Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.

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Date	Dispositions
12/20/2006	In the Matter of Risk Capital Trading Group, Inc. CFTC Docket No. SD 06-04
12/04/2006	Jerrold I. Kaplan v. Randy Jay Burstein, David Seth Godnick, Sulaiman Husain, I… CFTC Docket No. 05-R051
11/30/2006	Daniel Bardman, and Debut, Incorporated v. Global Futures and Forex, Ltd, d/b/a… CFTC Docket No. 05-R037
11/27/2006	Jeanette I. Carlson v. Universal Financial Holding Corp.; Worldwide Commodity C… CFTC Docket No. 06-R041
11/03/2006	Clifford W. Hedrick v. Richard Allen Estrada, Farr Financial, Inc., Will S. McC… CFTC Docket No. 05-R067
10/30/2006	Andy Naren Chaney v. George William Greco, Jonathan Wiliam Lubow, and Traders E… CFTC Docket No. 05-R050
10/16/2006	Ronald Martin v. David Joseph Aguirre, Barkley Financial Corp. and Dwight Andre… CFTC Docket No. 06-R020
10/04/2006	David Steinberg v. Interactive Brokers, LLC CFTC Docket No. 06-R035
10/02/2006	Jerry Maurer v. Kevin Joseph Armstrong, and Refco, LLC., d/b/a Lind-Waldock Div… CFTC Docket No. 05-R024
09/27/2006	Joseph T. and Catherine Mastrianni v. International Commodity Clearing, Mizner … CFTC Docket No. 05-R056

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