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CFTC Commissioner Stump Announces Members of the Global Markets Advisory Committee’s New Subcommittee on Margin Requirements for Non-Cleared Swaps , 8101-20 |
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CFTC’s Division of Market Oversight Supplements No-Action Relief to SEFs and DCMs from Certain CFTC Regulations for Correction of Errors , 8100-20 |
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CFTC Charges Executive at Global Investment Bank with Manipulation and Fraud in Connection with Swaps Related to a Bond Issuance , 8099-19 |
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CFTC Awards More Than $1 Million to Whistleblower , 8098-19 |
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CFTC Approves One Final Rule and Two Proposed Rules at December 18 Open Meeting , 8097-19 |
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CFTC Provides Relief to Market Participants Transitioning Away from LIBOR , 8096-19 |
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CFTC to Hold an Open Commission Meeting on December 18 , 8095-19 |
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CFTC Charges New Mexico Resident with Fraud in Long-Running Ponzi Scheme , 8094-19 |
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CFTC Approves One Final, Two Proposed Rules at December 10 Open Meeting , 8093-19 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for December 11 Public Meeting , 8092-19 |
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CFTC Adds 21 More Unregistered Foreign Entities to List for Apparent Illegal Operation , 8091-19 |
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DSIO Issues Advisory Providing Guidance and Staff Recommendations for Chief Compliance Officer Annual Report Preparation , 8090-19 |
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CFTC to Hold an Open Commission Meeting on December 10 , 8089-19 |
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CFTC’s Market Risk Advisory Committee to Meet December 11 , 8088-19 |
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CFTC Commissioner Behnam Announces Two New Subcommittees of the Market Risk Advisory Committee , 8087-19 |
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CFTC Orders Goldman Sachs to Pay $1 Million for Recordkeeping Violations , 8086-19 |
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CFTC Division of Enforcement Issues Annual Report for FY 2019 , 8085-19 |
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CFTC Approves Amendments Simplifying Rules for Asset Managers at November 25 Open Meeting , 8084-19 |
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CFTC Orders BGC Financial, L.P. to Pay $3 Million for Supervision, Reporting, and Recordkeeping Violations , 8083-19 |
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Chairman Tarbert Discusses U.S. Leadership in Digital Assets on CNBC , 8082-19 |
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ICYMI: Fintech Regulation Needs More Principles, Not More Rules , 8081-19 |
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CFTC to Hold an Open Commission Meeting on November 25 , 8080-19 |
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CFTC Commissioner Behnam Announces Members of the Market Risk Advisory Committee’s New Climate-Related Market Risk Subcommittee , 8079-19 |
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CFTC Charges Unregistered Commodity Pool Operator, Two California Men with $2.3 Million Fraud , 8078-19 |
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CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards , 8077-19 |
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CFTC Approves Transfer of trueEX LLC Swap Execution Registration to Tassat Derivatives LLC , 8076-19 |
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CFTC Orders Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing , 8075-19 |
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CFTC Orders Proprietary Trading Firm to Pay Record $67.4 Million for Engaging in a Manipulative and Deceptive Scheme and Spoofing , 8074-19 |
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CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud , 8073-19 |
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CFTC Unanimously Approves Proposed Rule, Acts on 3 Foreign Board of Trade Registration Applications at November 5 Open Meeting , 8072-19 |
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CFTC Charges Companies and Associates with Failing to Register with the CFTC , 8071-19 |
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CFTC Charges Alabama Resident and His Company with Binary Options Fraud , 8070-19 |
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Federal Court Orders Defendants to Pay More than $4.25 Million for Fraud and Misappropriation , 8069-19 |
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CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC , 8068-19 |
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Chairman Tarbert Statement on Bipartisan House Action to Reauthorize the CFTC , 8067-19 |
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Florida Federal Court Orders Defendant to Pay More than $2 Million in a Foreign Currency Fraud Scheme , 8066-19 |
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Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions , 8065-19 |
