|
|
CFTC’s Division of Market Oversight Extends Time-Limited No-Action Relief from Certain Position Aggregation Requirements , 7989-19 |
|
|
CFTC Charges Trader with Spoofing in Financial Futures Markets , 7988-19 |
|
|
Chairman Tarbert Announces Key Executive Leadership Appointment , 7987-19 |
|
|
ICYMI: Chairman Tarbert Lays Out Priorities in Fox Business Op-Ed , 7986-19 |
|
|
CFTC Orders Principal of Binary Options Trading Firm to Pay $200,000 for Illegal Off-Exchange Trading and Registration Violations , 7985-19 |
|
|
Ninth Circuit Rules in Favor of CFTC in Fraud Case Against Monex Deposit Company and its Principals , 7984-19 |
|
|
In CFTC Actions, Two Former Precious Metals Traders Admit To Engaging in Spoofing and Manipulation at New York Banks , 7983-19 |
|
|
CFTC Staff, in Conjunction with the Financial Crimes Enforcement Network, Clarifies the Customer Identification Program and Beneficial Ownership Obligations of Certain Introducing Brokers , 7982-19 |
|
|
CFTC Extends Public Comment Period for Proposal to Improve Data Quality and Streamline Regulations for Swap Data Repositories , 7981-19 |
|
|
Federal Court Orders Defendant to Pay More Than $2.9 Million in Connection with a Social Media-Based Forex Fraud Scheme , 7980-19 |
|
|
CFTC Orders Former Hedge Fund Portfolio Manager to Pay More than $700,000 in Monetary Sanctions for Fraudulently Mismarking Swaps , 7979-19 |
|
|
Chairman Tarbert Announces CFTC Executive Leadership Appointments , 7978-19 |
|
|
Chairman Tarbert Announces Key Office Appointments , 7977-19 |
|
|
Tarbert Begins Term as 14th CFTC Chairman , 7976-19 |
|
|
CFTC Files and Settles Enforcement Actions Against Two Futures Commission Merchants and an Introducing Broker Arising from Unauthorized Trading and Improper Bunched Orders , 7975-19 |
|
|
CFTC Orders ADM Investor Services Inc. to Pay a $250,000 Penalty to Settle Charges that it Failed to Supervise Its Employees , 7974-19 |
|
|
CFTC Orders Vision Financial Markets LLC to Pay a $200,000 Penalty to Settle Charges that It Failed To Supervise Its Employees , 7973-19 |
|
|
CFTC Orders Dean Katzelis and Shahin Maleki d/b/a Essex Futures to Pay a $500,000 Penalty to Settle Charges of Unauthorized Options Trading, Failure to Supervise, and Other Violations , 7972-19 |
|
|
CFTC Issues Order Finding that Korea Exchange, Inc. Made a False and Misleading Certification to the CFTC , 7971-19 |
|
|
Maggie Sklar to Depart CFTC Chairman Giancarlo’s Office , 7970-19 |
|
|
CFTC Commissioner Stump Announces Progress in the CFTC’s Data Protection Initiative , 7969-19 |
|
|
The CFTC and the Japan Financial Services Agency Issued a Joint Statement Regarding the Comparability of Certain Derivatives Trading Venues in the U.S. and Japan , 7968-19 |
|
|
CFTC Voted on Open Meeting Agenda Items , 7967-19 |
|
|
CFTC Videocast Features Chairman Giancarlo Discussing Impact of Manufactured Credit Events in the Credit Derivatives Markets , 7966-19 |
|
|
Federal Court Permanently Enjoins Defendants and Orders Them to Pay Penalties and Restitution for Bitcoin Solicitation Fraud, Impersonating a CFTC Investigator, and Sending Forged CFTC Documents , 7965-19 |
|
|
CFTC Staff Provide Guidance, No-Action Relief for FCM Separate Account Practices , 7964-19 |
|
|
CFTC Commissioner Behnam Announces the Establishment of the Market Risk Advisory Committee’s Climate-Related Market Risk Subcommittee and Seeks Nominations for Membership , 7963-19 |
|
|
CFTC and SEC Invite Public Comment on a Joint Proposal to Align Margin Requirements for Security Futures with Requirements for Similar Financial Products , 7962-19 |
|
|
Agencies Adopt Final Rule to Exclude Community Banks from the Volcker Rule , 7961-19 |
|
|
CFTC Staff Issues Advisory Clarifying $50 Million Initial Margin Threshold and Documentation Requirements , 7960-19 |
|
|
Erica Elliott Richardson, External Affairs Director, To Leave CFTC , 7959-19 |
|
|
CFTC Staff Issues Report Regarding the Swap Dealer De Minimis Exception and On-Venue and Cleared Swaps , 7958-19 |
|
|
CFTC Issues Social Media Customer Protection Advisory , 7957-19 |
|
|
CFTC to Hold an Open Commission Meeting on July 11 , 7956-19 |
|
|
CFTC Charges Hedge Fund with Violating Wheat Futures Speculative Position Limits , 7955-19 |
|
|
CFTC Grants DCO Registration to Eris Clearing, LLC , 7954-19 |
|
|
CFTC Announces $2 Million Award to Joint Whistleblowers , 7953-19 |
