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New York Court Enters Order Imposing a $240,000 Fine and Other Sanctions against New York State Resident Michael Vitebsky in a Foreign Currency Scam , 5646-09 |
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CFTC Charges Austin, Texas Resident Steven Leigh Shakespeare and His Company, Guardian Futures, Inc., With Fraud and Unauthorized Trading , 5645-09 |
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William D. Perkins of St. George, Utah Ordered to Pay More Than $2 Million in Sanctions in CFTC Ponzi Scheme Action , 5644-09 |
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CFTC Charges Two Florida Companies and Three Florida Men with Operating a Fraudulent Commodity Pool that Solicited Approximately $17 Million from about 100 Investors , 5643-09 |
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Federal Court Issues Preliminary Injunction Against Two Nevada Corporations in $20 Million Commodity Pool Ponzi Scheme Operated by Tennessee Resident, Dennis Bolze , 5642-09 |
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Nacogdoches, Texas Businessman George D. Hudgins Ordered to Pay Approximately $86 Million for Defrauding 230 Investors in a “Ponzi” Scheme Involving Commodity Futures and Options Contracts , 5641-09 |
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CFTC Restricts the Registrations of Commodity Professionals John C. Glase, Sutherland Group, Inc., and Skibo Asset Management, LLC , 5640-09 |
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CFTC Sanctions ADM Investor Services, Inc. $200,000 For Failing To Diligently Supervise Its Employees , 5639-09 |
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CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers , 5638-09 |
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CFTC Grants Exemption to Chicago Mercantile Exchange to Clear Certain Agricultural Swap Contracts , 5637-09 |
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CFTC Approves Final Rules and Rule Amendments to Increase Oversight of ECMs , 5636-09 |
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CFTC Charges North Carolina Foreign Currency Firm Barki, LLC and Its Recently Deceased Principal Bruce C. Kramer In Alleged $40 Million Ponzi Fraud , 5635-09 |
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CFTC Charges Tennessee Resident and Las Vegas-based Firm with Fraud and Misappropriation in $20 Million Commodity Pool Ponzi Scheme , 5634-09 |
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CFTC Hosts International Regulators to Discuss Futures Industry Issues , 5633-09 |
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CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million From Investors in a Ponzi Scheme Involving More than $10 Million , 5632-09 |
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CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts , 5631-09 |
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Commissioner Bart Chilton appointed to Chair CFTC’s Energy Markets Advisory Committee , 5630-09 |
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Subcommittee Will Look Into Poor Cash-Futures Convergence in Agricultural Commodity Markets and Advise on Actions to Remedy Lack of Convergence , 5629-09 |
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CFTC Adopts Requirement for Electronic Filing of CPO and CTA Disclosure Documents , 5628-09 |
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CFTC and FSA Welcome IOSCO Proposals to Boost Regulation of Commodity Futures Markets , 5627-09 |
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CFTC and FSA Welcome IOSCO Proposals to Boost Regulation of Commodity Futures Markets , 5627-09 |
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CFTC Charges Ponzi Scheme in Mansfield, Texas, Caused More Than 250 Investors to Lose at Least $10.9 Million , 5626-09 |
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CFTC Enforcement Statement Regarding Trading in Crude Oil and the Roll by United States Oil Fund on February 6, 2009 , CFTCStatement |
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CFTC Acting Chairman Michael Dunn Announces the Appointment of Robert Holifield as Acting Director of External Affairs , 5625-09 |
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Anthony Ramunno, Jr., formerly of Alpharetta, Georgia, and His Company, Renaissance Asset Management LLC, Fined and Sanctioned in a $21 Million Ponzi Scheme , 5624-09 |
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CFTC Charges Idaho Resident Daren L. Palmer with Operating $40 Million Ponzi Scheme , 5623-09 |
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CFTC Charges Fund Manager Mark Bloom and His Firm, North Hills Management LLC, with Misappropriating Over $13 Million , 5622-09 |
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CFTC Charges New York Residents with Operating $1.3 Billion Investment Scam , 5621-09 |
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CFTC Charges South Florida Firm, Zurich Futures & Options, Inc., and Michele LaBruce with Defrauding Customers of Over $1.4 Million in Commodity Options Scam , 5620-09 |
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CFTC Proposes to Amend Reporting Requirements for Commodity Pool Operators , 5619-09 |
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CFTC Applauds Increased Funding Level for the Agency , 5618-09 |
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CFTC Seeks Public Comment on a Proposal to Amend and Clarify the Requirements for Acknowledgment Letters , 5617-09 |
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Federal Court Order Freezes Assets of Illinois Commodity Pool Operator Brookshire Raw Materials Management, LLC and its Canadian Principals Based on CFTC Charges of Misappropriating More Than $4.6 Million in a Ponzi Scheme , 5616-09 |
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CFTC Congratulates U.S. Attorney for Obtaining a Criminal Conviction Against Frank Anthony DeSantis III of Stuart, Florida, for Operating a Commodities Investment Scheme , 5615-09 |
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CFTC Charges Hawaii-based Marvin Cooper and Billion Coupons, Inc. with Operating a $4 Million Foreign Currency Ponzi Scheme Aimed at Defrauding the Deaf Community , 5614-09 |
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CFTC Approves Limits on the Number of Agricultural Delivery Instruments that can be Held for Non-Commercial Purposes , 5613-09 |
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CFTC Orders Former Bank Trader and New York City Resident to Pay $360,000 Penalty in Connection with False Trading Reports Submitted to His Former Employer, Bank of America , 5612-09 |
