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Gensler Op-Ed: CFTC Eager to Clean Up Swaps Market , 6102-11 |
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CFTC Releases Rule Enforcement Review of the New York Mercantile Exchange and the Commodity Exchange , 6101-11 |
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CFTC Obtains Final Judgment against Italian National Carmine Garofalo Charged with Illegal Trading , 6100-11 |
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Chicago-Based Floor Broker Craig Taffel Pays $180,000 Civil Monetary Penalty to Settle Charges that He Acted as an Unregistered Futures Commission Merchant , 6099-11 |
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Chicago Futures Commission Merchant Tenco, Inc. Settles CFTC Charges that it Failed to Diligently Supervise and Placed Trades Without Proper Authorization , 6098-11 |
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CFTC Orders Dearborn Trading, Inc. and Joel Bronstein of Chicago, Illinois to pay $180,000 Civil Penalty for Failing to File Pool’s Closing Annual Report , 6097-11 |
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CFTC Charges Douglas Elsworth Wilson and Three California Companies with Solicitation Fraud, Misappropriating Customer Funds, and Issuing False Statements in Multi-Million Dollar Commodity Futures and Forex Scheme , 6096-11 |
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The CFTC Announces Appointment of Gary Barnett as Swaps Division Director , 6095-11 |
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CFTC’s Office of Chief Economist to Host Conference on Commodity Markets , 6094-11 |
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CFTC and SEC Seek Public Input for Joint Study on Stable Value Contracts , 6093-11 |
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CFTC Receives Major Award for FY 2010 Performance and Accountability Report , 6092-11 |
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CFTC Charges Blue Sky Capital Management Corp. and Gregory M. Schneider with Making False Statements to the National Futures Association , 6091-11 |
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Federal Court Finds that St. Augustine, Florida, Couple and Their Company Defrauded Customers in Off-Exchange Foreign Currency Scheme , 6090-11 |
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Federal Court Orders Moroccan National and Former Citigroup Trader Otmane El Rhazi to Pay Over $1.49 Million for Unlawful Trading and Misappropriation from a Citibank, N.A. Proprietary Account , 6089-11 |
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CFTC Charges Tampa Resident Anthony J. Klatch II and Four Other Defendants with Fraudulently Soliciting over $11.3 Million , 6088-11 |
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London-based Forex Capital Markets Ltd. Ordered to Pay $140,000 Penalty to Settle CFTC Charges of Acting as an Unregistered Retail Forex Exchange Dealer , 6087-11 |
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Federal Court in California Orders Ruben Gonzalez, Jose Naranjo, and their Company to Pay over $8 Million for Operating Ponzi Scheme and Misappropriation , 6086-11 |
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CFTC to Hold Open Meeting to Consider Three Final Rule Proposals , 6085-11 |
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CFTC Commissioner Scott D. O’Malia Seeks Public Comment on the Review of Swaps for Mandatory Clearing , 6084-11 |
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CFTC Charges Susan G. Davis, David E. Howard II, Joseph Burgos, and their Companies with Fraud in Off-Exchange Foreign Currency Scheme , 6083-11 |
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Federal Court in Illinois Orders Jay C. Nolan and His Company, Lodge Capital Group, LLC, to Pay $825,000 Civil Monetary Penalty for Multi-Million Commodity Pool Fraud Scheme , 6082-11 |
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CFTC Chairman Gary Gensler Announces Appointment of Tony Thompson as Executive Director , 6081-11 |
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CFTC Announces First Public Meeting of the Technology Advisory Subcommittee on Data Standardization , 6080-11 |
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Christopher L. Pia, Former Portfolio Manager for Hedge Fund Moore Capital Management, LLC, to Pay $1 Million Penalty to Settle CFTC Charges of Attempted Manipulation , 6079-11 |
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U.S. Regulators Seek Public Input for a Joint CFTC-SEC Study on International Swap Regulation , 6078-11 |
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Federal Court in Texas Orders Jeremiah C. Yancy and His Company to Pay More than $2 Million for Foreign Currency Ponzi Scheme and Misappropriation , 6077-11 |
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CFTC and SEC Staffs to Host Public Roundtable to Discuss International Issues relating to the Implementation of Title VII of the Dodd-Frank Act , 6076-11 |
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Ecoval Dairy Trade, Inc. Ordered to Pay $1,425,000 Penalty to Settle CFTC Charges of Attempted Manipulation of Non Fat Dry Milk Futures Prices , 6075-11 |
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CFTC Charges Jeffery A. Lowrance and His Company, First Capital Savings and Loan, with Operating a Million Dollar Foreign Currency Ponzi Scheme , 6074-11 |
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CFTC Clarifies Effective Date for Swaps Regulation Under the Dodd-Frank Act , 6073-11 |
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Federal Court in Illinois Orders Joseph A. Dawson to Pay $2.1 Million Penalty for Commodity Pool Fraud and Misappropriation , 6072-11 |
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CFTC Charges Robert S. Moss of North Carolina with Commodity Pool Fraud and Misappropriation , 6071-11 |
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CFTC to Hold Open Meeting to Consider Four Final Rule Proposals and One Proposed Rule under the Dodd-Frank Act , 6070-11 |
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CFTC Obtains Default Judgment and Permanent Injunction against Florida Resident David L. Ortiz and His Companies for Defrauding Customers in Off-Exchange Foreign Currency Scam , 6069-11 |
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CFTC Charges CIS Commodities LLC and Allen N. Ward with Misappropriation of Customer Funds and also Charges CIS, Ward, Trans Global Investments, LLC and Charles Leroy Timberlake with Misrepresentation and Issuing False Statements , 6068-11 |
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Texas Federal Court Issues Order Freezing Assets of Mark Rice and His Houston Company, Financial Robotics , 6067-11 |
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CFTC Publishes Two New Data Sets on Daily Net Position Changes , 6066-11 |
