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CFTC Files Complaint Against Thomas W. Lamar of Waterford, Michigan, Alleging That He Committed $2 million commodity Fraud, 4108-98 (Civ 98-70169) , February 17, 1998. Text of the Complaint ., 4108-98
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Ohio Court Issues Permanent Injunction Against Jeffrey A. Smith of Westerville, Ohio, Ordering Him to Disgorge Ill-Gotten Gains, 4107-98 (C2-94-981) , February 17, 1998., 4107-98
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CFTC Adopts Amendments to Its Risk Disclosure Rules Governing Futures Commission Merchants and Introducing Brokers, 4106-98
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New York Court Issues Preliminary Injunctions Against William Sanchez and Brian Willis in CFTC Anti-Fraud Enforcement Action, Which Also Charges Worldwide Commodities Ltd. and Templar International Ltd, 4105-98 (97 Civ 5255) , February 12, 1998., 4105-98
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CFTC Institutes Proceedings Against William Koerner and IV Great River Corp. -- Both of Vero Beach, Florida -- Alleging Fraud and Simultaneously Settles the Charges, 4104-98 (CFTC Docket 98-5) , February 9, 1998., 4104-98
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CFTC Files Amended Complaint in CFTC v. FTI Financial Group Charging Four Additional Defendants in Ohio With Fraud, Among Other Violations of Federal Commodity Law, 4103-98 (CIV-97-C7061) , February 9, 1998., 4103-98
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CFTC Files Complaint Against James F. Bonney of Plover, Wisconsin Alleging that He Committed a $540,000 Commodity Fraud, 4102-98 (Civ 98-C0087C) , February 5, 1998., 4102-98
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CFTC Seeks Public Comment on the Application of Cantor Financial Futures Exchange to Become Designated as a Contract Market For Computer-Based Trading of Various U.S. Treasury Securities Futures Contracts, 4101-98
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CFTC Seeks Public Comment on the Regulation of Noncompetitive Transactions Executed on or Subject to the Rules of an Exchange, 4100-98
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CFTC Seeks Public Comment on a Proposed Regulation to Establish Conflict of Interest Restrictions for Self-Regulatory Organizations Governing Boards and Committees, 4099-98
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Hawaii Court Issues Preliminary Injunction in CFTC Enforcement Action Against Brien Sullivan, 4098-98
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Commodity Futures Trading Commission Seeks Public Comment on Proposed Procedures for Requesting Exemptive, No-Action and Interpretative Letters 4097-98 , January 13, 1998, 4097-98
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RESPONDENTS ORDERED TO PAY $460,000 IN CIVIL FINES FOR ROLE IN INTERNATIONAL COMMODITY SCHEMES AND BARRED FROM THE COMMODITIES INDUSTRY FOR AIDING AND ABETTING FRAUD BY TWO GERMAN-BASED BROKERAGE FIRMS, 4096-98 (CFTC Docket 95-8 and 95-9) , January 12, 1998., 4096-98
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CFTC Appoints Chairperson Born as Chair of its Financial Products Advisory Committee and Commissioner Spears as Chair of its Agricultural Advisory Committee, 4095-98
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CFTC Proposes to Amend its Regulation 1.35(a-1) to Permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis, 4094-98
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Commodity Futures Trading Commission Issues a Concept Release on the Denomination of Customer Funds and the Location of Depositories, 4093-98
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CFTC Seeks Public Comment on Proposed Amendments to Rule 1.12 That Will Require an FCM to notify Immediately the CFTC When it Becomes Undersegregated or Undersecured 4092-98 , January 7, 1998, 4092-98
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Commodity Futures Trading Commission Proposes Repealing Commission Reugulation 33.4(a)(2) in Order to Permit the Futures-Style Margining of Commodity Options Traded on Regulated Futures Exchanges, 4087-97
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CFTC Provides Guidance to NFA Concerning Floor Broker and Floor Trader Cases, 61-97
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Linda J. Ferren Appointed Executive Director of CFTC, 4085-97
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CFTC Requests Public Comment on Draft Proposed Revisions by the CBT to Corn and Soybean Futures Contracts, 4084-97
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Chairperson Born Expresses Appreciation to Commissioner Joseph Dial, 4080-97
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CFTC's Financial Products Advisory Committee to Meet on November 13, 1997, 4078-97
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CFTC Orders the Chicago Board of Trade to Change Delivery Specifications For Its Corn and Soybean Futures Contracts, 4077-97
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CFTC Issues Order Granting CME a Dual Trading Exemption for the S&P 500 Futures Contract Market and A Proposed Order Granting CME Conditional Dual Trading Exemptions for Seven Other High-Volume Contract Markets, 4076-97
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CFTC Issues Proposed Order Granting CBT Conditional Dual Trading Exemptions for 13 High-Volume Contract Markets, 4075-97
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CFTC Notifies the New York Futures Exchange of the Results of A Rule Enforcement Review, 4073-97
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Year 2000 Computer Problem, 55-97
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Commodity Derivatives Regulator Publish Guidance on Strengthening the Supervision of International Markets, 4072-97
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CFTC Proposes Pilot Program for Agricultural Trade Options, 4070-97
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CFTC's Agricultural Advisory Committee to Meet on October 29, 1997, 4069-97
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Memorandum of Understanding Between the SEC, CFTC, Bank of England and Financial Services Authority, 4068-97
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CFTC Make Its Strategic Plan Available, 51-97
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The CFTC and The German Bundesaufsichtsamt Für Den Wertpapierhandel Sign Mou, 4064-97
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CFTC Notifies the Chicago Mercantile Exchange Clearing House of the Results of Its Review of the CME Clearing House's Compliance with the Commission's Segregation and Related Recordkeeping Rules, 4060-97
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CFTC Notifies the Board of Trade Clearing Corporation of the Results of Its Review of the BOTCC's Compliance with the Commission's Segregation and Related Recordkeeping Rules, 4059-97
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CFTC Completes Comprehensive Horizontal Rule Enforcement Review of Exchange Broker Association Programs, 4058-97
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