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Statement of Commissioner Caroline D. Pham Regarding Swaps Unique Product Identifiers (UPI) for Reporting and Transparency
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Non-U.S. Swap Dealer Annual Compliance Reports
Commissioner Caroline D. Pham
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If You See Something, Say Something: Remarks by Commissioner Caroline D. Pham at the NYU Law Program on Corporate Compliance and Enforcement Fall Conference
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Order and Request for Comment on an Application for a Capital Comparability Determination
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Reporting and Information Requirements for Derivatives Clearing Organizations
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Amended Complaint
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee
Statement of Commissioner Caroline D. Pham
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A Voice for the People: A Proposal for a New Office of the Retail Advocate: Keynote Address by Commissioner Caroline D. Pham at CordaCon 2022
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee
Commissioner Caroline D. Pham
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Money and Life, the Metaverse, and Everything: Keynote Address by Commissioner Caroline D. Pham at the EUROFI Financial Forum Prague 2022
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham Regarding the Review and Stay of KalshiEX LLC’s Political Event Contracts
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding LIBOR Transition Clearing Requirement Determination for Certain Interest Rate Swaps
Commissioner Caroline D. Pham
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Dissenting Statement of Commissioner Caroline D. Pham Regarding the Proposed Amendments to Form PF
Commissioner Caroline D. Pham
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Opening Statement of Commissioner Caroline D. Pham Regarding Proposed Governance Requirements for Derivatives Clearing Organizations and Swap Dealer Capital Comparability Determination for Japan
Commissioner Caroline D. Pham
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Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Swap Dealer Capital and Financial Reporting Comparability Determination
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on SEC v. Wahi
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on Conditional Order of SEF Registration
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on the CPMI-IOSCO Final Guidance on Stablecoin Arrangements
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham Regarding Order Filing and Settling Charges Against BNP Paribas
Commissioner Caroline D. Pham
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Regulation of the Future: Building Responsible Digital Asset Markets: Keynote Address by Commissioner Caroline D. Pham, 18th Nasdaq Technology of the Future Conference—Reimagining Tomorrow’s Markets
Commissioner Caroline D. Pham
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We’re Finally on the Job—Now Let’s Get to Work: Keynote Address by Commissioner Caroline D. Pham, 98th Annual Convention of the American Cotton Shippers Association
Commissioner Caroline D. Pham
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Statement of Commissioner Caroline D. Pham on the U.S. Senate Confirmations of Mark Uyeda and Jaime Lizárraga
Commissioner Caroline D. Pham
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