Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Isaac Barrocas v. Rosenthal Collins Group, LLC., Michael Eric Hermanson, Michae…
 CFTC Docket No. 05-R062 |
|
| Los Angeles Trading Group, Inc. v. Peregrine Financial Group, Inc. et. al.
CFTC Docket No. 06-R026 |
|
| RDS Group, Inc. v. Executive Commodity Corporation, Don Dwight Campbell, Mark J…
CFTC Docket No. 04-R076 |
|
| Hank Hall v. David James Behnken, Futuretech Trading Group, Inc., and Jimi Rach…
CFTC Docket No. 06-R004 |
|
| Vinodkumar N. Gadley v. Cromwell Financial Services, Inc. et. al.
CFTC Docket No. 05-R064 |
|
| Mary F. Reed v. Great Pacific Trading Co. and Man Financial, Inc.
CFTC Docket No. 06-R021 |
|
| John P. Page v. Blake Edward Robben
CFTC Docket No. 05-R083 |
|
| James D. Frakes v. James Mark Murphy
CFTC Docket No. 06-R002 |
|
| Rafik Kamell v. MAN Financial, Inc.
CFTC Docket No. 06-R023 |
|
| Alexander Timothy J. Darrah v. First American Investment Services, Inc. et. al.
CFTC Docket No. 05-R042 |