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Joint Statement by UK and US Authorities on Continuity of Derivatives Trading and Clearing Post-Brexit , 7876-19 |
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Federal Court Imposes $15.7 Million Civil Penalty and Lifetime Trading Ban against Precious Metals Dealer and his Company in CFTC Anti-Fraud Action , 7875-19 |
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CFTC’s Division of Market Oversight Announces Mel Gunewardena as Deputy Director of the Market Intelligence Branch and the Agency’s Chief Market Intelligence Officer , 7874-19 |
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Commissioners Submit Comment on Prudential Regulators' Proposed Rulemaking , 7873-19 |
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CFTC Chairman Giancarlo Seeks Nominations for Agricultural Advisory Committee Membership , 7872-19 |
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CFTC Charges Principal of a Purported Commodity Trading Firm with Social Media Based Fraudulent Scheme , 7871-19 |
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CFTC Requests Public Comment on a Rule Amendment Certification Filing by ICE Futures U.S. , 7870-19 |
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CFTC Divisions Announce Examination Priorities , 7869-19 |
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Federal Court Orders Husband and Wife Team and Their Company to Pay Defrauded Customers More Than $1 Million in Connection with a Futures Trading Scheme , 7868-19 |
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In CFTC Action, Court Orders Precious Metals Trader to Pay Penalty and Imposes Trading Ban for Spoofing and Deceptive or Manipulative Scheme , 7867-19 |
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CFTC Extends Public Comment Periods to March 15 for Proposed Rule for SEFs and the Trade Execution Requirement and the Request for Comment on “Post-Trade Name Give-Up” , 7866-19 |
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CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets , 7865-19 |
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CFTC’s Release Schedule for Delayed Market Data Reports , 7864-19 |
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Agencies Invite Comment on a Proposal to Exclude Community Banks from the Volcker Rule , 7863-18 |
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CFTC Orders Commodity Trading Firm and Principal to Pay a $315,000 Civil Monetary Penalty for “Cherry-Picking” Scheme , 7862-18 |
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Federal Court Orders Forex Trading Firm and Its Principal to Pay More Than $1.6 million for Fraudulent Forex Pool Scheme , 7861-18 |
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CFTC Obtains $2.1 Million Judgment Against Iowa Commodity Trader for Fraudulent Scheme , 7860-18 |
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CFTC Staff Acts to Expand U.S. Customer Options for Clearing Swaps , 7859-18 |
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Federal Court Orders Commodity Pool Operators to Pay More Than $23 Million in Restitution and Penalties for Fraud and Misappropriation of Investors Funds , 7858-18 |
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CFTC Charges Chicago-area Trader with Ongoing Forex and Commodity Fraud , 7857-18 |
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CFTC and State of Utah Amend Their Complaint Against Rust Rare Coin and Gaylen Rust to Charge Additional Defendants for Participating in $200 Million Salt Lake City Precious Metals Ponzi Scheme , 7856-18 |
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CFTC Seeks Public Comments on Crypto-asset Mechanics and Markets , 7855-18 |
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Federal Court Orders Defendants to Pay More Than $11 Million in Connection with Commodity Pool Fraud , 7854-18 |
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CFTC Wins Judgment against Commodities Trader for Commodity Pool Fraud, Including Misappropriating Funds , 7853-18 |
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CFTC Commissioner Behnam Announces Members of the Market Risk Advisory Committee’s Interest Rate Benchmark Reform Subcommittee , 7852-18 |
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CFTC Allows Additional UK Multilateral Trading Facilities to Operate without CFTC Registration as Exempt SEFs , 7851-18 |
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CFTC Approves a Proposed Rule to Provide Exception to Annual Privacy Notice Requirement , 7850-18 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for December 4 Public Meeting , 7849-18 |
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CFTC and K-State to Host 2nd Agricultural Commodity Futures Conference , 7848-18 |
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CFTC’s LabCFTC Releases Primer about Smart Contracts , 7847-18 |
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CFTC’s Market Risk Advisory Committee to Meet December 4 to Discuss Clearinghouse and Vendor Risk Management , 7846-18 |
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CFTC Approves a Final Rule to Amend Uncleared Swap Margin Requirements , 7845-18 |
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CFTC Vacates SEF Registration Upon Request of GTX SEF, LLC , 7844-18 |
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CFTC Commissioner Dan Berkovitz Announces Staff Appointments , 7843-18 |
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CFTC and State of Utah Charge Salt Lake City Precious Metals Dealer and His Company with Engaging in $170 Million Precious Metals Ponzi Scheme , 7842-18 |
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CFTC Division of Enforcement Issues Report on FY 2018 Results , 7841-18 |
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In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations , 7840-18 |
