Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Chen Shiu Pi v. Maria Margarita Amin, Brickell Key Financial, L.L.C., Malini Ne…
 CFTC Docket No. 05-R021 |
|
| Mary Adams v. Black Diamond Futures and Trading, INC., and Lawrence Barrell Hun…
CFTC Docket No. 04-R052 |
|
| Susanne Grundler v. First Capital Management Corp., Mario Patricio Gonzalez and…
CFTC Docket No. 05-R066 |
|
| Ronald J. Cook and Ralph W. Cook v. Silver State Trading, Inc. and Brent Mitche…
CFTC Docket No. 05-R082 |
|
| Yul Chang v. Farr Financial, Inc. and Mark Edward Gay
CFTC Docket No. 04-R047 |
|
| Richard S. Numbers, Trustee, The Richard S. Numbers Charitable Trust v. Stephen…
CFTC Docket No. 05-R086 |
|
| Harry Beer v. Man Financial, Inc. d/b/a Man Financial
CFTC Docket No. 05-R039 |
|
| Chen Shiu Pi v. Maria Margarita Amin, Brickell Key Financial, L.L.C., Malini Ne…
CFTC Docket No. 05-R021 |
|
| Edna D. Anderson v. David M. Beach
CFTC Docket No. 05-R058 |
|
| Robert Goodhand v. Universal Financial Holding Corp., et. al.
CFTC Docket No. 05-R031 |