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CFTC Charges Former Energy Trader David P. Lee with Fraud for Mis-Marking Bank of Montreal’s Natural Gas Options Book to Exaggerate Trading Profitability; Kevin Cassidy and Others Charged with Assisting Lee in the Fraud, 5571-08
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Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices, 5570-08
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CFTC and the Japan Ministry of Economy, Trade and Industry and the Japan Ministry of Agriculture, Forestry and Fisheries Sign Arrangement for Enhanced Cooperation and Collaboration, 5569-08
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California Resident Jinsup Choi Ordered to Pay More than $10 Million in Restitution and a $1 Million Monetary Penalty for Defrauding Investors in a “Ponzi” Scheme Involving Commodity Futures Contracts, 5568-08
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Western Virginia Man Found Guilty of 37 Counts Related to Defrauding Commodity Pool Investors out of Millions, 5567-08
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CFTC’s Office of International Affairs to host International Symposium and Training Program on Regulation of Derivative Products, Markets, and Financial Intermediaries, 5566-08
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CFTC Issues Order to the CBOT that Permits the CME to Clear OTC Ethanol Contracts, 5565-08
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CFTC Sanctions Former NYMEX Clerk Brian Keane $90,000 for Fraudulent Trade Practice Scheme, 5564-08
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Jacksonville Resident Stephanie Ann Gallitano and Her Fort Lauderdale-Based Companies Ordered to Pay More than $5 Million in Restitution and Civil Monetary Penalties in CFTC Forex Anti-Fraud Action, 5563-08
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CFTC’s 2008 Fiscal Year Enforcement Roundup: Agency Files 40 Actions, Obtains Record Amount in Penalties and Fines, Discloses Crude Oil Investigation, Forms Forex Task Force, 5562-08
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CFTC to Co-Chair International Task Force on Commodities Markets, 5561-08
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CFTC Requests Public Comment on Application by International Derivatives Clearinghouse, LLC for Registration as a Derivatives Clearing Organization, 5560-08
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CFTC Charges Michael Derrick Peninger and His Company, CSA Trading Group, Inc., With Fraud and Misappropriation in $1 Million Commodity Pool Scam, 5559-08
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CFTC Charges North Carolina Man and Two Companies with Solicitation Fraud and Misappropriation of Approximately $1.3 Million of Customer Funds in Commodity Pool Scheme, 5558-08
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U.S. District Court Orders Five Individuals and Firms to Pay More than $23 Million in Connection With the CFTC Cooperative Law Enforcement Investigation “Operation Wooden Nickel”, 5557-08
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CFTC Sues Boca Raton Resident Michael A. Meisner and His Company, Phoenix Diversified Investment Corp., in Commodity Pool Anti-Fraud Action, 5556-08
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CFTC Sanctions Four Registered Commodity Pool Operators for Failing to File Timely Commodity Pool Reports with the National Futures Association, 5555-08
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CFTC Files Action to Revoke the Registration of Philadelphia Alternative Asset Management Company, 5554-08
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CFTC Statement Regarding Today’s Trading in Crude Oil, 5553-08
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CFTC Statement Regarding Barclays Purchase of Lehman Futures Business, 5552-08
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CFTC Update on Efforts Underway to Oversee Markets, 5551-08
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Pennsylvania Resident Gary Scholze Ordered to Pay $1 Million Civil Monetary Penalty in Commodity Futures and Options Anti-Fraud Case, 5550-08
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CFTC Files Action to Revoke the Registration of Portland, Oregon, Hedge Fund Beacon Rock Capital, LLC, 5549-08
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Joseph Clark Lavin and His Companies Ordered to Pay More than $23 Million in Restitution and Civil Monetary Penalties in Retail Foreign Currency Options Case, 5548-08
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Greg Kuserk Appointed Deputy Director of the CFTC’s Market Surveillance Section in the Division of Market Oversight, 5546-08
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U.S District Court Imposes Sanctions of More than $2.9 Million Against Foreign Fund, Two Individuals, and a Tennessee Corporation in CFTC Anti-Fraud Action, 5545-08
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South Florida Residents Frank Anthony DeSantis III and Doreen Rose Valko Ordered to Pay More than $8 Million in Restitution and Penalties for Operating a Foreign Currency Options Scam, 5544-08
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Statement of CFTC Acting Chairman Walter Lukken Regarding Recent Market Developments, 5543-08
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CFTC Releases Staff Report on Swap Dealers and Index Traders, 5542-08
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CFTC Seeks Public Comment on Request by Chicago Board of Trade to Amend its Wheat Futures Contract, 5541-08
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CFTC Orders Sempra Energy Trading LLC to Pay $175,000 to Settle Trading Card Violations in Connection with Natural Gas Futures Trading on the NYMEX, 5540-08
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California Commodity Pool Operator and its Sole Manager Charged in Federal Court with Commodity Pool Fraud, 5539-08
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Futures Commission Merchant Nations Investments, LLC and Members of Two South Florida Families Ordered to Pay $5.4 Million to Settle Undercapitalization and False Statement Charges Brought by the CFTC, 5538-08
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CFTC Requests Public Comment on Application by Natural Gas Exchange Inc. for Registration as a Derivatives Clearing Organization, 5537-08
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CFTC Sanctions Former NYMEX Broker Ryan Tremblay $50,000 for Fraudulent Trade Practice Scheme, 5536-08
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CFTC Sanctions Rosenthal Collins Group, LLC $310,000 for Failing to Enforce Compliance Procedures and Diligently Supervise Employees, 5535-08
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CFTC Sanctions Former NYMEX Employee for Disclosing Non-Public Information to NYMEX Floor Brokers, 5534-08
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