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New York Federal Court Orders Brian Kim and Liquid Capital Management, LLC, to Pay More than $12 Million in Restitution and Monetary Sanctions for Commodity Pool Fraud , 6028-11 |
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Receiver Makes $792 Million Initial Distribution to Investors in New York Defendants Paul Greenwood’s and Stephen Walsh’s $1.3 Billion Investment Ponzi Scam Charged by the CFTC and SEC , 6027-11 |
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CFTC to Hold Open Meeting on Fourteenth Series of Proposed Rules under the Dodd-Frank Act , 6026-11 |
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CFTC Charges Citigroup Trader Otmane El Rhazi, a Moroccan National, with Unlawful Trading and Misappropriation from a Citibank Proprietary Account , 6025-11 |
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CFTC Charges California Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme , 6024-11 |
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CFTC Settles Charges against Kuen Cheol Song for Illegal, Fictitious Trading Scheme , 6023-11 |
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In Support of National Financial Literacy Month, CFTC Commissioner O’Malia to Host Open Meeting on Defining the Scope of a Consumer Education and Protection Program for the Post-Dodd-Frank World , 6022-11 |
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CFTC and SEC Staffs to Host Public Roundtable Discussion on Dodd-Frank Implementation , 6021-11 |
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CFTC, FTC Agree to Share Information on Energy Investigations , 6020-11 |
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CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps , 6019-11 |
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CFTC Issues Order Relating to the Continuation, Shutdown and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations , 6018-11 |
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CFTC-SEC Release Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives , 6017-11 |
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CFTC Charges Pennsylvania-based New Century Investment Management LLC and Ward Onsa of Marco Island, Florida, with Operating a Commodity Pool Ponzi Scheme , 6016-11 |
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CFTC to Hold Open Meeting on Thirteenth Series of Proposed Rules under the Dodd-Frank Act , 6015-11 |
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CFTC Charges Florida Precious Metals Company Kastle & Hawke, Inc. and its Principals, James A. Ward and Nathaniel R. Walker, with Fraud , 6014-11 |
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CFTC, National Futures Association and AARP Co-sponsor "Don't Lose Your Life Savings to Investment Fraud" during Money Smart Week , 6013-11 |
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U.S. District Court Orders Texas Man Willie Lee Cloud, Jr. and his Company, C & R Financial, Inc., to Pay More than $5.35 Million in Restitution and a Civil Monetary Penalty for Operating a Foreign Currency Ponzi Scheme , 6012-11 |
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CFTC Cancels Open Meeting Scheduled for March 30, 2011 , 6011-11 |
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CFTC to Hold Open Meeting on Thirteenth Series of Proposed Rules under the Dodd-Frank Act , 6010-11 |
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CFTC Seeks Public Comment on Request from the Options Clearing Corporation to Amend Order Permitting Operation of an Internal Non-Proprietary Cross-Margining Program , 6009-11 |
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CFTC Sanctions Hernando Chovil of McLean, Virginia, for Fraud in Connection with Operating a Commodity Pool , 6008-11 |
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CFTC Sanctions Bunge Global Markets, Inc. $550,000 for Entering Pre-Market Soybean Futures Orders on Globex that Caused Non-Bona Fide Prices to be Reported , 6007-11 |
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CFTC Charges Florida Resident Jeremy M. Globe and his Company, GlobeFX Club, Inc., with Making False Statements to the National Futures Association , 6006-11 |
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CFTC and State of California Charge The Trade Tech Institute, Inc., Technology Trading International, Inc., Robert Sorchini and Richard Carter with Fraudulently Soliciting More than 600 Managed Commodity Trading Accounts , 6005-11 |
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CFTC Charges Florida Couple and their Company, Queen Shoals Consultants, LLC, with Defrauding Foreign Currency Customers of More than $1.44 Million , 6004-11 |
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Federal Court Orders Brookshire Raw Materials Management, LLC, John M. Marshall, Stephen Z. Adams and Other Companies to Pay More than $15.8 Million for Defrauding Pool Participants and Misappropriating Millions of Dollars in a Commodity Pool Scheme , 6003-11 |
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CFTC Charges Alan James Watson, Michael S. Potts and Cash Flow Financial LLC with Defrauding Customers in $45 Million Commodity Pool Ponzi Scheme , 6002-11 |
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CFTC Commissioner O’Malia to Host SEF Showcase: Current Technology & Market Direction , 6001-11 |
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CFTC’s Division of Market Oversight Issues Advisory Regarding Ongoing Duty to Update Account Identification Form , 6000-11 |
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Federal Court in North Carolina Orders Dennis Todd Hagemann and Yellowstone Partners, Inc. to Pay More than $1.6 Million for Defrauding Investors in a Foreign Currency Ponzi Scheme , 5999-11 |
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U.S. Regulators Encourage Comments on the CPSS-IOSCO Consultative Report on the Principles for Financial Market Infrastructures , 5998-11 |
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CFTC Charges Jacob Juma Omukwe and his Companies with Solicitation Fraud and Misappropriation in $3 Million Foreign Currency Scheme , 5997-11 |
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Arizona Federal Court Imposes More than $1.1 Million in Restitution and Monetary Sanctions on Helmut H. Weber, Charged with Fraud and Misappropriation in Foreign Currency Scheme , 5996-11 |
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Tennessee Federal Court Imposes More than $49.7 Million in Monetary Sanctions on Dennis R. Bolze and His Company, Centurion Asset Management, Inc. for Fraud and Misappropriation in Commodity Pool Ponzi Scheme , 5995-11 |
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California Federal Court Imposes More than $46.9 Million in Monetary Sanctions on Robert D. Bame and his Firm, Forward Investment Group, LLC, for Commodity Pool Fraud , 5994-11 |
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New York Federal Court Orders Staten Island Resident Jeffrey Shalhoub and Jeff Shalhoub Investments to Pay More than $700,000 in Connection with a Commodity Futures Ponzi Scheme , 5993-11 |
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CFTC Charges Florida Resident David L. Ortiz and his Companies, Goyep International, Inc. and Royal Returns, Inc., with Defrauding Customers in an Off-Exchange Foreign Currency Scam , 5992-11 |
