Commissioner Caroline D. Pham

Date	Commissioner Caroline D. Pham
06/29/2023	Statement of Commissioner Caroline D. Pham on Enforcing Federal Position Limits Commissioner Caroline D. Pham
06/28/2023	Statement of Commissioner Caroline D. Pham Regarding Request for Comment on the Impact of Affiliations Between Certain CFTC-Regulated Entities Commissioner Caroline D. Pham
06/27/2023	Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee Commissioner Caroline D. Pham
06/23/2023	Dissenting Statement of Commissioner Caroline D. Pham on Political Event Contracts Commissioner Caroline D. Pham
06/16/2023	Statement of Commissioner Caroline D. Pham on Staff Letter Regarding ADM Investor Services, Inc. Commissioner Caroline D. Pham
06/07/2023	Statement of Commissioner Caroline D. Pham in Support of Proposed Order and Request for Comment on Comparability Determination for EU Nonbank Swap Dealer Capital and Financial Reporting Requirements Commissioner Caroline D. Pham
06/07/2023	Statement of Commissioner Caroline D. Pham in Support of Notice of Proposed Rulemaking for Large Trader Reporting Requirements Under Part 17 Commissioner Caroline D. Pham
06/07/2023	Statement of Commissioner Caroline D. Pham in Support of Final Rule on Governance Requirements for Derivatives Clearing Organizations Commissioner Caroline D. Pham
06/07/2023	Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Rulemaking for DCO Recovery and Orderly Wind-down Plans; Information for Resolution Planning Commissioner Caroline D. Pham
06/07/2023	Opening Statement of Commissioner Caroline D. Pham Regarding Open Meeting on June 7, 2023 Statement of Commissioner Caroline D. Pham
06/01/2023	Statement of Commissioner Caroline D. Pham on Risk Management Program for Swap Dealers and Futures Commission Merchants Advance Notice of Proposed Rulemaking Commissioner Caroline D. Pham
05/12/2023	Statement of Commissioner Caroline D. Pham on Spoofing in Voice Brokered Swaps Markets Commissioner Caroline D. Pham
04/05/2023	Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee Commissioner Caroline D. Pham
03/31/2023	Statement of Commissioner Caroline D. Pham Regarding NFA Rule on Spot Digital Asset Commodity Activities Commissioner Caroline D. Pham
03/22/2023	Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee Commissioner Caroline D. Pham
03/08/2023	Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee Commissioner Caroline D. Pham
03/03/2023	What It Means to Be A Leader: Remarks by Commissioner Caroline D. Pham at Fordham University School of Law Commissioner Caroline D. Pham
02/28/2023	Opening Statement of Commissioner Caroline D. Pham before the Energy and Environmental Markets Advisory Committee Commissioner Caroline D. Pham
02/16/2023	Statement of Commissioner Caroline D. Pham Regarding Swaps Unique Product Identifiers (UPI) for Reporting and Transparency Commissioner Caroline D. Pham
02/13/2023	Opening Statement of Commissioner Caroline D. Pham before the Global Markets Advisory Committee Commissioner Caroline D. Pham
01/10/2023	Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange Commissioner Caroline D. Pham
12/07/2022	Opening Statement of Commissioner Caroline D. Pham before the Agricultural Advisory Committee Commissioner Caroline D. Pham
12/02/2022	Statement of Commissioner Caroline D. Pham on Non-U.S. Swap Dealer Annual Compliance Reports Commissioner Caroline D. Pham
11/14/2022	If You See Something, Say Something: Remarks by Commissioner Caroline D. Pham at the NYU Law Program on Corporate Compliance and Enforcement Fall Conference Commissioner Caroline D. Pham
11/10/2022	Concurring Statement of Commissioner Caroline D. Pham Regarding Proposed Order and Request for Comment on an Application for a Capital Comparability Determination Commissioner Caroline D. Pham