| OCC |
OCC is amending the proposed definition of "Section 871(m) Implementation Date" in its By-Laws to revise the date by which certain of OCC's Clearing Members must provide documentation to OCC showing that they are Qualified Derivatives Dealers. |
12/08/2016 |
Notified |
12/08/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 November 2016. |
12/04/2016 |
Notified |
12/04/2016 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of November 28, 2016 |
12/02/2016 |
Notified |
12/02/2016 |
|
1 |
| LCHLTD |
The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. |
11/18/2016 |
Certified |
12/02/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 21, 2016 |
12/01/2016 |
Notified |
12/01/2016 |
|
1 |
| CME |
Amendments to CME Rule 743.B (Delivery Obligation Failure) |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
| LCHLTD |
Changes to the LCH Margin Collateral Haircut Schedule |
11/21/2016 |
Withdrawn |
11/29/2016 |
|
2 |
| LCHLTD |
Restrictions on Clearing Members and their clients operating in Japan, establishment of Hedged Accounts, Clearing Member responsibilities towards the Clearing House and providing risk disclosure to clients operating through a branch in Singapore |
11/10/2016 |
Certified |
11/28/2016 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 21 November 2016. |
11/27/2016 |
Notified |
11/27/2016 |
|
2 |
| ICLREU2 |
The purpose of the amendments is to modify certain aspects of the ICEU Finance Procedures to add South African rand ("ZAR") as a currency eligible for Variation Margin and settlement payments for F&S contracts which settle in such currency. |
11/09/2016 |
Certified |
11/25/2016 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 14, 2016 |
11/22/2016 |
Notified |
11/22/2016 |
|
1 |
| NADEX |
Nadex is clarifying its Members' continuing notification obligations, clarifying when Nadex can suspend withdrawal requests, and adding disgorgement of ill-gotten profits as a potential disciplinary sanction. |
11/04/2016 |
Certified |
11/21/2016 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 14 November 2016. |
11/20/2016 |
Notified |
11/20/2016 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of November 7, 2016 |
11/18/2016 |
Notified |
11/18/2016 |
|
1 |
| ICLR US |
Rule amendments related to EU Equivalence Determination |
11/02/2016 |
Certified |
11/17/2016 |
|
1 |
| MGEX |
Weekly notification of rule amendments made regarding changes to spread and outright margin rates. |
11/17/2016 |
Notified |
11/17/2016 |
|
1 |
| ICECC |
ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. |
11/01/2016 |
Certified |
11/16/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 133-16 related to clarifying certain provision regarding the Clearing Fund, allowing additional currencies for EurexOTC Clear Service, and amending the Price List to introduce the Average Pric |
10/31/2016 |
Certified |
11/15/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 7 November 2016. |
11/14/2016 |
Notified |
11/14/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 130-16 related to amending the Price List to change the categorization and introduce new thresholds for volume rebates in equity index options |
10/27/2016 |
Certified |
11/10/2016 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 31, 2016 |
11/10/2016 |
Notified |
11/10/2016 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 31 October 2016. |
11/09/2016 |
Notified |
11/09/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 129-16 related to amending the default management process for Eurex Bonds, Eurex Repo, and GC Pooling Repo Transactions |
10/25/2016 |
Certified |
11/08/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 127-16 related to the introduction of EURO STOXX 50 Total Return Futures |
10/21/2016 |
Certified |
11/04/2016 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee,Trading Advisory Committee and/or Risk Working Group. |
11/04/2016 |
Notified |
11/04/2016 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of October 31, 2016 |
11/04/2016 |
Notified |
11/04/2016 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 24, 2016 |
11/03/2016 |
Notified |
11/03/2016 |
|
1 |
| OCC |
This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. |
10/19/2016 |
Certified |
11/02/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 126-16 relating to introduction of an option on VSTOXX futures |
10/18/2016 |
Certified |
11/01/2016 |
|
2 |
| LCHLTD |
LCH is proposing to change its rules to recognise unallocated excess collateral as FCM's buffer and to recognise margin posted by the FCM as FCM's buffer, subject to certain conditions. |
10/19/2016 |
Certified |
11/01/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 124-16 relating to Eurex Clearing Prisma Release 5.0 |
10/17/2016 |
Certified |
10/31/2016 |
|
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 125-16 relating to new currencies for Eurex Repo, allowing give-ups to m-accounts, clarifying the Price List, clarifying settlement finality, conversion of flex contracts, TES migration, and waiving a fee |
10/17/2016 |
Certified |
10/31/2016 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 24 October 2016. |
10/31/2016 |
Notified |
10/31/2016 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 17, 2016 |
10/28/2016 |
Notified |
10/28/2016 |
|
1 |
| LCHLTD |
Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. |
10/13/2016 |
Certified |
10/26/2016 |
|
1 |
| SGX-DC |
The Amendments are to update the contract name and reflect editorial changes to the Final Settlement Price ("FSP") provision of the LNG Swaps contract in Appendix 1 of the SGX-DC Clearing Rules, which pertains to the FSP of Non-Relevant Market Contracts. |
10/12/2016 |
Certified |
10/25/2016 |
|
1 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 122-16 related to the introduction of a new product, Eurex Daily Futures on Mini-KOSPI200-Futures |
10/12/2016 |
Certified |
10/25/2016 |
|
2 |
| LCHLTD |
Weekly Notification of change to the London Deposit Rate (LDR) which is applied to cash balances held on SwapClear and ForexClear services clearing member accounts. This change took effect from 21 October 2016. |
10/25/2016 |
Notified |
10/25/2016 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 17 October 2016. |
10/24/2016 |
Notified |
10/24/2016 |
|
2 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an incentive fee rebate program. |
10/05/2016 |
Certified |
10/20/2016 |
|
1 |
| ICECC |
ICC proposes to formalize a Liquidity Risk Management Framework that describes ICC's liquidity monitoring program, liquidity resources, and the methodology for testing the sufficiency of these liquidity resources. |
10/06/2016 |
Certified |
10/20/2016 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 10, 2016 |
10/20/2016 |
Notified |
10/20/2016 |
|
1 |
| OCC |
Proposed rule change to revise OCC's Schedule of Fees. |
09/30/2016 |
Certified |
10/17/2016 |
|
1 |
| ICLR US |
Amendment to internal Default Management Procedures |
09/29/2016 |
Certified |
10/14/2016 |
|
3 |
| SGX-DC |
Weekly notification of rule amendments for the week of 3 October 2016. |
10/14/2016 |
Notified |
10/14/2016 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of October 3, 2016 |
10/13/2016 |
Notified |
10/13/2016 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service |
09/28/2016 |
Certified |
10/12/2016 |
|
1 |
| SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. |
09/27/2016 |
Certified |
10/11/2016 |
|
1 |
| OCC |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d)(2)(i)--OCC Rule Filing SR-OCC-2016-010 |
10/10/2016 |
Notified |
10/10/2016 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
10/07/2016 |
Notified |
10/07/2016 |
|
2 |
