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CFTC Seeks to Revoke the Registrations of Texas-based M25 Investments, Inc. and M37 Investments, LLC , 5991-11 |
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CFTC Charges Missouri Resident Randall L. Stuckey and His Three Business Entities with Soliciting at Least $2.8 Million from Customers in Foreign Currency (Forex) Futures Fraud , 5990-11 |
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CFTC Sanctions Cantor Fitzgerald & Co. $100,000 for Wash Sales and Causing Noncompetitive Trading in the Reformulated Gasoline Futures Contract Traded on the New York Mercantile Exchange , 5989-11 |
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Commodity Futures Trading Commission’s Technology Advisory Committee to Meet March 1, 2011 , 5988-11 |
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CFTC to Hold Open Meeting on Twelfth Series of Proposed Rules under the Dodd-Frank Act , 5987-11 |
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Federal Court Freezes Assets of Texas Man Larry Benny Groover, Charged by the CFTC with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds , 5986-11 |
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CFTC Obtains Asset Freeze against Keith Simmons, Deanna Salazar, Bryan Coats, Jonathan Davey and Their Companies, Charged in $35 Million Foreign Currency Ponzi Scheme , 5985-11 |
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New York Federal Court Freezes Assets of Brian Kim and His New York Firm, Liquid Capital Management LLC , 5984-11 |
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CFTC Charges Two North Carolina Residents and their Company, PMC Strategy, LLC, with Fraudulently Soliciting at least $669,000 in Foreign Currency Ponzi Scheme , 5983-11 |
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CFTC Charges New York Resident Hasaan R. Steel with Commodity Pool Fraud , 5982-11 |
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CFTC Orders Chicago-Based Futures Commission Merchant Newedge USA, LLC to Pay More than $220,000 for Violating Speculative Position Limits in Live Cattle Futures Trading , 5981-11 |
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CFTC Wins Commodity Fraud Trial , 5980-11 |
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CFTC Sanctions New York Resident James M. Peister and His Company, Northstar International Group, Inc., More than $11 Million to Settle CFTC Anti-Fraud Action , 5979-11 |
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Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil Monetary Penalties in Connection with Multi-Million Dollar Commodity Pool Ponzi Scheme , 5978-11 |
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CFTC Grants New York Portfolio Clearing, LLC Registration as a Derivatives Clearing Organization , 5977-11 |
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Utah Federal Court Freezes Assets of Robert Andres and His Houston Firm, Winsome Investment Trust, and Robert Holloway and His Salt Lake City Company, US Ventures LC , 5976-11 |
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CFTC Orders Illinois Traders Andrew Daniels, Ed Taylor and Daniels Trading Group LLC to Pay $2 Million and Imposes Trading Prohibition for Violating Rough Rice Speculative Position Limits and Concealing Material Facts from the CME Group , 5975-11 |
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CFTC Sues 14 Foreign Currency Firms in Nationwide Sweep , 5974-11 |
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Commodity Futures Trading Commission’s Technology Advisory Committee Meeting Postponed , 5973-11 |
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CFTC, USDA Economic Research Service and Farm Foundation NFP to Host Workshop on Carbon Market Design: Issues and Opportunities , 5972-11 |
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Florida Federal Court Orders Sarasota Resident Beau Diamond and his Company, Diamond Ventures LLC, to Pay More than $4 Million in Restitution and Civil Monetary Penalties in Connection with Multi-Million Dollar Forex Fraud , 5971-11 |
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CFTC Charges Arizona Resident Anthony Eugene Linton with Operating a Foreign Currency Ponzi Scheme , 5970-11 |
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Commodity Futures Trading Commission’s Technology Advisory Committee to Meet January 27, 2011 , 5969-11 |
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CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements , 5968-11 |
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CFTC to Hold Open Meeting on Eleventh Series of Proposed Rules under the Dodd-Frank Act , 5967-10 |
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CFTC Launches Twitter Account to Keep Public Notified of Agency News and Events , 5966-11 |
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Interagency Working Group Releases Carbon Oversight Study , 5965-11 |
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CFTC to Hold Open Meeting on Tenth Series of Proposed Rules under the Dodd-Frank Act , 5964-11 |
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CFTC Sanctions Commodity Trading Advisor Alan F. Dasher , 5963-11 |
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CFTC Charges California Resident Scott Bottolfson with Operating a $14 Million Commodity Pool Ponzi Scheme , 5962-11 |
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Utah Resident Darren L. Shanks and His Firm, Forex Auto Profits, LLC, Ordered to Pay More than $2.9 Million in Fines and Restitution for Fraud and Misappropriation in Foreign Currency Scheme , 5961-11 |
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CFTC to Hold Open Meeting on Ninth Series of Proposed Rules under the Dodd-Frank Act , 5960-11 |
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ICE Trust U.S. LLC Withdraws its Application for Registration as a Derivatives Clearing Organization , 5959-10 |
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California Federal Court Orders Paul Abad and His Companies to Pay More than $860,000 in Restitution and a Civil Monetary Penalty to Settle Commodity Pool Fraud Action , 5958-10 |
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CFTC Announces the Appointment of Andrei Kirilenko as Chief Economist , 5957-10 |
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CFTC Orders Registered Floor Broker Thomas Carroll and Trader R. Scott Hopkins to Pay Civil Monetary Totaling $700,000 for Engaging in a Fraudulent Trade Allocation Scheme , 5956-10 |
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CFTC Charges California Man Ryan Nassbridges and His Companies, American Bullion Exchange ABEX Corp. and American Bullion Exchange LLC, with Fraud in $5.5 Million Precious Metals Scheme , 5955-10 |
