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CFTC Restricts the Registrations of Commodity Professionals John C. Glase, Sutherland Group, Inc., and Skibo Asset Management, LLC, 5640-09
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CFTC Sanctions ADM Investor Services, Inc. $200,000 For Failing To Diligently Supervise Its Employees, 5639-09
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CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers, 5638-09
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CFTC Grants Exemption to Chicago Mercantile Exchange to Clear Certain Agricultural Swap Contracts, 5637-09
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CFTC Approves Final Rules and Rule Amendments to Increase Oversight of ECMs, 5636-09
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CFTC Charges North Carolina Foreign Currency Firm Barki, LLC and Its Recently Deceased Principal Bruce C. Kramer In Alleged $40 Million Ponzi Fraud, 5635-09
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CFTC Charges Tennessee Resident and Las Vegas-based Firm with Fraud and Misappropriation in $20 Million Commodity Pool Ponzi Scheme, 5634-09
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CFTC Hosts International Regulators to Discuss Futures Industry Issues, 5633-09
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CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million From Investors in a Ponzi Scheme Involving More than $10 Million, 5632-09
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CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts, 5631-09
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Commissioner Bart Chilton appointed to Chair CFTC’s Energy Markets Advisory Committee, 5630-09
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Subcommittee Will Look Into Poor Cash-Futures Convergence in Agricultural Commodity Markets and Advise on Actions to Remedy Lack of Convergence, 5629-09
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CFTC Adopts Requirement for Electronic Filing of CPO and CTA Disclosure Documents, 5628-09
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CFTC and FSA Welcome IOSCO Proposals to Boost Regulation of Commodity Futures Markets, 5627-09
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CFTC and FSA Welcome IOSCO Proposals to Boost Regulation of Commodity Futures Markets, 5627-09
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CFTC Charges Ponzi Scheme in Mansfield, Texas, Caused More Than 250 Investors to Lose at Least $10.9 Million, 5626-09
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CFTC Enforcement Statement Regarding Trading in Crude Oil and the Roll by United States Oil Fund on February 6, 2009, CFTCStatement
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CFTC Acting Chairman Michael Dunn Announces the Appointment of Robert Holifield as Acting Director of External Affairs, 5625-09
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Anthony Ramunno, Jr., formerly of Alpharetta, Georgia, and His Company, Renaissance Asset Management LLC, Fined and Sanctioned in a $21 Million Ponzi Scheme, 5624-09
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CFTC Charges Idaho Resident Daren L. Palmer with Operating $40 Million Ponzi Scheme, 5623-09
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CFTC Charges Fund Manager Mark Bloom and His Firm, North Hills Management LLC, with Misappropriating Over $13 Million, 5622-09
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CFTC Charges New York Residents with Operating $1.3 Billion Investment Scam, 5621-09
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CFTC Charges South Florida Firm, Zurich Futures & Options, Inc., and Michele LaBruce with Defrauding Customers of Over $1.4 Million in Commodity Options Scam, 5620-09
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CFTC Proposes to Amend Reporting Requirements for Commodity Pool Operators, 5619-09
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CFTC Applauds Increased Funding Level for the Agency, 5618-09
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CFTC Seeks Public Comment on a Proposal to Amend and Clarify the Requirements for Acknowledgment Letters, 5617-09
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Federal Court Order Freezes Assets of Illinois Commodity Pool Operator Brookshire Raw Materials Management, LLC and its Canadian Principals Based on CFTC Charges of Misappropriating More Than $4.6 Million in a Ponzi Scheme, 5616-09
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CFTC Congratulates U.S. Attorney for Obtaining a Criminal Conviction Against Frank Anthony DeSantis III of Stuart, Florida, for Operating a Commodities Investment Scheme, 5615-09
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CFTC Charges Hawaii-based Marvin Cooper and Billion Coupons, Inc. with Operating a $4 Million Foreign Currency Ponzi Scheme Aimed at Defrauding the Deaf Community, 5614-09
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CFTC Approves Limits on the Number of Agricultural Delivery Instruments that can be Held for Non-Commercial Purposes, 5613-09
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CFTC Orders Former Bank Trader and New York City Resident to Pay $360,000 Penalty in Connection with False Trading Reports Submitted to His Former Employer, Bank of America, 5612-09
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CFTC’s Division of Market Oversight Issues Advisory Regarding Recordkeeping Requirements, 5611-09
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CFTC Seeks Freeze of Assets in Oklahoma Ponzi Scheme Involving Over $30 Million, 5610-09
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CFTC Obtains Judgment Against Albert E. Parish and Parish Economics LLC for Operating a Commodity Pool Scam in CFTC Anti-Fraud Action, 5609-09
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CFTC Charges Minnesota Resident Charles “Chuck” E. Hays and His Company, Crossfire Trading, LLC, with Running a $5.5 Million Ponzi Scheme, 5608-09
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CFTC Launches New Monthly Report, 5607-09
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CFTC Charges Nicholas Cosmo and Agape Companies with Defrauding Customers of Tens of Millions of Dollars in Commodity Futures Trading Scheme, 5606-09
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