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CFTC Facilitates the Filing of Public Comments , 5577-08 |
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Florida Federal Court Issues Preliminary Injunctions in CFTC Anti-Fraud Action against Florida Commodity Pool Operator Phoenix Diversified Investment Corporation, Inc., and its Principal Michael A. Meisner , 5576-08 |
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CFTC Staff Allows Thailand Futures Exchange Pcl’s Futures Contract Based on the SET50 Index to be Offered and Sold in the United States , 5575-08 |
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CFTC Staff Allows Korea Exchange’s Futures Contract Based on the KOSPI 200 Stock Index to be Offered and Sold in the United States , 5574-08 |
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Michigan-Based Aurifex Commodities Research Co. Ordered to Pay a Total of $150,000 in Restitution and Civil Monetary Penalties to Resolve CFTC Charges of “Private Hedge Fund” Fraud , 5573-08 |
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Utah-Based 4NExchange and Two Individuals Ordered to Pay $720,000 in Penalties to Resolve CFTC Charges of Fraud and Misappropriation in Foreign Currency Scam , 5572-08 |
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CFTC Charges Former Energy Trader David P. Lee with Fraud for Mis-Marking Bank of Montreal’s Natural Gas Options Book to Exaggerate Trading Profitability; Kevin Cassidy and Others Charged with Assisting Lee in the Fraud , 5571-08 |
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Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices , 5570-08 |
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CFTC and the Japan Ministry of Economy, Trade and Industry and the Japan Ministry of Agriculture, Forestry and Fisheries Sign Arrangement for Enhanced Cooperation and Collaboration , 5569-08 |
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California Resident Jinsup Choi Ordered to Pay More than $10 Million in Restitution and a $1 Million Monetary Penalty for Defrauding Investors in a “Ponzi” Scheme Involving Commodity Futures Contracts , 5568-08 |
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Western Virginia Man Found Guilty of 37 Counts Related to Defrauding Commodity Pool Investors out of Millions , 5567-08 |
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CFTC’s Office of International Affairs to host International Symposium and Training Program on Regulation of Derivative Products, Markets, and Financial Intermediaries , 5566-08 |
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CFTC Issues Order to the CBOT that Permits the CME to Clear OTC Ethanol Contracts , 5565-08 |
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CFTC Sanctions Former NYMEX Clerk Brian Keane $90,000 for Fraudulent Trade Practice Scheme , 5564-08 |
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Jacksonville Resident Stephanie Ann Gallitano and Her Fort Lauderdale-Based Companies Ordered to Pay More than $5 Million in Restitution and Civil Monetary Penalties in CFTC Forex Anti-Fraud Action , 5563-08 |
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CFTC’s 2008 Fiscal Year Enforcement Roundup: Agency Files 40 Actions, Obtains Record Amount in Penalties and Fines, Discloses Crude Oil Investigation, Forms Forex Task Force , 5562-08 |
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CFTC to Co-Chair International Task Force on Commodities Markets , 5561-08 |
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CFTC Requests Public Comment on Application by International Derivatives Clearinghouse, LLC for Registration as a Derivatives Clearing Organization , 5560-08 |
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CFTC Charges Michael Derrick Peninger and His Company, CSA Trading Group, Inc., With Fraud and Misappropriation in $1 Million Commodity Pool Scam , 5559-08 |
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CFTC Charges North Carolina Man and Two Companies with Solicitation Fraud and Misappropriation of Approximately $1.3 Million of Customer Funds in Commodity Pool Scheme , 5558-08 |
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U.S. District Court Orders Five Individuals and Firms to Pay More than $23 Million in Connection With the CFTC Cooperative Law Enforcement Investigation “Operation Wooden Nickel” , 5557-08 |
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CFTC Sues Boca Raton Resident Michael A. Meisner and His Company, Phoenix Diversified Investment Corp., in Commodity Pool Anti-Fraud Action , 5556-08 |
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CFTC Sanctions Four Registered Commodity Pool Operators for Failing to File Timely Commodity Pool Reports with the National Futures Association , 5555-08 |
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CFTC Files Action to Revoke the Registration of Philadelphia Alternative Asset Management Company , 5554-08 |
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CFTC Statement Regarding Today’s Trading in Crude Oil , 5553-08 |
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CFTC Statement Regarding Barclays Purchase of Lehman Futures Business , 5552-08 |
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CFTC Update on Efforts Underway to Oversee Markets , 5551-08 |
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Pennsylvania Resident Gary Scholze Ordered to Pay $1 Million Civil Monetary Penalty in Commodity Futures and Options Anti-Fraud Case , 5550-08 |
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CFTC Files Action to Revoke the Registration of Portland, Oregon, Hedge Fund Beacon Rock Capital, LLC , 5549-08 |
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Joseph Clark Lavin and His Companies Ordered to Pay More than $23 Million in Restitution and Civil Monetary Penalties in Retail Foreign Currency Options Case , 5548-08 |
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Greg Kuserk Appointed Deputy Director of the CFTC’s Market Surveillance Section in the Division of Market Oversight , 5546-08 |
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U.S District Court Imposes Sanctions of More than $2.9 Million Against Foreign Fund, Two Individuals, and a Tennessee Corporation in CFTC Anti-Fraud Action , 5545-08 |
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South Florida Residents Frank Anthony DeSantis III and Doreen Rose Valko Ordered to Pay More than $8 Million in Restitution and Penalties for Operating a Foreign Currency Options Scam , 5544-08 |
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Statement of CFTC Acting Chairman Walter Lukken Regarding Recent Market Developments , 5543-08 |
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CFTC Releases Staff Report on Swap Dealers and Index Traders , 5542-08 |
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CFTC Seeks Public Comment on Request by Chicago Board of Trade to Amend its Wheat Futures Contract , 5541-08 |
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CFTC Orders Sempra Energy Trading LLC to Pay $175,000 to Settle Trading Card Violations in Connection with Natural Gas Futures Trading on the NYMEX , 5540-08 |
