Commissioner Caroline D. Pham

Date	Commissioner Caroline D. Pham
12/15/2023	Concurring Statement of Commissioner Caroline D. Pham on Proposed Amendments to Parts 43 and 45 Statement of Commissioner Caroline D. Pham
12/13/2023	Opening Statement of Commissioner Caroline D. Pham Regarding CFTC Open Meeting on December 13, 2023 Commissioner Caroline D. Pham
11/21/2023	Statement of Commissioner Caroline D. Pham on Chief Compliance Officer Liability Commissioner Caroline D. Pham
11/21/2023	Statement of Commissioner Caroline D. Pham Regarding Binance Consent Orders Commissioner Caroline D. Pham
11/03/2023	Statement of Commissioner Caroline D. Pham in Support of Proposed Amendments to Regulation 1.25 Commissioner Caroline D. Pham
10/23/2023	Statement of Commissioner Caroline D. Pham on the Deliberative Process Privilege Commissioner Caroline D. Pham
10/18/2023	Joint Statement of Commissioners Summer K. Mersinger and Caroline D. Pham Regarding Swap Block Thresholds Commissioner Summer K. Mersinger and Commissioner Caroline D. Pham
10/12/2023	Statement of Commissioner Caroline D. Pham Regarding Enforcement Action on Crypto Lending Commissioner Caroline D. Pham
10/07/2023	Keynote Address by Commissioner Caroline D. Pham, North American Millers’ Association 2023 Annual Meeting General Session Commissioner Caroline D. Pham
10/02/2023	Concurring Statement of Commissioner Caroline D. Pham on Notice of Proposed Rulemaking Regarding Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated under CFTC Rule 4.7 Commissioner Caroline D. Pham
09/29/2023	Dissenting Statement of Commissioner Caroline D. Pham Regarding the Filing of Administrative Complaints for Enforcement Actions Commissioner Caroline D. Pham
09/27/2023	Dissenting Statement of Commissioner Caroline D. Pham on Misappropriation Theory in Derivatives Markets Statement of Commissioner Caroline D. Pham
09/22/2023	Statement of Commissioner Caroline D. Pham Regarding Political Event Contracts Commissioner Caroline D. Pham
09/07/2023	New Regulatory Sandboxes: A Proposal for a CFTC Pilot Program, Remarks of Commissioner Caroline D. Pham Before the Cato Institute, Staying Ahead of the Curve: Crypto Regulation and Competitiveness Commissioner Caroline D. Pham
08/29/2023	Dissenting Statement of Commissioner Caroline D. Pham on CTA Interpretation in an Enforcement Action Commissioner Caroline D. Pham
08/29/2023	Dissenting Statement of Commissioner Caroline D. Pham on Examination by Enforcement Commissioner Caroline D. Pham
07/26/2023	Statement of Commissioner Caroline D. Pham in Support of Notice of Proposed Rulemaking on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Commissioner Caroline D. Pham
07/26/2023	Statement of Commissioner Caroline D. Pham In Support of Swap Confirmation Requirements for Swap Execution Facilities Proposal Commissioner Caroline D. Pham
07/26/2023	Statement of Commissioner Caroline D. Pham on Effective Self-Regulation and Notice of Proposed Rulemaking to Amend Part 40 Regulations Commissioner Caroline D. Pham
07/26/2023	Statement of Commissioner Caroline D. Pham in Support of Reporting and Information Requirements for Derivatives Clearing Organizations Commissioner Caroline D. Pham
07/26/2023	Opening Statement of Commissioner Caroline D. Pham before the July 26, 2023 Open Meeting Commissioner Caroline D. Pham
07/19/2023	Opening Statement of Commissioner Caroline D. Pham Before the Agricultural Advisory Committee Meeting Commissioner Caroline D. Pham
07/18/2023	Opening Statement of Commissioner Caroline D. Pham before the Technology Advisory Committee Commissioner Caroline D. Pham
07/11/2023	Statement of Commissioner Caroline D. Pham Regarding the TW SEF MAT Determinations of USD SOFR and GBP SONIA Overnight Index Swaps Commissioner Caroline D. Pham
07/10/2023	Opening Statement of Commissioner Caroline D. Pham before the Market Risk Advisory Committee Commissioner Caroline D. Pham