| LCHLTD |
Amendments to Rules and Agreements and Procedures governing defaults of SwapClear Clearing Members and new Deed of Assignment to grant security interest to clients of such clearing members to allow LCH to return margin directly to the clients. |
12/02/2009 |
Certified |
12/03/2009 |
|
1 |
| CME |
New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps |
11/12/2009 |
Certified |
11/30/2009 |
|
1 |
| ICLR US |
New rules provide for the clearing of Iron Ore Swaps |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
| ICLR US |
Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements |
11/13/2009 |
Certified |
11/30/2009 |
|
1 |
| CCORP |
Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE |
11/18/2009 |
Certified |
11/30/2009 |
|
1 |
| OCC |
Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
| ICE NGX |
Amendment of the CPA to lengthen the time period in which a participant may notifty NGX of early termination in the event of an Exchange Bankruptcy Event of Default (a defined term) and to update the definition of Crude Month Accounts Net Payable. |
11/06/2009 |
Certified |
11/09/2009 |
|
1 |
| CME |
New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index |
10/14/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
New CME Chapter 415C setting forth the terms and conditions and the rules for clearing cleared-only OTC-traded S&P/GSCI Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts |
10/15/2009 |
Certified |
11/02/2009 |
|
1 |
| OCC |
A Link Framework Agreeement and an Associate Clearinghouse Agreement between OCC and Eurex Clearing AG to implement a clearing link arrangement to facilitate trading in options listed on the International Securities Exchange by Eurex Deutschland members |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
| OCC |
Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
| CBT |
Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Clarification to CME Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CBT |
Clarification to CBT Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NYMEX |
Clarification to Nymex Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CBT |
Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
0 |
| NYMEX |
Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Various amendments to CME Chapter 8F regarding OTC Derivative Clearing |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NADEX |
Further amendments to rules to permit the intermediation of trading and clearing |
08/21/2009 |
Certified |
11/02/2009 |
|
1 |
| NADEX |
Further amendments to rules to permit the intermediation of trading and clearing |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
| ICE NGX |
Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
| ICE NGX |
Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
| CME |
Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. |
10/15/2009 |
Certified |
10/15/2009 |
|
1 |
| ICLR US |
Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. |
09/30/2009 |
Certified |
10/05/2009 |
|
1 |
| OCC |
Rule change to permit dividend equivalent payments to be principally effected through the facilities of the DTC with respect to OCC's Market Loan Program. |
09/28/2009 |
Certified |
09/28/2009 |
|
1 |
| LCHLTD |
LCH submits its Clearing Relationship Agreement (CRA), Termination Agreement (TA) and Tripartite Clearing Membership Agreement (TCMA). Only the latter is not subject to a request for confidential treatment. |
09/22/2009 |
Certified |
09/25/2009 |
|
1 |
| CME |
Amendments to Rule 8F15 regardiing trade submission to CME Clearport |
09/22/2009 |
Certified |
09/22/2009 |
|
1 |
| OCC |
Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. |
08/28/2009 |
Certified |
09/02/2009 |
|
1 |
| CCORP |
Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. |
08/26/2009 |
Certified |
08/27/2009 |
|
1 |
| NYMEX |
Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. |
08/18/2009 |
Certified |
08/27/2009 |
|
1 |
| CME |
New Rules Chapter 334 establishing rules governing the clearing of OTC London Gold Forward contracts listed by Comex for clearing-only. |
08/12/2009 |
Certified |
08/18/2009 |
|
1 |
| OCC |
Rule change to accomodate requests from options exchanges that OCC clear options based on index-linked securities. |
08/12/2009 |
Certified |
08/18/2009 |
|
1 |
| LCHLTD |
Liffe will take over the clearing role from LCH for Liffe contracts and then outsource back to LCH many of the clearing functions. LCH will continue to maintain the guarantee fund and risk management program. This will reduce LCH's risk exposure |
08/04/2009 |
Certified |
08/11/2009 |
|
1 |
| NYMEX |
Eleven new option contracts on Natural Gas Basis locations which are EOOs will be submitted for clearing on CME ClearPort. |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| NYMEX |
Revision to submission for eleven new opitions on Natural Gas Basis locations so that first contract month for all will be September 2009 rather than August 2009. These EOOs are submitted to CME ClearPort for clearing. |
07/30/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
| ICE NGX |
Rule changes and establishment of a new schedule to cover bilateral transactions which are trades entered into on NGX as a trading system but then not cleared through NGX, the clearing organization. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| ICE NGX |
Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
| CME |
The title of Chapter 415A for S&P GSCI ER Swap Contracts is changed to clarify that the contracts are cleared as OTC contracts and Rule 415A03 concerning final settlement prices is amended to delete a superfluous phrase. |
08/11/2009 |
Certified |
08/11/2009 |
|
1 |
| NADEX |
Amendments to rules to permit the intermediation of trading and clearing |
07/08/2009 |
Certified |
07/27/2009 |
|
1 |
| OCC |
Rule change to accommodate OCC's clearance of physically-settled futures contracts on U.S. Treasury Notes and Bonds. |
07/01/2009 |
Certified |
07/27/2009 |
|
1 |
| CCORP |
Definition of Exchange Market is amended to add IFEX Event Linked, Eastern Seaboard Tropical Wind Events, and Northeast Tropical Wind Events futures contracts traded on CCFE. |
07/23/2009 |
Certified |
07/27/2009 |
|
1 |
| OCC |
Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. |
07/01/2009 |
Certified |
07/01/2009 |
|
1 |
| CME |
Amendments to add COMEX clearing members to the definition of OTC Clearing Member and to expand the application of capital requirements with respect to additional OTC cleared-only products. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
Amendment to allow clearing members to accept physical gold to meet performance bond requrements. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| NYMEX |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| CBT |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
