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CFTC Commissioner Stump Announces New GMAC Subcommittee on Margin Requirements for Non-Cleared Swaps , 8064-19 |
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CFTC to Hold an Open Commission Meeting on November 5 , 8063-19 |
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CFTC Charges Upstream Energy Services with Acting as an Unregistered Futures Commission Merchant , 8062-19 |
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CFTC Charges New York Man with Misappropriating Customer Funds Intended for Futures and Forex Trading , 8061-19 |
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CFTC Extends Public Comment Period for Proposal to Improve Data Quality and Streamline Regulations for Swap Data Repositories , 8060-19 |
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Chairman Tarbert Announces Elevation of LabCFTC , 8059-19 |
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U.S. Financial Regulatory Agencies Join the Global Financial Innovation Network , 8058-19 |
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CFTC Sues Unregistered Retail Forex Exchange Dealer , 8057-19 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet November 7 , 8056-19 |
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CFTC Announces Agenda for 2nd Annual Fintech Forward Conference , 8055-19 |
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CFTC Approves Two Proposed Rules at October 16 Open Meeting , 8054-19 |
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CFTC Charges Nevada Company and its Owner in $11 Million Cryptocurrency Fraud and Misappropriation Scheme , 8053-19 |
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Federal Court Orders Managed Fund and CEO to Pay More Than $17.2 Million in a Commodities Fraud Scheme , 8052-19 |
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IN CASE YOU MISSED IT: Chairman Tarbert Comments on Cryptocurrency Regulation at Yahoo! Finance All Markets Summit , 8051-19 |
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Chairman Tarbert Announces New LabCFTC Director , 8050-19 |
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CFTC to Hold an Open Commission Meeting on October 16 , 8049-19 |
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Agencies Finalize Changes to Simplify Volcker Rule , 8048-19 |
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CFTC Files Enforcement Actions Against Two Affiliate Marketers for Binary Options Fraud , 8047-19 |
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Registration Open for CFTC’s Second Annual Fintech Forward Conference , 8037-19 |
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CFTC’s Technology Advisory Committee Releases Agenda for Upcoming Public Meeting , 8036-19 |
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CFTC Orders Interdealer Brokers to Pay $25 Million for Fraud in FX Options Markets , 8035-19 |
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CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets , 8046-19 |
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CFTC Orders Chicago Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets , 8045-19 |
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CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets , 8044-19 |
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CFTC Settles Swaps Reporting Charges Against PNC Bank , 8043-19 |
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CFTC Orders The Bank of New York Mellon to Pay $750,000 For Swap Reporting Violations , 8042-19 |
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CFTC Charges NatWest Markets Plc with Submitting Inaccurate Large Trader Reports for Physical Commodity Swap Positions , 8041-19 |
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CFTC Orders The Northern Trust Company to Pay $1,000,000 For Swap Reporting Violations , 8040-19 |
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CFTC Orders Société Générale International Limited to Pay $2.5 Million for Swap Data Reporting and Supervision Failures , 8039-19 |
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CFTC Charges HSBC with Reporting Failures and Violation of Risk Management Regulations , 8038-19 |
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CFTC Orders RBC Capital Markets, LLC to Pay $5 Million for Supervisory Failures Resulting in Illegal Trades and Other Violations , 8034-19 |
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CFTC Orders Six Financial Institutions to Pay Total of More Than $6 Million for Reporting Failures , 8033-19 |
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CFTC Orders Trader to Pay $160,000 for Making Misrepresentations to Futures Commission Merchants , 8032-19 |
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CFTC Orders Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing , 8031-19 |
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CFTC Orders Energy Broker and Its Owner to Pay Over $1.5 Million for Misappropriating Confidential Customer Information and Other Violations , 8030-19 |
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CFTC Orders CHS, Inc. to Pay $500,000 Penalty for Reporting Violations , 8029-19 |
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CFTC Orders Global Agribusiness to Pay $175,000 for Failure to File Timely Reports , 8028-19 |
