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Achieving Growth and Progress: Statement of Commissioner Caroline D. Pham at the Global Markets Advisory Committee June 4 Meeting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Reasonable Accommodation
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham at the 2024 CFTC Chairman’s Honorary Awards Ceremony
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham on Novel U.S. Location Test and FCM Registration
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Event Contracts Proposal
Commissioner Caroline D. Pham
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The CFTC Needs to Get Serious: A Strategic Plan for Reform, Statement of Commissioner Caroline D. Pham Before the Open Meeting on May 10, 2024
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on Large Trader Reporting Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Swap Dealer Financial Reporting Rule
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Swap Execution Facilities (SEF) Confirmation Requirements Final Rule
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Before the Agriculture Advisory Committee
Commissioner Caroline D. Pham
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Grace and Grit, Remarks of Commissioner Caroline D. Pham, Recipient of the 2024 Belva Ann Lockwood Award, The George Washington University Law School and Law Association of Women
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Order Regarding Australia and New Zealand Banking Group Ltd.
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding KuCoin Complaint
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Administrative Proceedings
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee’s March 6 Meeting
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on DCM and SEF Conflicts of Interest Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Foreign Board of Trade Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of the Treatment of Separate Accounts Proposal
Commissioner Caroline D. Pham
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Joint Statement of CFTC Commissioner Caroline D. Pham and SEC Commissioner Mark T. Uyeda: Memorandum of Understanding Between the SEC and the CFTC Regarding the Use of Form PF Data
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham on SEC-CFTC Joint Final Rule on Form PF
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for UK PRA Swap Dealer Capital and Financial Reporting Requirements
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Amendments to Clearing Member Funds Requirements
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Operational Resilience Proposal for Swap Dealers and Futures Commission Merchants
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham in Support of Proposed Amendments to Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants
Commissioner Caroline D. Pham
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