Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of September 26, 2016 10/07/2016 Notified 10/07/2016 1
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 199-16 relating to a new collateralization type for Specific Lenders and clarification of the publication time period for Clearing Condition amendments 09/23/2016 Certified 10/07/2016 2
LCHLTD Self-certification to 1) amend ForexClear fees to provide for existing Clearing Members to move from the current variable tariff to the current fixed tariff, by giving notice to LCH, and 2) publication of the ForexClear fees for 2017. 09/20/2016 Certified 10/04/2016 1
LCHLTD LCH.Ltd self certifies changes its rules to add MXN IRS and VNS in NOK, PLN and SEK to the list of SwapClear eligible products. Also, the self certification includes rule changes to reflect the new NOK benchmark index name of NOK-NIBOR-OIBOR. 09/19/2016 Certified 10/03/2016 1
SGX-DC Weekly notification of rule amendments for the week of 26 September 2016. 10/02/2016 Notified 10/02/2016 2
LCHLTD Tenor extensions to Norwegian, Polish and Danish (NOK, PLN and DKK) currencies 09/16/2016 Certified 09/30/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 117-16 related to amendments to the Price List, a Form for using market-making accounts for proprietary trading activities, Clearing Agreements, and a Connection Agreement 09/16/2016 Certified 09/30/2016 2
ICECC ICC proposes changes to the ICC Rulebook to provide for the clearance of additional credit default swap contracts. 09/14/2016 Certified 09/28/2016 2
EUREX Proposed rule amendments in Eurex Clearing circular 113-16 relating to offer clearing services for equity index options with weekly expirations on the SMIr introduced at Eurex Exchange 09/12/2016 Certified 09/26/2016 2
LCHLTD LCH self-certifies clarification changes to the rules applicable to its Listed Interest Rates clearing service and SwapClear BAU transfers. 09/09/2016 Certified 09/23/2016 1
CME Weekly Notification of Rule Amendments - Week of September 12, 2016 09/23/2016 Notified 09/23/2016 1
ICE NGX NGX is making this submission to advise the Commission that it is establishing, on a temporary basis, discounted transaction fees for certain physically settled gas futures products. 09/07/2016 Certified 09/21/2016 2
LCHSA LCH SA is submitting for self-certification amendments to the "Rules" related to the implementation of the (i) Split of Calls & Pays initiative, (ii) the removal of the buffer collateral account and (iii) other changes for clarification purposes. 09/06/2016 Certified 09/20/2016 1
LCHLTD LCH.Ltd self certifies rule changes on the termination of trades with small notional amounts and hence a negligible Net Present Value (NPV). 09/06/2016 Certified 09/20/2016 1
LCHLTD LCH is amending its Rulebook to implement its PPS Reform initiative which is - 1) make more currencies same-day value (1st changes are to CHF and NOK); and 2) PPS calls in an alternative same-day currency when another currency has a currency holiday. 09/07/2016 Certified 09/20/2016 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 09/02/2016 Certified 09/19/2016 2
SGX-DC The Amendment is to remove the Euroyen Futures contract from the list of contracts under Appendix 2 - Contracts of Other Relevant Markets Accepted by the Clearing House - of the SGX-DC Clearing Rules, arising from its delisting on the CME. 09/01/2016 Certified 09/16/2016 1
LCHLTD LCH self certifies a Circular to SwapClear Clearing Members on the implementation of an update to the liquidity margin calculation (IMMFP) for the Rates Service incorporating OIS indices and LIBOR like indices risk. 09/02/2016 Certified 09/16/2016 1
OCC Proposed rule change concerning The Options Clearing Corporation's escrow deposit program. 08/30/2016 Certified 09/14/2016 1
SGX-DC SGX will be introducing a new derivatives trading and clearing system, Titan. While there are no substantial changes to the SGX-DC Clearing Rules in respect of the introduction of Titan, amendments have been proposed for greater clarity. 08/30/2016 Certified 09/14/2016 1
ICLREU2 Modifications to the ICEU Clearing Rules to clarify the timing of certain default management procedures in light of requirements under the European Market Infrastructure Regulation 08/30/2016 Certified 09/13/2016 2
LCHLTD LCH rule changes allow Clearing Members to request that LCH requires additional collateral from a SwapClear Client in order to reduce the stress loss exposure generated by the Client account. 08/26/2016 Certified 09/12/2016 1
ICLREU2 Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. 08/25/2016 Certified 09/09/2016 3
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an update of CDSClear fees as a consequence of the launch of the Select Membership initiative to take effect no earlier than 7th September 2016. 08/23/2016 Certified 09/07/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 106-16 related to the settlement cycle for Spanish equities, allowable currencies for multicurrency cash accounts, an additional collaterization type for specific lenders, and publication of rule changes 08/19/2016 Certified 09/02/2016 2
LCHLTD Correction to SwapClear opening hours and support for additional financial centres 08/19/2016 Certified 09/02/2016 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 104-06 relating to the introduction of new MSCI index futures and a designated market making agreement for these futures 08/16/2016 Certified 08/30/2016 2
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
LCHLTD Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM 08/15/2016 Certified 08/29/2016 1
LCHLTD Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. 08/15/2016 Certified 08/29/2016 1
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
SGX-DC Self-Certification of Amendments to SGX-DC Clearing Rules in relation to the cessation of clearing of half day forward freight agreements 08/12/2016 Certified 08/25/2016 1
LCHLTD Change to LCH Rulebook Procedures Section 3 (Financial Transactions) to include the new Australian PPS arrangements. 08/12/2016 Certified 08/25/2016 1
LCHLTD LCH.Ltd is submitting for self-certification a Circular to SwapClear Clearing Members describing the changes to the SwapClear margining times and Backload Registration Cycles times 08/10/2016 Certified 08/24/2016 1
ICECC ICC proposes revising the ICC Risk Management Model Description document to incorporate risk model enhancements. 08/10/2016 Certified 08/24/2016 2
LCHLTD The LCH's Listed Interest Rates service will soon clear for a new trading venue(Curve Global)-Currently the rules are specific to NLX. The changes make the rules applicable to any trading venue eligible to be cleared by this service. 08/10/2016 Certified 08/24/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 102-16 relating to amending the Price List to further implement the introduction of the British pound and related to the Swiss franc 08/09/2016 Certified 08/23/2016 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
NADEX Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts 08/05/2016 Certified 08/19/2016 1
LCHLTD clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients 08/03/2016 Certified 08/17/2016 1
LCHLTD Self-certification of rule changes to extend multilateral compression service to clients of SCMs and FCMs; And to add AUD, CAD and JPY denominated VNS products as eligible to be cleared through SwapClear. 08/03/2016 Certified 08/17/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the issuance of a Clearing Notice related to the connection to a new trading venue (Tradeweb Europe Ltd) 08/04/2016 Certified 08/17/2016 1
OCC The purpose of this proposed rule change is to revise OCC's Schedule of Fees as it relates to OCC's Stock Loan Program. 07/29/2016 Certified 08/12/2016 1
LCHLTD The proposed rule change would allow as an eligible transfer the transfer of positions between FCMs and from an FCM to a SCM, provided that such SCM and FCM Clearing Members are affiliated. 07/29/2016 Certified 08/11/2016 1
OCC This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. 07/27/2016 Certified 08/10/2016 3
EUREX Proposed rule changes in Eurex Clearing Circular 099-16 relating to introduction of new EURO STOXX 50 Index Total Return Futures 07/26/2016 Certified 08/09/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 095-16 relating to introduction of new currency pairs and changes to existing currency pairs 07/20/2016 Certified 08/03/2016 2