFTC Issues an Exemption to Bursa Malaysia Derivatives Bhd Permitting U.S. Customers to Deal Directly with Malaysian Brokers, 5843-10
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Gensler Comments on Status of Wall Street Reform Bill, 5842-10
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for June 22 Meeting, 5841-10
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CFTC Charges Richard D. Theye and His Company, Micind Capital Management, Inc., with Fraud in Connection with a Multi-Million Dollar Ponzi Scheme , 5840-10 |
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CFTC Grants Exemption to the Kansas City Board of Trade and the Kansas City Board of Trade Clearing Corporation to Clear Wheat Calendar Swaps, 5839-10
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U.S. Commodity Futures Trading Commission and Alberta Securities Commission Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Clearing Organizations, 5838-10
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CFTC Commissioner O’Malia, FERC Commissioner Moeller to Host Joint Meeting on Energy Clearing, 5837-10
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CFTC Charges Marat Yunusov with Engaging in a Series of Unlawful Commodity Futures Transactions on Globex , 5836-10 |
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CFTC Issues Exemption and Approval of Rule Amendment Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares, 5835-10
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CFTC Approves Box Office Receipt Contracts Submitted by Media Derivatives, 5834-10
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CFTC Denies OCC Rule Amendment, 5833-10
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CFTC Proposes Rulemaking Regarding Co-location/Proximity Hosting Services, 5832-10
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CFTC Publishes Advisory on the Extent to which U.S. Investors May Trade in Foreign Security Futures Products, 5831-10
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Federal Court Imposes $1.4 Million Civil Penalty against David A. Owen , 5830-10 |
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CFTC Awarded Certificate of Excellence in Accountability Reporting, 5829-10
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CFTC Charges Two California Men, Ruben Gonzalez and Jose Naranjo, and Their Company, New Golden Investment Group, LLC, with Running a Multi-Million Dollar Ponzi Scheme , 5828-10 |
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CFTC Reestablishes Technology Advisory Committee, 5827-10
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CFTC Files Anti-Fraud Action against Jeffrey Shalhoub and Jeff Shalhoub Investments for Operating a Futures Ponzi Scheme , 5826-10 |
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CFTC/SEC Staff Release Preliminary Joint Findings on May 6 Unusual Market Events, 5825-10
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CFTC Announces Participants for Meeting to Consider the Trading of Contracts Based on Motion Picture Box Office Receipts and Hear the Views of Interested Parties, 5824-10
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet on Monday, May 24, 2010, 5823-10
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CFTC’s Division of Clearing and Intermediary Oversight Publishes Guidance on the Application Procedure for a Regulation 30.10 Exemption, 5822-10
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CFTC to Hold Open Meeting to Consider the Trading of Contracts Based on Motion Picture Box Office Receipts and Gather Views of Interested Parties, 5821-10
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CFTC and SEC Announce Creation of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, 5820-10
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