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CFTC Charges Grand Island, Nebraska Resident with Fraud and Records Violations in Connection with $4 Million Commodity Pool , 6065-11 |
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CFTC to Hold Open Meeting on Five Final Rule Proposals under the Dodd-Frank Act , 6064-11 |
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CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and Misappropriation in $1.9 Million Off-Exchange Foreign Currency Ponzi Scheme , 6063-11 |
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Draft Staff No-Action Letter Regarding the Application of Certain CEA Provisions after July 16, 2011 Available on CFTC Website , 6062-11 |
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CFTC Charges Two Air Traffic Controllers and Commodity Trader Michael Gomez with Fraud and Misappropriation in $1.4 Million Dollar Off-Exchange Foreign Currency Scheme , 6061-11 |
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CFTC Staff to Host Public Roundtable to Discuss Proposed Changes to Registration and Compliance Regime for Commodity Pool Operators and Commodity Trading Advisors , 6060-11 |
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CFTC Staff Allows Bursa Malaysia Derivatives Berhad’s Futures Contract Based on the FTSE Bursa Malaysia Kuala Lumpur Composite Index To Be Offered and Sold in the United States , 5069-11 |
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CFTC Orders Mark Adrian of Florida to Pay $140,000 Civil Penalty in Fraudulent Foreign Currency Scheme , 6058-11 |
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CFTC Charges Juvenal Machado and Florida-based Invers Forex, LLC with Defrauding Foreign Currency Customers of Almost $800,000 in Ponzi Scheme , 6057-11 |
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CFTC Announces Members of the Technology Advisory Subcommittee on Data Standardization , 6056-11 |
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CFTC Obtains Default Judgment and Permanent Injunction against ForInvest Group aka ForInvests Group LLC for Violating Multiple CFTC Registration Requirements , 6055-11 |
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Federal Court in Florida Orders Capital Blu Management, LLC, Donovan Davis Jr., Damien Bromfield, Blayne Davis and DD International Holdings, LLC to Pay More than $17 Million for Committing Fraud , 6054-11 |
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CFTC Charges Victor E. Cilli and his company, Progressive Investment Funds LLC, with Operating a Commodity Pool Ponzi Scheme and Misappropriating Customer Funds , 6053-11 |
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CFTC and SEC Staffs to Host Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions under Dodd-Frank Act , 6052-11 |
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CFTC Revokes Registrations of Texas-based M25 Investments, Inc. and M37 Investments, LLC , 6051-11 |
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CFTC to Hold Open Meeting to Consider Effective Dates of Provisions in the Dodd-Frank Act , 6050-11 |
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CFTC Charges Neal E. Hall of North Carolina with Registration and Disclosure Violations , 6049-11 |
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CFTC Recognized for Fiscal Accountability and Transparency , 6048-11 |
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Federal Court Orders Moroccan Resident Richmond Hamilton, Jr., and Chicago Commodity Pool Operator Raleigh Capital Management, Inc. to Pay More than $4 Million in Restitution and a Civil Monetary Penalty for Misappropriation & False Statements to the NFA , 6047-11 |
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Federal Court in Texas Orders Richard D. Theye to Pay More than $6.2 Million for Defrauding Investors in a Multi-Million Dollar Ponzi Scheme , 6046-11 |
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CFTC Charges Nebraska Residents Jonathan W. Arrington, Michael B. Kratville and Michael J. Welke and their Companies with $4.7 Million Fraud , 6045-11 |
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CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements , 6044-11 |
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CFTC Staff to Host Public Roundtable to Discuss Protection of Cleared Swaps Customer Collateral , 6043-11 |
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CFTC Sanctions Cadent Financial Services LLC $125,000 for Supervision Violations , 6042-11 |
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CFTC Charges Parnon Energy Inc., Arcadia Petroleum Ltd. and Arcadia Energy (Suisse) SA with Price Manipulation in the Crude Oil Market , 6041-11 |
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CFTC Charges Florida Firm, American Precious Metals, LLC, and Principals, Sammy J. Goldman and Harry Robert Tanner, Jr., with Fraud , 6040-11 |
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CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False Statements in Off-Exchange Leveraged Foreign Currency Scheme , 6039-11 |
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CFTC’s Agricultural Advisory Committee to Meet May 19, 2011 , 6038-11 |
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CFTC Settles Charges against FX Trading, LLC for Failing to Maintain Minimum Net Capital Required for Futures Commission Merchants , 6037-11 |
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Federal Court Orders Russian National Marat Yunusov to Pay $500,000 Civil Monetary Penalty for Illegal Commodity Futures Trading Scheme , 6036-11 |
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CFTC Chairman Gary Gensler Announces Appointment of Steven Adamske as Director of Public Affairs , 6035-11 |
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CFTC Charges Michigan Man Jeffrey L. Groendyke with Operating a Foreign Currency Ponzi Scheme and Misappropriating Customer Funds , 6034-11 |
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Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC) , 6033-11 |
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CFTC Permanently Bars Former CME Floor Broker Thorbjorn Haveman from Trading for Misappropriation and Fictitious, Noncompetitive and Unauthorized Trading , 6032-11 |
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CFTC Sanctions New York Resident Howard Winell and His Companies, Winell Associates, Inc., and Maxie Partners GP, LLC, More than $5.2 Million for Fraud , 6031-11 |
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CFTC Staff Provides Concepts and Questions Document Ahead of Joint CFTC-SEC Public Roundtable Discussion on Dodd-Frank Implementation , 6030-11 |
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CFTC Files Anti-Fraud Action against California Companies 20/20 Trading Company, Inc. and 20/20 Precious Metals, Inc. and their Employees, Bharat Adatia, Sharief McDowell and Todd Krejci , 6029-11 |
